FedDCSR: Federated Cross-domain Sequential Recommendation via Disentangled Representation Learning

Cross-domain Sequential Recommendation (CSR) which leverages user sequence data from multiple domains has received extensive attention in recent years. However, the existing CSR methods require sharing origin user data across domains, which violates the General Data Protection Regulation (GDPR). Thus, it is necessary to combine federated learning (FL) and CSR to fully utilize knowledge from different domains while preserving data privacy. Nonetheless, the sequence feature heterogeneity across different domains significantly impacts the overall performance of FL. In this paper, we propose FedDCSR, a novel federated cross-domain sequential recommendation framework via disentangled representation learning. Specifically, to address the sequence feature heterogeneity across domains, we introduce an approach called inter-intra domain sequence representation disentanglement (SRD) to disentangle the user sequence features into domain-shared and domain-exclusive features. In addition, we design an intra domain contrastive infomax (CIM) strategy to learn richer domain-exclusive features of users by performing data augmentation on user sequences. Extensive experiments on three real-world scenarios demonstrate that FedDCSR achieves significant improvements over existing baselines.

DGSD: Dynamical Graph Self-Distillation for EEG-Based Auditory Spatial Attention Detection

Auditory Attention Detection (AAD) aims to detect target speaker from brain signals in a multi-speaker environment. Although EEG-based AAD methods have shown promising results in recent years, current approaches primarily rely on traditional convolutional neural network designed for processing Euclidean data like images. This makes it challenging to handle EEG signals, which possess non-Euclidean characteristics. In order to address this problem, this paper proposes a dynamical graph self-distillation (DGSD) approach for AAD, which does not require speech stimuli as input. Specifically, to effectively represent the non-Euclidean properties of EEG signals, dynamical graph convolutional networks are applied to represent the graph structure of EEG signals, which can also extract crucial features related to auditory spatial attention in EEG signals. In addition, to further improve AAD detection performance, self-distillation, consisting of feature distillation and hierarchical distillation strategies at each layer, is integrated. These strategies leverage features and classification results from the deepest network layers to guide the learning of shallow layers. Our experiments are conducted on two publicly available datasets, KUL and DTU. Under a 1-second time window, we achieve results of 90.0\% and 79.6\% accuracy on KUL and DTU, respectively. We compare our DGSD method with competitive baselines, and the experimental results indicate that the detection performance of our proposed DGSD method is not only superior to the best reproducible baseline but also significantly reduces the number of trainable parameters by approximately 100 times.

SoTaNa: The Open-Source Software Development Assistant

Software development plays a crucial role in driving innovation and efficiency across modern societies. To meet the demands of this dynamic field, there is a growing need for an effective software development assistant. However, existing large language models represented by ChatGPT suffer from limited accessibility, including training data and model weights. Although other large open-source models like LLaMA have shown promise, they still struggle with understanding human intent. In this paper, we present SoTaNa, an open-source software development assistant. SoTaNa utilizes ChatGPT to generate high-quality instruction-based data for the domain of software engineering and employs a parameter-efficient fine-tuning approach to enhance the open-source foundation model, LLaMA. We evaluate the effectiveness of \our{} in answering Stack Overflow questions and demonstrate its capabilities. Additionally, we discuss its capabilities in code summarization and generation, as well as the impact of varying the volume of generated data on model performance. Notably, SoTaNa can run on a single GPU, making it accessible to a broader range of researchers. Our code, model weights, and data are public at \url{https://github.com/DeepSoftwareAnalytics/SoTaNa}.

Try with Simpler -- An Evaluation of Improved Principal Component Analysis in Log-based Anomaly Detection

The rapid growth of deep learning (DL) has spurred interest in enhancing log-based anomaly detection. This approach aims to extract meaning from log events (log message templates) and develop advanced DL models for anomaly detection. However, these DL methods face challenges like heavy reliance on training data, labels, and computational resources due to model complexity. In contrast, traditional machine learning and data mining techniques are less data-dependent and more efficient but less effective than DL. To make log-based anomaly detection more practical, the goal is to enhance traditional techniques to match DL's effectiveness. Previous research in a different domain (linking questions on Stack Overflow) suggests that optimized traditional techniques can rival state-of-the-art DL methods. Drawing inspiration from this concept, we conducted an empirical study. We optimized the unsupervised PCA (Principal Component Analysis), a traditional technique, by incorporating lightweight semantic-based log representation. This addresses the issue of unseen log events in training data, enhancing log representation. Our study compared seven log-based anomaly detection methods, including four DL-based, two traditional, and the optimized PCA technique, using public and industrial datasets. Results indicate that the optimized unsupervised PCA technique achieves similar effectiveness to advanced supervised/semi-supervised DL methods while being more stable with limited training data and resource-efficient. This demonstrates the adaptability and strength of traditional techniques through small yet impactful adaptations.

Modularizing while Training: a New Paradigm for Modularizing DNN Models

Deep neural network (DNN) models have become increasingly crucial components in intelligent software systems. However, training a DNN model is typically expensive in terms of both time and money. To address this issue, researchers have recently focused on reusing existing DNN models - borrowing the idea of code reuse in software engineering. However, reusing an entire model could cause extra overhead or inherits the weakness from the undesired functionalities. Hence, existing work proposes to decompose an already trained model into modules, i.e., modularizing-after-training, and enable module reuse. Since trained models are not built for modularization, modularizing-after-training incurs huge overhead and model accuracy loss. In this paper, we propose a novel approach that incorporates modularization into the model training process, i.e., modularizing-while-training (MwT). We train a model to be structurally modular through two loss functions that optimize intra-module cohesion and inter-module coupling. We have implemented the proposed approach for modularizing Convolutional Neural Network (CNN) models in this work. The evaluation results on representative models demonstrate that MwT outperforms the state-of-the-art approach. Specifically, the accuracy loss caused by MwT is only 1.13 percentage points, which is 1.76 percentage points less than that of the baseline. The kernel retention rate of the modules generated by MwT is only 14.58%, with a reduction of 74.31% over the state-of-the-art approach. Furthermore, the total time cost required for training and modularizing is only 108 minutes, half of the baseline.

Provably Efficient Bayesian Optimization with Unbiased Gaussian Process Hyperparameter Estimation

Gaussian process (GP) based Bayesian optimization (BO) is a powerful method for optimizing black-box functions efficiently. The practical performance and theoretical guarantees associated with this approach depend on having the correct GP hyperparameter values, which are usually unknown in advance and need to be estimated from the observed data. However, in practice, these estimations could be incorrect due to biased data sampling strategies commonly used in BO. This can lead to degraded performance and break the sub-linear global convergence guarantee of BO. To address this issue, we propose a new BO method that can sub-linearly converge to the global optimum of the objective function even when the true GP hyperparameters are unknown in advance and need to be estimated from the observed data. Our method uses a multi-armed bandit technique (EXP3) to add random data points to the BO process, and employs a novel training loss function for the GP hyperparameter estimation process that ensures unbiased estimation from the observed data. We further provide theoretical analysis of our proposed method. Finally, we demonstrate empirically that our method outperforms existing approaches on various synthetic and real-world problems.

An Evaluation of Log Parsing with ChatGPT

Software logs play an essential role in ensuring the reliability and maintainability of large-scale software systems, as they are often the sole source of runtime information. Log parsing, which converts raw log messages into structured data, is an important initial step towards downstream log analytics. In recent studies, ChatGPT, the current cutting-edge large language model (LLM), has been widely applied to a wide range of software engineering tasks. However, its performance in automated log parsing remains unclear. In this paper, we evaluate ChatGPT's ability to undertake log parsing by addressing two research questions. (1) Can ChatGPT effectively parse logs? (2) How does ChatGPT perform with different prompting methods? Our results show that ChatGPT can achieve promising results for log parsing with appropriate prompts, especially with few-shot prompting. Based on our findings, we outline several challenges and opportunities for ChatGPT-based log parsing.

Towards Efficient Fine-tuning of Pre-trained Code Models: An Experimental Study and Beyond

Recently, fine-tuning pre-trained code models such as CodeBERT on downstream tasks has achieved great success in many software testing and analysis tasks. While effective and prevalent, fine-tuning the pre-trained parameters incurs a large computational cost. In this paper, we conduct an extensive experimental study to explore what happens to layer-wise pre-trained representations and their encoded code knowledge during fine-tuning. We then propose efficient alternatives to fine-tune the large pre-trained code model based on the above findings. Our experimental study shows that (1) lexical, syntactic and structural properties of source code are encoded in the lower, intermediate, and higher layers, respectively, while the semantic property spans across the entire model. (2) The process of fine-tuning preserves most of the code properties. Specifically, the basic code properties captured by lower and intermediate layers are still preserved during fine-tuning. Furthermore, we find that only the representations of the top two layers change most during fine-tuning for various downstream tasks. (3) Based on the above findings, we propose Telly to efficiently fine-tune pre-trained code models via layer freezing. The extensive experimental results on five various downstream tasks demonstrate that training parameters and the corresponding time cost are greatly reduced, while performances are similar or better. Replication package including source code, datasets, and online Appendix is available at: \url{https://github.com/DeepSoftwareAnalytics/Telly}.

Reusing Deep Neural Network Models through Model Re-engineering

Training deep neural network (DNN) models, which has become an important task in today's software development, is often costly in terms of computational resources and time. With the inspiration of software reuse, building DNN models through reusing existing ones has gained increasing attention recently. Prior approaches to DNN model reuse have two main limitations: 1) reusing the entire model, while only a small part of the model's functionalities (labels) are required, would cause much overhead (e.g., computational and time costs for inference), and 2) model reuse would inherit the defects and weaknesses of the reused model, and hence put the new system under threats of security attack. To solve the above problem, we propose SeaM, a tool that re-engineers a trained DNN model to improve its reusability. Specifically, given a target problem and a trained model, SeaM utilizes a gradient-based search method to search for the model's weights that are relevant to the target problem. The re-engineered model that only retains the relevant weights is then reused to solve the target problem. Evaluation results on widely-used models show that the re-engineered models produced by SeaM only contain 10.11% weights of the original models, resulting 42.41% reduction in terms of inference time. For the target problem, the re-engineered models even outperform the original models in classification accuracy by 5.85%. Moreover, reusing the re-engineered models inherits an average of 57% fewer defects than reusing the entire model. We believe our approach to reducing reuse overhead and defect inheritance is one important step forward for practical model reuse.

xASTNN: Improved Code Representations for Industrial Practice

The application of deep learning techniques in software engineering becomes increasingly popular. One key problem is developing high-quality and easy-to-use source code representations for code-related tasks. The research community has acquired impressive results in recent years. However, due to the deployment difficulties and performance bottlenecks, seldom these approaches are applied to the industry. In this paper, we present xASTNN, an eXtreme Abstract Syntax Tree (AST)-based Neural Network for source code representation, aiming to push this technique to industrial practice. The proposed xASTNN has three advantages. First, xASTNN is completely based on widely-used ASTs and does not require complicated data pre-processing, making it applicable to various programming languages and practical scenarios. Second, three closely-related designs are proposed to guarantee the effectiveness of xASTNN, including statement subtree sequence for code naturalness, gated recursive unit for syntactical information, and gated recurrent unit for sequential information. Third, a dynamic batching algorithm is introduced to significantly reduce the time complexity of xASTNN. Two code comprehension downstream tasks, code classification and code clone detection, are adopted for evaluation. The results demonstrate that our xASTNN can improve the state-of-the-art while being faster than the baselines.