Facial Expression Recognition in the Deep Learning Era: A Systematic Multi-Criteria Review of Methods, Models, Datasets, Performance, Challenges, and Future Research Directions

Facial Expression Recognition (FER) has advanced rapidly over the last decade, driven by the shift from handcrafted descriptors and shallow classifiers to deep convolutional, attention-based, vision-language, and foundation-model architectures, and by the parallel growth of large-scale in-the-wild benchmarks spanning categorical, dimensional, compound, micro-expression, Action Unit (AU), and intensity-estimation tasks. Yet the deep learning-based FER landscape has so far been reviewed only along narrow task-, architecture-, or application-specific axes, leaving a holistic, systematically organized account of its recent advances missing. This survey addresses that gap with a comprehensive review of recent deep learning-based FER, explicitly linked to the wider Facial Affect Recognition (FAR) domain. Its main contributions are: a) A description of FER's evolution into five distinct phases, from handcrafted features and classical machine learning to attention-based, vision-language, and foundation-model approaches, with the key milestone works of each, b) A multi-criteria taxonomy analyzing the literature along seven complementary axes: recognition task, input modality, face pre-processing pipeline, network architecture, learning strategy, acquisition setting, and application domain, c) A per-criterion comparative analysis, with critical insights into the strengths and limitations of each category under in-the-wild conditions, d) A task-organized review of public FER datasets, with their annotation schemes, modalities, and evaluation protocols, e) A compilation of performance metrics and a per-task quantitative comparison of representative state-of-the-art methods on widely adopted benchmarks, and f) A discussion of current challenges and promising future directions.

Phantom: A Unified Face-Swap Deepfake Protection Framework with Latent and Spatial Constraints

Face-swapping deepfakes pose an escalating threat to personal privacy by enabling unauthorized identity manipulation. While adversarial approaches have demonstrated success against black-box face recognition (FR) models, their applicability to face-swapping scenarios remains underexplored. In particular, reliance on fixed or random targets yields ambiguous latent guidance, and the lack of explicit spatial constraints causes perturbations to spill into identity-irrelevant regions. These issues are further exacerbated by identity-style disentanglement, which suppresses adversarial signals during deepfake generation. In this paper, we present Phantom, a unified face-swap deepfake protection framework that jointly constrains perturbations in latent and spatial domains. Phantom adaptively synthesizes identity-shifted yet attribute-preserving targets to guide identity-aware latent optimization, and applies masked perturbations confined to semantically relevant facial regions. Extensive experiments on state-of-the-art face-swapping deepfakes demonstrate that Phantom improves protection success rates in dodging scenarios by 27.8%, 25.6%, and 16.6% on UniFace, INSwapper, and SimSwap, respectively, while also enhancing visual quality. Furthermore, Phantom generalizes to impersonation scenario, yielding up to 10.2% higher protection while improving perceptual fidelity. These results underscore the effectiveness of jointly leveraging latent and spatial constraints for robust and coherent facial privacy protection.

Flux-Guard: Facial Identity Protection using diffusion models

The widespread deployment of face recognition (FR) systems exposes personal images shared on social media and public platforms to identity linkage and privacy risks. Existing adversarial privacy protection methods can degrade unauthorized FR performance but are not compatible with generative face editing. Artificial intelligence-driven face editing tools are gaining popularity, which has significantly increased user demand for personalized portrait generation and social sharing. However, current editing methods often preserve identity features, making the edited images still susceptible to tracking by malicious FR systems. Thus, this paper proposes Flux-Guard, a privacy-preserving face editing framework based on adversarial attacks, which integrates face editing and privacy protection within a unified generative process. Specifically, we design a flow trajectory control method to align semantic manipulations with the generative process and introduce latent-space adversarial optimization with an adaptive perceptual-loss-driven weighting strategy, dynamically adjusting adversarial strength to maximize attack effectiveness while preserving visual quality. Extensive experiments demonstrate that Flux-Guard supports face editing while significantly improving attack success rates against cross-domain face recognition models on the CelebA-HQ and LADN datasets. Furthermore, evaluation results for commercial APIs have confirmed its effectiveness in real-world applications. The code is released at https://github.com/JLMWang/Flux-Guard.

A Multiscale Network with Supervised Contrastive Learning for Real-Time Facial Emotion Recognition

Real-time emotion recognition from facial expressions is a challenging task, particularly in video-based scenarios where multiple emotional states may occur over time. The difficulty increases further due to the fact that each emotional state is associated with facial expressions that vary significantly across individuals. The change of facial expressions portraying emotional state is not discrete, but rather continuous, which is very challenging to represent through computational aids. A system with the ability to detect variations in facial expressions can have a significant impact on determining the emotional state of an individual. Such a system can be very beneficial for psychologists during counseling by providing additional insights into the emotional state of a subject. In this paper, a deep learning-based system is presented to detect emotional changes in real-time video of a person by modeling the change in facial expressions. The current study is conducted on a standard dataset for training of the deep learning system and the system has provided very satisfactory outcomes in this respect.

Facial Affect Analysis for Service-Oriented Systems: Advances, Challenges, and Future Visions

Facial Affect Analysis (FAA) is evolving from a stand-alone recognition task into a reusable perception capability for Service-Oriented Software Ecosystems (SoSE). This paper preserves the FAA methodological core while reframing recent advances through systems-engineering requirements for composable and dependable services. We review representative progress in static and dynamic expression analysis, action-unit and micro-expression modeling, and modern CNN, Transformer, graph, and hybrid architectures, then interpret these advances by their operational fit in edge, cloud, and hybrid service pipelines. The synthesis emphasizes SoSE concerns that determine deployability: service contracts for uncertainty-aware outputs, latency and availability envelopes, lifecycle monitoring and recalibration, governance-aware integration, and interoperability across independently evolving components. Our analysis shows that benchmark gains alone are insufficient for SoSE readiness; robustness under shift, intervention stability, fairness, privacy posture, and runtime guarantees are equally critical. We conclude with a roadmap for treating FAA as an operational service component with explicit interfaces, measurable quality attributes, and accountable lifecycle management.

A New Multi-Domain Benchmark for Micro-Action Recognition and Detection

Micro-actions are short-duration, low-amplitude subtle body movements at the whole-body level that can reveal latent intentions, involuntary reactions, and fine-grained affective changes. Our previous MA-52 benchmark has provided an important foundation for micro-action recognition, but it remains limited in scale, scene diversity, task coverage, and evaluation protocols. To advance micro-action analysis toward more realistic and comprehensive settings, we introduce MMA-82, a large-scale multi-domain extension of MA-52. MMA-82 expands the label space from 52 to 82 fine-grained micro-action categories and covers four distinct domains, including laboratory interviews, street interviews, psychiatric patient interviews, and emotion-rich television videos, resulting in 77,856 annotated instances from 454 subjects. Built upon MMA-82, we establish two core tasks: Micro-Action Recognition and Multi-label Micro-Action Detection. For recognition, we further define in-domain and cross-domain protocols, including few-shot and zero-shot settings, to evaluate model robustness, transferability, and generalization. Extensive experiments show that current methods still struggle with realistic micro-action understanding, especially under domain shift, long-tailed category distributions, and complex temporal localization. Beyond benchmarking, we investigate the relationship between micro-actions and emotion, showing that micro-actions are strongly associated with emotional states and provide complementary cues to facial micro-expressions for improved emotion recognition. These results demonstrate that MMA-82 serves as a comprehensive and challenging benchmark for realistic micro-action analysis and a valuable resource for human-centered AI. MMA-82 is available at https://github.com/LpyNow/MMA-82.

Ciphera: A Decentralised Biometric Identity Framework

Centralised biometric identity systems expose users to single points of failure, opaque verification processes, and irreversible biometric compromise. Decentralised Identifiers (DIDs) and Verifiable Credentials (VCs) offer stronger privacy guarantees, yet their integration with biometric authentication and distributed verification remains insufficiently explored. This paper presents Ciphera, a decentralised biometric identity framework combining privacy-preserving facial recognition, multi-node verification, IPFS-based credential metadata storage, and blockchain-anchored revocation. Evaluated across functional, performance, security, and distributed consistency dimensions, Ciphera achieved an 81% functional success rate, with stable enrolment and authentication but measurable revocation propagation delays and occasional audit-log inconsistencies. Performance testing demonstrated sub-second p95 verification latency of approximately 820ms under concurrent multi-node conditions. Security analysis confirmed strong confidentiality and integrity guarantees, though incomplete liveness detection leaves susceptibility to deepfake and replay attacks. The results demonstrate the feasibility of decentralised biometric identity while identifying key engineering challenges for production-grade deployment.

Adv-TGD: Adversarial Text-Guided Diffusion for Face Recognition Impersonation Attacks

The widespread adoption of face recognition (FR) technologies raises serious privacy concerns, as facial data can be exploited without consent. To address this challenge, we propose Adv-TGD, a generative adversarial attack framework that synthesizes photorealistic faces capable of impersonating target identities and deceiving face recognition systems. Built upon Stable Diffusion, Adv-TGD performs per-sample LoRA fine-tuning conditioned on concise textual prompts to generate natural yet adversarially manipulated identities. Unlike conventional identity-attack approaches, our method optimizes lightweight cross-attention adapters for each source-target pair within a single-step denoising process. Latent blending is constrained by a face-local heatmap mask to ensure spatially precise identity manipulation while preserving non-sensitive regions. We introduce a composite objective that integrates masked epsilon-MSE reconstruction, thresholded identity divergence in FR embedding space, directional feature alignment, and source-similarity suppression to balance adversarial attack and visual realism. Optionally, LLaVA-generated attribute prompts enhance fine-grained semantic details without reintroducing identity cues. Under the black-box evaluation protocol, Adv-TGD attains an average attack success rate (ASR) of 85.90% across IR152, IRSE50, MobileFace, and FaceNet, surpassing the semantic SOTA baseline Adv-CPG by +6.25 points, diffusion-based makeup method DiffAIM by +3 points, and noise-based P3-Mask by +16 points. Despite its strong attack efficacy, Adv-TGD preserves high visual fidelity (PSNR = 27.15 dB, SSIM = 0.981). Furthermore, we demonstrate the flexibility of our framework by successfully extending it to in-the-wild datasets (LADN), general object classification (ImageNet), and transformer-based diffusion models (FLUX.1).

Sustainable Face Recognition on Low-Power Devices with VQ-VAE Embeddings

Face recognition has become a cornerstone of modern AI applications, yet conventional approaches often rely on computationally intensive models deployed in cloud environments, leading to increased network traffic, high energy consumption, and a heavy carbon footprint. This work introduces a sustainable, edge-deployable face recognition framework based on Vector-Quantized Variational Autoencoders (VQ-VAE), which generates compact and semantically rich latent representations of facial images. By leveraging the compression capacity and reconstruction quality of VQ-VAE embeddings on the edge and combining them with the power of pre-trained face embeddings in a knowledge distillation setup, our system achieves comparable accuracy to state-of-the-art face embedding models while significantly reducing memory and computation requirements on the edge, making it suitable for low-power edge devices. The integration of VQ-VAE compression minimizes network overhead while keeping the matching accuracy high by retaining only the most informative facial features in the latent space. As a result, the reconstructed images preserve the key identity characteristics, improving the robustness and overall performance of the face embeddings.

Operational AI Deployment Assurance: Governance-State Orchestration Under Threshold-Sensitive Deployment Conditions -- A Governance Framework for High-Stakes AI Systems

AI governance frameworks increasingly emphasize fairness, transparency, accountability, and lifecycle risk management in high-stakes domains. However, many current approaches remain observational, relying on static metric reporting, post-hoc auditing, and monitoring dashboards without directly governing deployment readiness, remediation progression, escalation states, or assurance-driven deployment control. This paper introduces Operational AI Deployment Assurance (OADA), a governance framework for translating fairness disagreement, subgroup instability, threshold sensitivity, remediation outcomes, and operational uncertainty into deployment-oriented assurance decisions. Building on prior work on the Fairness Disagreement Index (FDI) and FairRisk-FDI, OADA reframes governance uncertainty as an operational concern within AI deployment pipelines rather than a byproduct of metric disagreement. The framework introduces Deployment Assurance Scores, Deployment Readiness Classifications, Threshold Stability Zones, Governance Escalation States, and remediation-aware assurance progression. These constructs support lifecycle-oriented governance decisions across high-stakes settings by connecting evaluation outputs to deployment-state interpretation, reassessment, escalation, and operational control. Through deployment-oriented evaluation across facial recognition systems, with discussion extended to healthcare AI as a representative high-stakes domain, the paper demonstrates how systems may appear acceptable under isolated fairness or performance metrics while still exhibiting instability that affects deployment readiness. The proposed framework positions operational deployment assurance as a governance layer between evaluation and real-world AI deployment.