FER-former: Multi-modal Transformer for Facial Expression Recognition

The ever-increasing demands for intuitive interactions in Virtual Reality has triggered a boom in the realm of Facial Expression Recognition (FER). To address the limitations in existing approaches (e.g., narrow receptive fields and homogenous supervisory signals) and further cement the capacity of FER tools, a novel multifarious supervision-steering Transformer for FER in the wild is proposed in this paper. Referred as FER-former, our approach features multi-granularity embedding integration, hybrid self-attention scheme, and heterogeneous domain-steering supervision. In specific, to dig deep into the merits of the combination of features provided by prevailing CNNs and Transformers, a hybrid stem is designed to cascade two types of learning paradigms simultaneously. Wherein, a FER-specific transformer mechanism is devised to characterize conventional hard one-hot label-focusing and CLIP-based text-oriented tokens in parallel for final classification. To ease the issue of annotation ambiguity, a heterogeneous domains-steering supervision module is proposed to make image features also have text-space semantic correlations by supervising the similarity between image features and text features. On top of the collaboration of multifarious token heads, diverse global receptive fields with multi-modal semantic cues are captured, thereby delivering superb learning capability. Extensive experiments on popular benchmarks demonstrate the superiority of the proposed FER-former over the existing state-of-the-arts.

Self-Paced Neutral Expression-Disentangled Learning for Facial Expression Recognition

The accuracy of facial expression recognition is typically affected by the following factors: high similarities across different expressions, disturbing factors, and micro-facial movement of rapid and subtle changes. One potentially viable solution for addressing these barriers is to exploit the neutral information concealed in neutral expression images. To this end, in this paper we propose a self-Paced Neutral Expression-Disentangled Learning (SPNDL) model. SPNDL disentangles neutral information from facial expressions, making it easier to extract key and deviation features. Specifically, it allows to capture discriminative information among similar expressions and perceive micro-facial movements. In order to better learn these neutral expression-disentangled features (NDFs) and to alleviate the non-convex optimization problem, a self-paced learning (SPL) strategy based on NDFs is proposed in the training stage. SPL learns samples from easy to complex by increasing the number of samples selected into the training process, which enables to effectively suppress the negative impacts introduced by low-quality samples and inconsistently distributed NDFs. Experiments on three popular databases (i.e., CK+, Oulu-CASIA, and RAF-DB) show the effectiveness of our proposed method.

Using Positive Matching Contrastive Loss with Facial Action Units to mitigate bias in Facial Expression Recognition

Machine learning models automatically learn discriminative features from the data, and are therefore susceptible to learn strongly-correlated biases, such as using protected attributes like gender and race. Most existing bias mitigation approaches aim to explicitly reduce the model's focus on these protected features. In this work, we propose to mitigate bias by explicitly guiding the model's focus towards task-relevant features using domain knowledge, and we hypothesize that this can indirectly reduce the dependence of the model on spurious correlations it learns from the data. We explore bias mitigation in facial expression recognition systems using facial Action Units (AUs) as the task-relevant feature. To this end, we introduce Feature-based Positive Matching Contrastive Loss which learns the distances between the positives of a sample based on the similarity between their corresponding AU embeddings. We compare our approach with representative baselines and show that incorporating task-relevant features via our method can improve model fairness at minimal cost to classification performance.

Fairly Private: Investigating The Fairness of Visual Privacy Preservation Algorithms

As the privacy risks posed by camera surveillance and facial recognition have grown, so has the research into privacy preservation algorithms. Among these, visual privacy preservation algorithms attempt to impart bodily privacy to subjects in visuals by obfuscating privacy-sensitive areas. While disparate performances of facial recognition systems across phenotypes are the subject of much study, its counterpart, privacy preservation, is not commonly analysed from a fairness perspective. In this paper, the fairness of commonly used visual privacy preservation algorithms is investigated through the performances of facial recognition models on obfuscated images. Experiments on the PubFig dataset clearly show that the privacy protection provided is unequal across groups.

Interpretable Explainability in Facial Emotion Recognition and Gamification for Data Collection

Training facial emotion recognition models requires large sets of data and costly annotation processes. To alleviate this problem, we developed a gamified method of acquiring annotated facial emotion data without an explicit labeling effort by humans. The game, which we named Facegame, challenges the players to imitate a displayed image of a face that portrays a particular basic emotion. Every round played by the player creates new data that consists of a set of facial features and landmarks, already annotated with the emotion label of the target facial expression. Such an approach effectively creates a robust, sustainable, and continuous machine learning training process. We evaluated Facegame with an experiment that revealed several contributions to the field of affective computing. First, the gamified data collection approach allowed us to access a rich variation of facial expressions of each basic emotion due to the natural variations in the players' facial expressions and their expressive abilities. We report improved accuracy when the collected data were used to enrich well-known in-the-wild facial emotion datasets and consecutively used for training facial emotion recognition models. Second, the natural language prescription method used by the Facegame constitutes a novel approach for interpretable explainability that can be applied to any facial emotion recognition model. Finally, we observed significant improvements in the facial emotion perception and expression skills of the players through repeated game play.

Learning Diversified Feature Representations for Facial Expression Recognition in the Wild

Diversity of the features extracted by deep neural networks is important for enhancing the model generalization ability and accordingly its performance in different learning tasks. Facial expression recognition in the wild has attracted interest in recent years due to the challenges existing in this area for extracting discriminative and informative features from occluded images in real-world scenarios. In this paper, we propose a mechanism to diversify the features extracted by CNN layers of state-of-the-art facial expression recognition architectures for enhancing the model capacity in learning discriminative features. To evaluate the effectiveness of the proposed approach, we incorporate this mechanism in two state-of-the-art models to (i) diversify local/global features in an attention-based model and (ii) diversify features extracted by different learners in an ensemble-based model. Experimental results on three well-known facial expression recognition in-the-wild datasets, AffectNet, FER+, and RAF-DB, show the effectiveness of our method, achieving the state-of-the-art performance of 89.99% on RAF-DB, 89.34% on FER+ and the competitive accuracy of 60.02% on AffectNet dataset.

DiffProtect: Generate Adversarial Examples with Diffusion Models for Facial Privacy Protection

The increasingly pervasive facial recognition (FR) systems raise serious concerns about personal privacy, especially for billions of users who have publicly shared their photos on social media. Several attempts have been made to protect individuals from being identified by unauthorized FR systems utilizing adversarial attacks to generate encrypted face images. However, existing methods suffer from poor visual quality or low attack success rates, which limit their utility. Recently, diffusion models have achieved tremendous success in image generation. In this work, we ask: can diffusion models be used to generate adversarial examples to improve both visual quality and attack performance? We propose DiffProtect, which utilizes a diffusion autoencoder to generate semantically meaningful perturbations on FR systems. Extensive experiments demonstrate that DiffProtect produces more natural-looking encrypted images than state-of-the-art methods while achieving significantly higher attack success rates, e.g., 24.5% and 25.1% absolute improvements on the CelebA-HQ and FFHQ datasets.

Zero-shot racially balanced dataset generation using an existing biased StyleGAN2

Facial recognition systems have made significant strides thanks to data-heavy deep learning models, but these models rely on large privacy-sensitive datasets. Unfortunately, many of these datasets lack diversity in terms of ethnicity and demographics, which can lead to biased models that can have serious societal and security implications. To address these issues, we propose a methodology that leverages the biased generative model StyleGAN2 to create demographically diverse images of synthetic individuals. The synthetic dataset is created using a novel evolutionary search algorithm that targets specific demographic groups. By training face recognition models with the resulting balanced dataset containing 50,000 identities per race (13.5 million images in total), we can improve their performance and minimize biases that might have been present in a model trained on a real dataset.

Data Poisoning Won't Save You From Facial Recognition

Data poisoning has been proposed as a compelling defense against facial recognition models trained on Web-scraped pictures. By perturbing the images they post online, users can fool models into misclassifying future (unperturbed) pictures. We demonstrate that this strategy provides a false sense of security, as it ignores an inherent asymmetry between the parties: users' pictures are perturbed once and for all before being published (at which point they are scraped) and must thereafter fool all future models -- including models trained adaptively against the users' past attacks, or models that use technologies discovered after the attack. We evaluate two systems for poisoning attacks against large-scale facial recognition, Fawkes (500,000+ downloads) and LowKey. We demonstrate how an "oblivious" model trainer can simply wait for future developments in computer vision to nullify the protection of pictures collected in the past. We further show that an adversary with black-box access to the attack can (i) train a robust model that resists the perturbations of collected pictures and (ii) detect poisoned pictures uploaded online. We caution that facial recognition poisoning will not admit an "arms race" between attackers and defenders. Once perturbed pictures are scraped, the attack cannot be changed so any future successful defense irrevocably undermines users' privacy.

Metrics for Dataset Demographic Bias: A Case Study on Facial Expression Recognition

Demographic biases in source datasets have been shown as one of the causes of unfairness and discrimination in the predictions of Machine Learning models. One of the most prominent types of demographic bias are statistical imbalances in the representation of demographic groups in the datasets. In this paper, we study the measurement of these biases by reviewing the existing metrics, including those that can be borrowed from other disciplines. We develop a taxonomy for the classification of these metrics, providing a practical guide for the selection of appropriate metrics. To illustrate the utility of our framework, and to further understand the practical characteristics of the metrics, we conduct a case study of 20 datasets used in Facial Emotion Recognition (FER), analyzing the biases present in them. Our experimental results show that many metrics are redundant and that a reduced subset of metrics may be sufficient to measure the amount of demographic bias. The paper provides valuable insights for researchers in AI and related fields to mitigate dataset bias and improve the fairness and accuracy of AI models. The code is available at https://github.com/irisdominguez/dataset_bias_metrics.