On Shaping Gain of Multidimensional Constellation in Linear and Nonlinear Optical Fiber Channel

Utilizing the multi-dimensional (MD) space for constellation shaping has been proven to be an effective approach for achieving shaping gains. Despite there exists a variety of MD modulation formats tailored for specific optical transmission scenarios, there remains a notable absence of a dependable comparison method for efficiently and promptly re-evaluating their performance in arbitrary transmission systems. In this paper, we introduce an analytical nonlinear interference (NLI) power model-based shaping gain estimation method to enable a fast performance evaluation of various MD modulation formats in coherent dual-polarization (DP) optical transmission system. In order to extend the applicability of this method to a broader set of modulation formats, we extend the established NLI model to take the 4D joint distribution into account and thus able to analyze the complex interactions of non-iid signaling in DP systems. With the help of the NLI model, we conduct a comprehensive analysis of the state-of-the-art modulation formats and investigate their actual shaping gains in two types of optical fiber communication scenarios (multi-span and single-span). The numerical simulation shows that for arbitrary modulation formats, the NLI power and relative shaping gains in terms of signal-to-noise ratio can be more accurately estimated by capturing the statistics of MD symbols. Furthermore, the proposed method further validates the effectiveness of the reported NLI-tolerant modulation format in the literature, which reveals that the linear shaping gains and modulation-dependent NLI should be jointly considered for nonlinearity mitigation.

Chanel-Orderer: A Channel-Ordering Predictor for Tri-Channel Natural Images

This paper shows a proof-of-concept that, given a typical 3-channel images but in a randomly permuted channel order, a model (termed as Chanel-Orderer) with ad-hoc inductive biases in terms of both architecture and loss functions can accurately predict the channel ordering and knows how to make it right. Specifically, Chanel-Orderer learns to score each of the three channels with the priors of object semantics and uses the resulting scores to predict the channel ordering. This brings up benefits into a typical scenario where an \texttt{RGB} image is often mis-displayed in the \texttt{BGR} format and needs to be corrected into the right order. Furthermore, as a byproduct, the resulting model Chanel-Orderer is able to tell whether a given image is a near-gray-scale image (near-monochromatic) or not (polychromatic). Our research suggests that Chanel-Orderer mimics human visual coloring of our physical natural world.

GraphCL: Graph-based Clustering for Semi-Supervised Medical Image Segmentation

Semi-supervised learning (SSL) has made notable advancements in medical image segmentation (MIS), particularly in scenarios with limited labeled data and significantly enhancing data utilization efficiency. Previous methods primarily focus on complex training strategies to utilize unlabeled data but neglect the importance of graph structural information. Different from existing methods, we propose a graph-based clustering for semi-supervised medical image segmentation (GraphCL) by jointly modeling graph data structure in a unified deep model. The proposed GraphCL model enjoys several advantages. Firstly, to the best of our knowledge, this is the first work to model the data structure information for semi-supervised medical image segmentation (SSMIS). Secondly, to get the clustered features across different graphs, we integrate both pairwise affinities between local image features and raw features as inputs. Extensive experimental results on three standard benchmarks show that the proposed GraphCL algorithm outperforms state-of-the-art semi-supervised medical image segmentation methods.

ASER: Activation Smoothing and Error Reconstruction for Large Language Model Quantization

Quantization stands as a pivotal technique for large language model (LLM) serving, yet it poses significant challenges particularly in achieving effective low-bit quantization. The limited numerical mapping makes the quantized model produce a non-trivial error, bringing out intolerable performance degration. This paper is anchored in the basic idea of model compression objectives, and delves into the layer-wise error distribution of LLMs during post-training quantization. Subsequently, we introduce ASER, an algorithm consisting of (1) Error Reconstruction: low-rank compensation for quantization error with LoRA-style matrices constructed by whitening SVD; (2) Activation Smoothing: outlier extraction to gain smooth activation and better error compensation. ASER is capable of quantizing typical LLMs to low-bit ones, particularly preserving accuracy even in W4A8 per-channel setup. Experimental results show that ASER is competitive among the state-of-the-art quantization algorithms, showing potential to activation quantization, with minor overhead.

DeltaDQ: Ultra-High Delta Compression for Fine-Tuned LLMs via Group-wise Dropout and Separate Quantization

Large language models achieve exceptional performance on various downstream tasks through supervised fine-tuning. However, the diversity of downstream tasks and practical requirements makes deploying multiple full-parameter fine-tuned models challenging. Current methods that compress the delta weight struggle to achieve ultra-high compression, failing to minimize the deployment overhead. To address the above issue, we propose a novel distribution-driven delta compression framework DeltaDQ, which utilizes Group-wise Dropout and Separate Quantization to achieve ultra-high compression for the delta weight. We have observed that the matrix-computed intermediate results for the delta weight exhibit extremely small variance and min-max range characteristics, referred to as Balanced Intermediate Results. Exploiting this phenomenon, we introduce Group-wise Dropout to perform dropout on the delta weight using an optimal group size. Furthermore, using Separate Quantization, sparse weights are quantized and decomposed to achieve a lower bit. Experimental results show that DeltaDQ achieves 16x compression with improved accuracy compared to baselines for WizardMath and WizardCoder models across different parameter scales. Moreover, DeltaDQ demonstrates the ability for ultra-high compression ratio, achieving 128x compression for the WizardMath-7B model and 512x compression for the WizardMath-70B model.

Multidimensional Voronoi Constellations vs. Short Blocklength Probabilistic Shaping: A Comparison for Multilevel Coding Approach

Performance of concatenated multilevel coding with probabilistic shaping (PS) and Voronoi constellations (VCs) is analysed over AWGN channel. Numerical results show that VCs provide up to 1.3 dB SNR gains over PS-QAM with CCDM blocklength of 200.

ID$^3$: Identity-Preserving-yet-Diversified Diffusion Models for Synthetic Face Recognition

Synthetic face recognition (SFR) aims to generate synthetic face datasets that mimic the distribution of real face data, which allows for training face recognition models in a privacy-preserving manner. Despite the remarkable potential of diffusion models in image generation, current diffusion-based SFR models struggle with generalization to real-world faces. To address this limitation, we outline three key objectives for SFR: (1) promoting diversity across identities (inter-class diversity), (2) ensuring diversity within each identity by injecting various facial attributes (intra-class diversity), and (3) maintaining identity consistency within each identity group (intra-class identity preservation). Inspired by these goals, we introduce a diffusion-fueled SFR model termed $\text{ID}^3$. $\text{ID}^3$ employs an ID-preserving loss to generate diverse yet identity-consistent facial appearances. Theoretically, we show that minimizing this loss is equivalent to maximizing the lower bound of an adjusted conditional log-likelihood over ID-preserving data. This equivalence motivates an ID-preserving sampling algorithm, which operates over an adjusted gradient vector field, enabling the generation of fake face recognition datasets that approximate the distribution of real-world faces. Extensive experiments across five challenging benchmarks validate the advantages of $\text{ID}^3$.

Enhancing Preference-based Linear Bandits via Human Response Time

Binary human choice feedback is widely used in interactive preference learning for its simplicity, but it provides limited information about preference strength. To overcome this limitation, we leverage human response times, which inversely correlate with preference strength, as complementary information. Our work integrates the EZ-diffusion model, which jointly models human choices and response times, into preference-based linear bandits. We introduce a computationally efficient utility estimator that reformulates the utility estimation problem using both choices and response times as a linear regression problem. Theoretical and empirical comparisons with traditional choice-only estimators reveal that for queries with strong preferences ("easy" queries), choices alone provide limited information, while response times offer valuable complementary information about preference strength. As a result, incorporating response times makes easy queries more useful. We demonstrate this advantage in the fixed-budget best-arm identification problem, with simulations based on three real-world datasets, consistently showing accelerated learning when response times are incorporated.

Safety Layers of Aligned Large Language Models: The Key to LLM Security

Aligned LLMs are highly secure, capable of recognizing and refusing to answer malicious questions. However, the role of internal parameters in maintaining this security is not well understood, further these models are vulnerable to security degradation when fine-tuned with non-malicious backdoor data or normal data. To address these challenges, our work uncovers the mechanism behind security in aligned LLMs at the parameter level, identifying a small set of contiguous layers in the middle of the model that are crucial for distinguishing malicious queries from normal ones, referred to as "safety layers." We first confirm the existence of these safety layers by analyzing variations in input vectors within the model's internal layers. Additionally, we leverage the over-rejection phenomenon and parameters scaling analysis to precisely locate the safety layers. Building on this understanding, we propose a novel fine-tuning approach, Safely Partial-Parameter Fine-Tuning (SPPFT), that fixes the gradient of the safety layers during fine-tuning to address the security degradation. Our experiments demonstrate that this approach significantly preserves model security while maintaining performance and reducing computational resources compared to full fine-tuning.

DiffPoGAN: Diffusion Policies with Generative Adversarial Networks for Offline Reinforcement Learning

Offline reinforcement learning (RL) can learn optimal policies from pre-collected offline datasets without interacting with the environment, but the sampled actions of the agent cannot often cover the action distribution under a given state, resulting in the extrapolation error issue. Recent works address this issue by employing generative adversarial networks (GANs). However, these methods often suffer from insufficient constraints on policy exploration and inaccurate representation of behavior policies. Moreover, the generator in GANs fails in fooling the discriminator while maximizing the expected returns of a policy. Inspired by the diffusion, a generative model with powerful feature expressiveness, we propose a new offline RL method named Diffusion Policies with Generative Adversarial Networks (DiffPoGAN). In this approach, the diffusion serves as the policy generator to generate diverse distributions of actions, and a regularization method based on maximum likelihood estimation (MLE) is developed to generate data that approximate the distribution of behavior policies. Besides, we introduce an additional regularization term based on the discriminator output to effectively constrain policy exploration for policy improvement. Comprehensive experiments are conducted on the datasets for deep data-driven reinforcement learning (D4RL), and experimental results show that DiffPoGAN outperforms state-of-the-art methods in offline RL.