A Survey of Calibration Process for Black-Box LLMs

Large Language Models (LLMs) demonstrate remarkable performance in semantic understanding and generation, yet accurately assessing their output reliability remains a significant challenge. While numerous studies have explored calibration techniques, they primarily focus on White-Box LLMs with accessible parameters. Black-Box LLMs, despite their superior performance, pose heightened requirements for calibration techniques due to their API-only interaction constraints. Although recent researches have achieved breakthroughs in black-box LLMs calibration, a systematic survey of these methodologies is still lacking. To bridge this gap, we presents the first comprehensive survey on calibration techniques for black-box LLMs. We first define the Calibration Process of LLMs as comprising two interrelated key steps: Confidence Estimation and Calibration. Second, we conduct a systematic review of applicable methods within black-box settings, and provide insights on the unique challenges and connections in implementing these key steps. Furthermore, we explore typical applications of Calibration Process in black-box LLMs and outline promising future research directions, providing new perspectives for enhancing reliability and human-machine alignment. This is our GitHub link: https://github.com/LiangruXie/Calibration-Process-in-Black-Box-LLMs

Stealing Training Graphs from Graph Neural Networks

Graph Neural Networks (GNNs) have shown promising results in modeling graphs in various tasks. The training of GNNs, especially on specialized tasks such as bioinformatics, demands extensive expert annotations, which are expensive and usually contain sensitive information of data providers. The trained GNN models are often shared for deployment in the real world. As neural networks can memorize the training samples, the model parameters of GNNs have a high risk of leaking private training data. Our theoretical analysis shows the strong connections between trained GNN parameters and the training graphs used, confirming the training graph leakage issue. However, explorations into training data leakage from trained GNNs are rather limited. Therefore, we investigate a novel problem of stealing graphs from trained GNNs. To obtain high-quality graphs that resemble the target training set, a graph diffusion model with diffusion noise optimization is deployed as a graph generator. Furthermore, we propose a selection method that effectively leverages GNN model parameters to identify training graphs from samples generated by the graph diffusion model. Extensive experiments on real-world datasets demonstrate the effectiveness of the proposed framework in stealing training graphs from the trained GNN.

Learning with Less: Knowledge Distillation from Large Language Models via Unlabeled Data

In real-world NLP applications, Large Language Models (LLMs) offer promising solutions due to their extensive training on vast datasets. However, the large size and high computation demands of LLMs limit their practicality in many applications, especially when further fine-tuning is required. To address these limitations, smaller models are typically preferred for deployment. However, their training is hindered by the scarcity of labeled data. In contrast, unlabeled data is often readily which can be leveraged by using LLMs to generate pseudo-labels for training smaller models. This enables the smaller models (student) to acquire knowledge from LLMs(teacher) while reducing computational costs. This process introduces challenges, such as potential noisy pseudo-labels. Selecting high-quality and informative data is therefore critical to enhance model performance while improving the efficiency of data utilization. To address this, we propose LLKD that enables Learning with Less computational resources and less data for Knowledge Distillation from LLMs. LLKD is an adaptive sample selection method that incorporates signals from both the teacher and student. Specifically, it prioritizes samples where the teacher demonstrates high confidence in its labeling, indicating reliable labels, and where the student exhibits a high information need, identifying challenging samples that require further learning. Our comprehensive experiments show that LLKD achieves superior performance across various datasets with higher data efficiency.

A Comprehensive Survey of Small Language Models in the Era of Large Language Models: Techniques, Enhancements, Applications, Collaboration with LLMs, and Trustworthiness

Large language models (LLM) have demonstrated emergent abilities in text generation, question answering, and reasoning, facilitating various tasks and domains. Despite their proficiency in various tasks, LLMs like LaPM 540B and Llama-3.1 405B face limitations due to large parameter sizes and computational demands, often requiring cloud API use which raises privacy concerns, limits real-time applications on edge devices, and increases fine-tuning costs. Additionally, LLMs often underperform in specialized domains such as healthcare and law due to insufficient domain-specific knowledge, necessitating specialized models. Therefore, Small Language Models (SLMs) are increasingly favored for their low inference latency, cost-effectiveness, efficient development, and easy customization and adaptability. These models are particularly well-suited for resource-limited environments and domain knowledge acquisition, addressing LLMs' challenges and proving ideal for applications that require localized data handling for privacy, minimal inference latency for efficiency, and domain knowledge acquisition through lightweight fine-tuning. The rising demand for SLMs has spurred extensive research and development. However, a comprehensive survey investigating issues related to the definition, acquisition, application, enhancement, and reliability of SLM remains lacking, prompting us to conduct a detailed survey on these topics. The definition of SLMs varies widely, thus to standardize, we propose defining SLMs by their capability to perform specialized tasks and suitability for resource-constrained settings, setting boundaries based on the minimal size for emergent abilities and the maximum size sustainable under resource constraints. For other aspects, we provide a taxonomy of relevant models/methods and develop general frameworks for each category to enhance and utilize SLMs effectively.

Decoding Time Series with LLMs: A Multi-Agent Framework for Cross-Domain Annotation

Time series data is ubiquitous across various domains, including manufacturing, finance, and healthcare. High-quality annotations are essential for effectively understanding time series and facilitating downstream tasks; however, obtaining such annotations is challenging, particularly in mission-critical domains. In this paper, we propose TESSA, a multi-agent system designed to automatically generate both general and domain-specific annotations for time series data. TESSA introduces two agents: a general annotation agent and a domain-specific annotation agent. The general agent captures common patterns and knowledge across multiple source domains, leveraging both time-series-wise and text-wise features to generate general annotations. Meanwhile, the domain-specific agent utilizes limited annotations from the target domain to learn domain-specific terminology and generate targeted annotations. Extensive experiments on multiple synthetic and real-world datasets demonstrate that TESSA effectively generates high-quality annotations, outperforming existing methods.

Does your LLM truly unlearn? An embarrassingly simple approach to recover unlearned knowledge

Large language models (LLMs) have shown remarkable proficiency in generating text, benefiting from extensive training on vast textual corpora. However, LLMs may also acquire unwanted behaviors from the diverse and sensitive nature of their training data, which can include copyrighted and private content. Machine unlearning has been introduced as a viable solution to remove the influence of such problematic content without the need for costly and time-consuming retraining. This process aims to erase specific knowledge from LLMs while preserving as much model utility as possible. Despite the effectiveness of current unlearning methods, little attention has been given to whether existing unlearning methods for LLMs truly achieve forgetting or merely hide the knowledge, which current unlearning benchmarks fail to detect. This paper reveals that applying quantization to models that have undergone unlearning can restore the "forgotten" information. To thoroughly evaluate this phenomenon, we conduct comprehensive experiments using various quantization techniques across multiple precision levels. We find that for unlearning methods with utility constraints, the unlearned model retains an average of 21\% of the intended forgotten knowledge in full precision, which significantly increases to 83\% after 4-bit quantization. Based on our empirical findings, we provide a theoretical explanation for the observed phenomenon and propose a quantization-robust unlearning strategy to mitigate this intricate issue...

Trojan Prompt Attacks on Graph Neural Networks

Graph Prompt Learning (GPL) has been introduced as a promising approach that uses prompts to adapt pre-trained GNN models to specific downstream tasks without requiring fine-tuning of the entire model. Despite the advantages of GPL, little attention has been given to its vulnerability to backdoor attacks, where an adversary can manipulate the model's behavior by embedding hidden triggers. Existing graph backdoor attacks rely on modifying model parameters during training, but this approach is impractical in GPL as GNN encoder parameters are frozen after pre-training. Moreover, downstream users may fine-tune their own task models on clean datasets, further complicating the attack. In this paper, we propose TGPA, a backdoor attack framework designed specifically for GPL. TGPA injects backdoors into graph prompts without modifying pre-trained GNN encoders and ensures high attack success rates and clean accuracy. To address the challenge of model fine-tuning by users, we introduce a finetuning-resistant poisoning approach that maintains the effectiveness of the backdoor even after downstream model adjustments. Extensive experiments on multiple datasets under various settings demonstrate the effectiveness of TGPA in compromising GPL models with fixed GNN encoders.

Divide-Verify-Refine: Aligning LLM Responses with Complex Instructions

Recent studies show that LLMs, particularly open-source models, struggle to follow complex instructions with multiple constraints. Despite the importance, methods to improve LLMs' adherence to such constraints remain unexplored, and current research focuses on evaluating this ability rather than developing solutions. While a few studies enhance constraint adherence through model tuning, this approach is computationally expensive and heavily reliant on training data quality. An alternative is to leverage LLMs' self-correction capabilities, allowing them to adjust responses to better meet specified constraints. However, this self-correction ability of LLMs is limited by the feedback quality, as LLMs cannot autonomously generate reliable feedback or detect errors. Moreover, the self-refinement process heavily depends on few-shot examples that illustrate how to modify responses to meet constraints. As constraints in complex instructions are diverse and vary widely, manually crafting few-shot examples for each constraint type can be labor-intensive and sub-optimal. To deal with these two challenges, we propose the Divide-Verify-Refine (DVR) framework with three steps: (1) Divide complex instructions into single constraints and prepare appropriate tools; (2) Verify: To address the feedback quality problem, these tools will rigorously verify responses and provide reliable feedback; (3) Refine: To address the constraint diversity challenge, we design a refinement repository that collects successful refinement processes and uses them as few-shot demonstrations for future cases, allowing LLMs to learn from the past experience during inference. Additionally, we develop a new dataset of complex instructions, each containing 1-6 constraints. Experiments show that the framework significantly improves performance, doubling LLama3.1-8B's constraint adherence on instructions with 6 constraints.

Enhance Graph Alignment for Large Language Models

Graph-structured data is prevalent in the real world. Recently, due to the powerful emergent capabilities, Large Language Models (LLMs) have shown promising performance in modeling graphs. The key to effectively applying LLMs on graphs is converting graph data into a format LLMs can comprehend. Graph-to-token approaches are popular in enabling LLMs to process graph information. They transform graphs into sequences of tokens and align them with text tokens through instruction tuning, where self-supervised instruction tuning helps LLMs acquire general knowledge about graphs, and supervised fine-tuning specializes LLMs for the downstream tasks on graphs. Despite their initial success, we find that existing methods have a misalignment between self-supervised tasks and supervised downstream tasks, resulting in negative transfer from self-supervised fine-tuning to downstream tasks. To address these issues, we propose Graph Alignment Large Language Models (GALLM) to benefit from aligned task templates. In the self-supervised tuning stage, we introduce a novel text matching task using templates aligned with downstream tasks. In the task-specific tuning stage, we propose two category prompt methods that learn supervision information from additional explanation with further aligned templates. Experimental evaluations on four datasets demonstrate substantial improvements in supervised learning, multi-dataset generalizability, and particularly in zero-shot capability, highlighting the model's potential as a graph foundation model.

Exploring Language Model Generalization in Low-Resource Extractive QA

In this paper, we investigate Extractive Question Answering (EQA) with Large Language Models (LLMs) under domain drift, i.e., can LLMs generalize well to closed-domains that require specific knowledge such as medicine and law in a zero-shot fashion without additional in-domain training? To this end, we devise a series of experiments to empirically explain the performance gap. Our findings suggest that: a) LLMs struggle with dataset demands of closed-domains such as retrieving long answer-spans; b) Certain LLMs, despite showing strong overall performance, display weaknesses in meeting basic requirements as discriminating between domain-specific senses of words which we link to pre-processing decisions; c) Scaling model parameters is not always effective for cross-domain generalization; and d) Closed-domain datasets are quantitatively much different than open-domain EQA datasets and current LLMs struggle to deal with them. Our findings point out important directions for improving existing LLMs.