Dynamic MIMO Architecture Design for Near-Field Communications

A novel dynamic hybrid beamforming architecture is proposed to achieve the spatial multiplexing-power consumption tradeoff for near-field multiple-input multiple-output (MIMO) networks, where each radio frequency (RF) chain is connected to each antenna using a couple of independent phase shifters to reduce the number of required RF chains. Based on this architecture, an optimization problem is formulated that maximizes the sum of achievable rates while minimizing the hardware power consumption. Both continuous and discrete phase shifters are considered. 1) For continuous phase shifters, a weighted minimum mean-square error-based two-stage (WMMSE-TS) algorithm is proposed, where the same performance as the optimal fully-digital beamformer can be achieved by the proposed hybrid beamformer even if the number of RF chains equals the number of data streams. 2) For discrete phase shifters, a penalty-based layered iterative (PLI) algorithm is proposed. The closed-form analog and baseband digital beamformers are derived in each iteration. Simulation results demonstrate that: 1) the proposed dynamic beamforming architecture outperforms the conventional fixed hybrid beamforming architecture in terms of spatial multiplexing-power consumption tradeoff, and 2) the proposed algorithms achieve better performance than the other baseline schemes.

RIS-Aided Near-field Communications for 6G: Opportunities and Challenges

Reconfigurable intelligent surface (RIS)-aided near-field communications is investigated. First, the necessity of investigating RIS-aided near-field communications and the advantages brought about by the unique spherical-wave-based near-field propagation are discussed. Then, the family of patch-array-based RISs and metasurface-based RISs are introduced along with their respective near-field channel models. A pair of fundamental performance limits of RIS-aided near-field communications, namely their power scaling law and effective degrees-of-freedom, are analyzed for both patch-array-based and metasurface-based RISs, which reveals the potential performance gains that can be achieved. Furthermore, the associated near-field beam training and beamforming design issues are studied, where a two-stage hierarchical beam training approach and a low-complexity element-wise beamforming design are proposed for RIS-aided near-field communications. Finally, a suite of open research problems is highlighted for motivating future research.

Active-Sensing-Based Beam Alignment for Near Field MIMO Communications

An active-sensing-based learning algorithm is proposed to solve the near-field beam alignment problem with the aid of wavenumber-domain transform matrices (WTMs). Specifically, WTMs can transform the antenna-domain channel into a sparse representation in the wavenumber domain. The dimensions of WTMs can be further reduced by exploiting the dominance of line-of-sight (LoS) links. By employing these lower-dimensional WTMs as mapping functions, the active-sensing-based algorithm is executed in the wavenumber domain, resulting in an acceleration of convergence. Compared with the codebook-based beam alignment methods, the proposed method finds the optimal beam pair in a ping-pong fashion, thus avoiding high training overheads caused by beam sweeping. Finally, the numerical results validate the effectiveness of the proposed method.

Exploiting Active RIS in NOMA Networks with Hardware Impairments

Active reconfigurable intelligent surface (ARIS) is a promising way to compensate for multiplicative fading attenuation by amplifying and reflecting event signals to selected users. This paper investigates the performance of ARIS assisted non-orthogonal multiple access (NOMA) networks over cascaded Nakagami-m fading channels. The effects of hardware impairments (HIS) and reflection coefficients on ARIS-NOMA networks with imperfect successive interference cancellation (ipSIC) and perfect successive interference cancellation (pSIC) are considered. More specifically, we develop new precise and asymptotic expressions of outage probability and ergodic data rate with ipSIC/pSIC for ARIS-NOMA-HIS networks. According to the approximated analyses, the diversity orders and multiplexing gains for couple of non-orthogonal users are attained in detail. Additionally, the energy efficiency of ARIS-NOMA-HIS networks is surveyed in delay-limited and delay-tolerant transmission schemes. The simulation findings are presented to demonstrate that: i) The outage behaviors and ergodic data rates of ARIS-NOMA-HIS networks precede that of ARIS aided orthogonal multiple access (OMA) and passive reconfigurable intelligent surface (PRIS) aided OMA; ii) As the reflection coefficient of ARIS increases, ARIS-NOMA-HIS networks have the ability to provide the strengthened outage performance; and iii) ARIS-NOMA-HIS networks are more energy efficient than ARIS/PRIS-OMA networks and conventional cooperative schemes.

Rethinking Integrated Sensing and Communication: When Near Field Meets Wideband

This article re-examines integrated sensing and communication (ISAC) systems operating in the near-field region of a large antenna array while exploiting a large bandwidth. We first reveal the fundamental characteristics of wideband sensing and communication (S&C) channels and highlight the key changes that occur during the transition from the far-field to the near-field region. Specifically, there are two fundamental changes in the near-field region: strong angular-delay correlation and element-specific Doppler frequencies. It is highlighted that the near-field effect can enable the wideband-like S&C functionalities in terms of signal multiplexing and range sensing due to the strong angular-delay correlation, thus allowing the trading of large antenna arrays for large bandwidths. Furthermore, it also introduces the wideband-unattainable functionalities in high mobility S&C scenarios by leveraging the element-specific Doppler frequencies. We then delineate certain paradigm shifts in thinking required to advance toward near-field wideband ISAC systems, with a particular emphasis on resource allocation, antenna array arrangement, and transceiver architecture. Lastly, some other promising directions are discussed.

Near-Field Velocity Sensing and Predictive Beamforming

The novel concept of near-field velocity sensing is proposed. In contrast to far-field velocity sensing, near-field velocity sensing enables the simultaneous estimation of both radial and transverse velocities of a moving target. A maximum-likelihood-based method is proposed for jointly estimating the radial and transverse velocities from the echo signals. Assisted by near-field velocity sensing, a predictive beamforming framework is proposed for a moving communication user, which requires no channel estimation but achieves seamless data transmission. Finally, numerical examples validate the proposed approaches.

Near-Field Integrated Sensing, Positioning, and Communication: A Downlink and Uplink Framework

A near-field integrated sensing, positioning, and communication (ISPAC) framework is proposed, where a base station (BS) simultaneously serves multiple communication users and carries out target sensing and positioning. A novel double-array structure is proposed to enable the near-field ISPAC at the BS. Specifically, a small-scale assisting transceiver (AT) is attached to the large-scale main transceiver (MT) to empower the communication system with the ability of sensing and positioning. Based on the proposed framework, the joint angle and distance Cram\'er-Rao bound (CRB) is first derived. Then, the CRB is minimized subject to the minimum communication rate requirement in both downlink and uplink ISPAC scenarios: 1) For downlink ISPAC, a downlink target positioning algorithm is proposed and a penalty dual decomposition (PDD)-based double-loop algorithm is developed to tackle the non-convex optimization problem. 2) For uplink ISPAC, an uplink target positioning algorithm is proposed and an efficient alternating optimization algorithm is conceived to solve the non-convex CRB minimization problem with coupled user communication and target probing design. Both proposed optimization algorithms can converge to a stationary point of the CRB minimization problem. Numerical results show that: 1) The proposed ISPAC system can locate the target in both angle and distance domains merely relying on single BS and limited bandwidths; and 2) the positioning performance achieved by the hybrid-analog-and-digital ISPAC approaches that achieved by fully digital ISPAC when the communication rate requirement is not stringent.

Resource Allocation for Near-Field Communications: Fundamentals, Tools, and Outlooks

Extremely large-scale multiple-input-multiple output (XL-MIMO) is a promising technology to achieve high spectral efficiency (SE) and energy efficiency (EE) in future wireless systems. The larger array aperture of XL-MIMO makes communication scenarios closer to the near-field region. Therefore, near-field resource allocation is essential in realizing the above key performance indicators (KPIs). Moreover, the overall performance of XL-MIMO systems heavily depends on the channel characteristics of the selected users, eliminating interference between users through beamforming, power control, etc. The above resource allocation issue constitutes a complex joint multi-objective optimization problem since many variables and parameters must be optimized, including the spatial degree of freedom, rate, power allocation, and transmission technique. In this article, we review the basic properties of near-field communications and focus on the corresponding "resource allocation" problems. First, we identify available resources in near-field communication systems and highlight their distinctions from far-field communications. Then, we summarize optimization tools, such as numerical techniques and machine learning methods, for addressing near-field resource allocation, emphasizing their strengths and limitations. Finally, several important research directions of near-field communications are pointed out for further investigation.

On the Performance of Near-Field ISAC

The technical trends for the next-generation wireless network significantly extend the near-field region, necessitating a reevaluation for the performance of integrated sensing and communications (ISAC) to account for the effects introduced by the near field. In this paper, a near-field ISAC framework is proposed with a more accurate channel model than the three conventional models (TCMs): uniform plane wave, uniform spherical wave, and non-uniform spherical wave, in which the effective aperture of the antenna is considered. Based on the proposed model, sensing and communication (S&C) performance in both downlink and uplink scenarios are analyzed. For the downlink case, three distinct designs are studied: the communications-centric (C-C) design, the sensing-centric (S-C) design, and the Pareto optimal design. Regarding the uplink case, the C-C design, the S-C design and the time-sharing strategy are considered. Within each design, sensing rates (SRs) and communication rates (CRs) are derived. To gain further insights, high signal-to-noise ratio slopes and rate scaling laws concerning the number of antennas are also examined. Finally, the attainable SR-CR regions of the near-field ISAC are characterized. Numerical results reveal that 1) as the number of antennas grows, the SRs and CRs of the proposed model converges to constants, while those of the TCMs increase unboundedly; 2) ISAC achieves a more extensive rate region than the conventional frequency-division S&C in both downlink and uplink cases.

Near-field Integrated Sensing and Communication: Opportunities and Challenges

With the extremely large-scale array XL-array deployed in future wireless systems, wireless communication and sensing are expected to operate in the radiative near-field region, which needs to be characterized by the spherical rather than planar wavefronts. Unlike most existing works that considered far-field integrated sensing and communication (ISAC), we study in this article the new near-field ISAC, which integrates both functions of sensing and communication in the near-field region. To this end, we first discuss the appealing advantages of near-field communication and sensing over their far-field counterparts, respectively. Then, we introduce three approaches for near-field ISAC, including joint near-field communication and sensing, sensing-assisted near-field communication, and communication-assisted near-field sensing. We discuss their individual research opportunities, new design issues, as well as propose promising solutions. Finally, several important directions in near-field ISAC are also highlighted to motivate future work.