DPE: Disentanglement of Pose and Expression for General Video Portrait Editing

One-shot video-driven talking face generation aims at producing a synthetic talking video by transferring the facial motion from a video to an arbitrary portrait image. Head pose and facial expression are always entangled in facial motion and transferred simultaneously. However, the entanglement sets up a barrier for these methods to be used in video portrait editing directly, where it may require to modify the expression only while maintaining the pose unchanged. One challenge of decoupling pose and expression is the lack of paired data, such as the same pose but different expressions. Only a few methods attempt to tackle this challenge with the feat of 3D Morphable Models (3DMMs) for explicit disentanglement. But 3DMMs are not accurate enough to capture facial details due to the limited number of Blenshapes, which has side effects on motion transfer. In this paper, we introduce a novel self-supervised disentanglement framework to decouple pose and expression without 3DMMs and paired data, which consists of a motion editing module, a pose generator, and an expression generator. The editing module projects faces into a latent space where pose motion and expression motion can be disentangled, and the pose or expression transfer can be performed in the latent space conveniently via addition. The two generators render the modified latent codes to images, respectively. Moreover, to guarantee the disentanglement, we propose a bidirectional cyclic training strategy with well-designed constraints. Evaluations demonstrate our method can control pose or expression independently and be used for general video editing.

Generalizable Black-Box Adversarial Attack with Meta Learning

In the scenario of black-box adversarial attack, the target model's parameters are unknown, and the attacker aims to find a successful adversarial perturbation based on query feedback under a query budget. Due to the limited feedback information, existing query-based black-box attack methods often require many queries for attacking each benign example. To reduce query cost, we propose to utilize the feedback information across historical attacks, dubbed example-level adversarial transferability. Specifically, by treating the attack on each benign example as one task, we develop a meta-learning framework by training a meta-generator to produce perturbations conditioned on benign examples. When attacking a new benign example, the meta generator can be quickly fine-tuned based on the feedback information of the new task as well as a few historical attacks to produce effective perturbations. Moreover, since the meta-train procedure consumes many queries to learn a generalizable generator, we utilize model-level adversarial transferability to train the meta-generator on a white-box surrogate model, then transfer it to help the attack against the target model. The proposed framework with the two types of adversarial transferability can be naturally combined with any off-the-shelf query-based attack methods to boost their performance, which is verified by extensive experiments.

3D GAN Inversion with Facial Symmetry Prior

Recently, a surge of high-quality 3D-aware GANs have been proposed, which leverage the generative power of neural rendering. It is natural to associate 3D GANs with GAN inversion methods to project a real image into the generator's latent space, allowing free-view consistent synthesis and editing, referred as 3D GAN inversion. Although with the facial prior preserved in pre-trained 3D GANs, reconstructing a 3D portrait with only one monocular image is still an ill-pose problem. The straightforward application of 2D GAN inversion methods focuses on texture similarity only while ignoring the correctness of 3D geometry shapes. It may raise geometry collapse effects, especially when reconstructing a side face under an extreme pose. Besides, the synthetic results in novel views are prone to be blurry. In this work, we propose a novel method to promote 3D GAN inversion by introducing facial symmetry prior. We design a pipeline and constraints to make full use of the pseudo auxiliary view obtained via image flipping, which helps obtain a robust and reasonable geometry shape during the inversion process. To enhance texture fidelity in unobserved viewpoints, pseudo labels from depth-guided 3D warping can provide extra supervision. We design constraints aimed at filtering out conflict areas for optimization in asymmetric situations. Comprehensive quantitative and qualitative evaluations on image reconstruction and editing demonstrate the superiority of our method.

High-fidelity Facial Avatar Reconstruction from Monocular Video with Generative Priors

High-fidelity facial avatar reconstruction from a monocular video is a significant research problem in computer graphics and computer vision. Recently, Neural Radiance Field (NeRF) has shown impressive novel view rendering results and has been considered for facial avatar reconstruction. However, the complex facial dynamics and missing 3D information in monocular videos raise significant challenges for faithful facial reconstruction. In this work, we propose a new method for NeRF-based facial avatar reconstruction that utilizes 3D-aware generative prior. Different from existing works that depend on a conditional deformation field for dynamic modeling, we propose to learn a personalized generative prior, which is formulated as a local and low dimensional subspace in the latent space of 3D-GAN. We propose an efficient method to construct the personalized generative prior based on a small set of facial images of a given individual. After learning, it allows for photo-realistic rendering with novel views and the face reenactment can be realized by performing navigation in the latent space. Our proposed method is applicable for different driven signals, including RGB images, 3DMM coefficients, and audios. Compared with existing works, we obtain superior novel view synthesis results and faithfully face reenactment performance.

Adversarial Rademacher Complexity of Deep Neural Networks

Deep neural networks are vulnerable to adversarial attacks. Ideally, a robust model shall perform well on both the perturbed training data and the unseen perturbed test data. It is found empirically that fitting perturbed training data is not hard, but generalizing to perturbed test data is quite difficult. To better understand adversarial generalization, it is of great interest to study the adversarial Rademacher complexity (ARC) of deep neural networks. However, how to bound ARC in multi-layers cases is largely unclear due to the difficulty of analyzing adversarial loss in the definition of ARC. There have been two types of attempts of ARC. One is to provide the upper bound of ARC in linear and one-hidden layer cases. However, these approaches seem hard to extend to multi-layer cases. Another is to modify the adversarial loss and provide upper bounds of Rademacher complexity on such surrogate loss in multi-layer cases. However, such variants of Rademacher complexity are not guaranteed to be bounds for meaningful robust generalization gaps (RGG). In this paper, we provide a solution to this unsolved problem. Specifically, we provide the first bound of adversarial Rademacher complexity of deep neural networks. Our approach is based on covering numbers. We provide a method to handle the robustify function classes of DNNs such that we can calculate the covering numbers. Finally, we provide experiments to study the empirical implication of our bounds and provide an analysis of poor adversarial generalization.

Boosting the Transferability of Adversarial Attacks with Reverse Adversarial Perturbation

Deep neural networks (DNNs) have been shown to be vulnerable to adversarial examples, which can produce erroneous predictions by injecting imperceptible perturbations. In this work, we study the transferability of adversarial examples, which is significant due to its threat to real-world applications where model architecture or parameters are usually unknown. Many existing works reveal that the adversarial examples are likely to overfit the surrogate model that they are generated from, limiting its transfer attack performance against different target models. To mitigate the overfitting of the surrogate model, we propose a novel attack method, dubbed reverse adversarial perturbation (RAP). Specifically, instead of minimizing the loss of a single adversarial point, we advocate seeking adversarial example located at a region with unified low loss value, by injecting the worst-case perturbation (the reverse adversarial perturbation) for each step of the optimization procedure. The adversarial attack with RAP is formulated as a min-max bi-level optimization problem. By integrating RAP into the iterative process for attacks, our method can find more stable adversarial examples which are less sensitive to the changes of decision boundary, mitigating the overfitting of the surrogate model. Comprehensive experimental comparisons demonstrate that RAP can significantly boost adversarial transferability. Furthermore, RAP can be naturally combined with many existing black-box attack techniques, to further boost the transferability. When attacking a real-world image recognition system, Google Cloud Vision API, we obtain 22% performance improvement of targeted attacks over the compared method. Our codes are available at https://github.com/SCLBD/Transfer_attack_RAP.

Stability Analysis and Generalization Bounds of Adversarial Training

In adversarial machine learning, deep neural networks can fit the adversarial examples on the training dataset but have poor generalization ability on the test set. This phenomenon is called robust overfitting, and it can be observed when adversarially training neural nets on common datasets, including SVHN, CIFAR-10, CIFAR-100, and ImageNet. In this paper, we study the robust overfitting issue of adversarial training by using tools from uniform stability. One major challenge is that the outer function (as a maximization of the inner function) is nonsmooth, so the standard technique (e.g., hardt et al., 2016) cannot be applied. Our approach is to consider $\eta$-approximate smoothness: we show that the outer function satisfies this modified smoothness assumption with $\eta$ being a constant related to the adversarial perturbation. Based on this, we derive stability-based generalization bounds for stochastic gradient descent (SGD) on the general class of $\eta$-approximate smooth functions, which covers the adversarial loss. Our results provide a different understanding of robust overfitting from the perspective of uniform stability. Additionally, we show that a few popular techniques for adversarial training (\emph{e.g.,} early stopping, cyclic learning rate, and stochastic weight averaging) are stability-promoting in theory.

Adaptive Smoothness-weighted Adversarial Training for Multiple Perturbations with Its Stability Analysis

Adversarial Training (AT) has been demonstrated as one of the most effective methods against adversarial examples. While most existing works focus on AT with a single type of perturbation e.g., the $\ell_\infty$ attacks), DNNs are facing threats from different types of adversarial examples. Therefore, adversarial training for multiple perturbations (ATMP) is proposed to generalize the adversarial robustness over different perturbation types (in $\ell_1$, $\ell_2$, and $\ell_\infty$ norm-bounded perturbations). However, the resulting model exhibits trade-off between different attacks. Meanwhile, there is no theoretical analysis of ATMP, limiting its further development. In this paper, we first provide the smoothness analysis of ATMP and show that $\ell_1$, $\ell_2$, and $\ell_\infty$ adversaries give different contributions to the smoothness of the loss function of ATMP. Based on this, we develop the stability-based excess risk bounds and propose adaptive smoothness-weighted adversarial training for multiple perturbations. Theoretically, our algorithm yields better bounds. Empirically, our experiments on CIFAR10 and CIFAR100 achieve the state-of-the-art performance against the mixture of multiple perturbations attacks.

Understanding Adversarial Robustness Against On-manifold Adversarial Examples

Deep neural networks (DNNs) are shown to be vulnerable to adversarial examples. A well-trained model can be easily attacked by adding small perturbations to the original data. One of the hypotheses of the existence of the adversarial examples is the off-manifold assumption: adversarial examples lie off the data manifold. However, recent research showed that on-manifold adversarial examples also exist. In this paper, we revisit the off-manifold assumption and want to study a question: at what level is the poor performance of neural networks against adversarial attacks due to on-manifold adversarial examples? Since the true data manifold is unknown in practice, we consider two approximated on-manifold adversarial examples on both real and synthesis datasets. On real datasets, we show that on-manifold adversarial examples have greater attack rates than off-manifold adversarial examples on both standard-trained and adversarially-trained models. On synthetic datasets, theoretically, We prove that on-manifold adversarial examples are powerful, yet adversarial training focuses on off-manifold directions and ignores the on-manifold adversarial examples. Furthermore, we provide analysis to show that the properties derived theoretically can also be observed in practice. Our analysis suggests that on-manifold adversarial examples are important, and we should pay more attention to on-manifold adversarial examples for training robust models.

A Large-scale Multiple-objective Method for Black-box Attack against Object Detection

Recent studies have shown that detectors based on deep models are vulnerable to adversarial examples, even in the black-box scenario where the attacker cannot access the model information. Most existing attack methods aim to minimize the true positive rate, which often shows poor attack performance, as another sub-optimal bounding box may be detected around the attacked bounding box to be the new true positive one. To settle this challenge, we propose to minimize the true positive rate and maximize the false positive rate, which can encourage more false positive objects to block the generation of new true positive bounding boxes. It is modeled as a multi-objective optimization (MOP) problem, of which the generic algorithm can search the Pareto-optimal. However, our task has more than two million decision variables, leading to low searching efficiency. Thus, we extend the standard Genetic Algorithm with Random Subset selection and Divide-and-Conquer, called GARSDC, which significantly improves the efficiency. Moreover, to alleviate the sensitivity to population quality in generic algorithms, we generate a gradient-prior initial population, utilizing the transferability between different detectors with similar backbones. Compared with the state-of-art attack methods, GARSDC decreases by an average 12.0 in the mAP and queries by about 1000 times in extensive experiments. Our codes can be found at https://github.com/LiangSiyuan21/ GARSDC.