FairerCLIP: Debiasing CLIP's Zero-Shot Predictions using Functions in RKHSs

Large pre-trained vision-language models such as CLIP provide compact and general-purpose representations of text and images that are demonstrably effective across multiple downstream zero-shot prediction tasks. However, owing to the nature of their training process, these models have the potential to 1) propagate or amplify societal biases in the training data and 2) learn to rely on spurious features. This paper proposes FairerCLIP, a general approach for making zero-shot predictions of CLIP more fair and robust to spurious correlations. We formulate the problem of jointly debiasing CLIP's image and text representations in reproducing kernel Hilbert spaces (RKHSs), which affords multiple benefits: 1) Flexibility: Unlike existing approaches, which are specialized to either learn with or without ground-truth labels, FairerCLIP is adaptable to learning in both scenarios. 2) Ease of Optimization: FairerCLIP lends itself to an iterative optimization involving closed-form solvers, which leads to $4\times$-$10\times$ faster training than the existing methods. 3) Sample Efficiency: Under sample-limited conditions, FairerCLIP significantly outperforms baselines when they fail entirely. And, 4) Performance: Empirically, FairerCLIP achieves appreciable accuracy gains on benchmark fairness and spurious correlation datasets over their respective baselines.

An Audio-textual Diffusion Model For Converting Speech Signals Into Ultrasound Tongue Imaging Data

Acoustic-to-articulatory inversion (AAI) is to convert audio into articulator movements, such as ultrasound tongue imaging (UTI) data. An issue of existing AAI methods is only using the personalized acoustic information to derive the general patterns of tongue motions, and thus the quality of generated UTI data is limited. To address this issue, this paper proposes an audio-textual diffusion model for the UTI data generation task. In this model, the inherent acoustic characteristics of individuals related to the tongue motion details are encoded by using wav2vec 2.0, while the ASR transcriptions related to the universality of tongue motions are encoded by using BERT. UTI data are then generated by using a diffusion module. Experimental results showed that the proposed diffusion model could generate high-quality UTI data with clear tongue contour that is crucial for the linguistic analysis and clinical assessment. The project can be found on the website\footnote{https://yangyudong2020.github.io/wav2uti/

Action Reimagined: Text-to-Pose Video Editing for Dynamic Human Actions

We introduce a novel text-to-pose video editing method, ReimaginedAct. While existing video editing tasks are limited to changes in attributes, backgrounds, and styles, our method aims to predict open-ended human action changes in video. Moreover, our method can accept not only direct instructional text prompts but also `what if' questions to predict possible action changes. ReimaginedAct comprises video understanding, reasoning, and editing modules. First, an LLM is utilized initially to obtain a plausible answer for the instruction or question, which is then used for (1) prompting Grounded-SAM to produce bounding boxes of relevant individuals and (2) retrieving a set of pose videos that we have collected for editing human actions. The retrieved pose videos and the detected individuals are then utilized to alter the poses extracted from the original video. We also employ a timestep blending module to ensure the edited video retains its original content except where necessary modifications are needed. To facilitate research in text-to-pose video editing, we introduce a new evaluation dataset, WhatifVideo-1.0. This dataset includes videos of different scenarios spanning a range of difficulty levels, along with questions and text prompts. Experimental results demonstrate that existing video editing methods struggle with human action editing, while our approach can achieve effective action editing and even imaginary editing from counterfactual questions.

Off-policy Evaluation in Doubly Inhomogeneous Environments

This work aims to study off-policy evaluation (OPE) under scenarios where two key reinforcement learning (RL) assumptions -- temporal stationarity and individual homogeneity are both violated. To handle the ``double inhomogeneities", we propose a class of latent factor models for the reward and observation transition functions, under which we develop a general OPE framework that consists of both model-based and model-free approaches. To our knowledge, this is the first paper that develops statistically sound OPE methods in offline RL with double inhomogeneities. It contributes to a deeper understanding of OPE in environments, where standard RL assumptions are not met, and provides several practical approaches in these settings. We establish the theoretical properties of the proposed value estimators and empirically show that our approach outperforms competing methods that ignore either temporal nonstationarity or individual heterogeneity. Finally, we illustrate our method on a data set from the Medical Information Mart for Intensive Care.

Deep learning radiomics for assessment of gastroesophageal varices in people with compensated advanced chronic liver disease

Objective: Bleeding from gastroesophageal varices (GEV) is a medical emergency associated with high mortality. We aim to construct an artificial intelligence-based model of two-dimensional shear wave elastography (2D-SWE) of the liver and spleen to precisely assess the risk of GEV and high-risk gastroesophageal varices (HRV). Design: A prospective multicenter study was conducted in patients with compensated advanced chronic liver disease. 305 patients were enrolled from 12 hospitals, and finally 265 patients were included, with 1136 liver stiffness measurement (LSM) images and 1042 spleen stiffness measurement (SSM) images generated by 2D-SWE. We leveraged deep learning methods to uncover associations between image features and patient risk, and thus conducted models to predict GEV and HRV. Results: A multi-modality Deep Learning Risk Prediction model (DLRP) was constructed to assess GEV and HRV, based on LSM and SSM images, and clinical information. Validation analysis revealed that the AUCs of DLRP were 0.91 for GEV (95% CI 0.90 to 0.93, p < 0.05) and 0.88 for HRV (95% CI 0.86 to 0.89, p < 0.01), which were significantly and robustly better than canonical risk indicators, including the value of LSM and SSM. Moreover, DLPR was better than the model using individual parameters, including LSM and SSM images. In HRV prediction, the 2D-SWE images of SSM outperform LSM (p < 0.01). Conclusion: DLRP shows excellent performance in predicting GEV and HRV over canonical risk indicators LSM and SSM. Additionally, the 2D-SWE images of SSM provided more information for better accuracy in predicting HRV than the LSM.

Context-aware Domain Adaptation for Time Series Anomaly Detection

Time series anomaly detection is a challenging task with a wide range of real-world applications. Due to label sparsity, training a deep anomaly detector often relies on unsupervised approaches. Recent efforts have been devoted to time series domain adaptation to leverage knowledge from similar domains. However, existing solutions may suffer from negative knowledge transfer on anomalies due to their diversity and sparsity. Motivated by the empirical study of context alignment between two domains, we aim to transfer knowledge between two domains via adaptively sampling context information for two domains. This is challenging because it requires simultaneously modeling the complex in-domain temporal dependencies and cross-domain correlations while exploiting label information from the source domain. To this end, we propose a framework that combines context sampling and anomaly detection into a joint learning procedure. We formulate context sampling into the Markov decision process and exploit deep reinforcement learning to optimize the time series domain adaptation process via context sampling and design a tailored reward function to generate domain-invariant features that better align two domains for anomaly detection. Experiments on three public datasets show promise for knowledge transfer between two similar domains and two entirely different domains.

Quantile Off-Policy Evaluation via Deep Conditional Generative Learning

Off-Policy evaluation (OPE) is concerned with evaluating a new target policy using offline data generated by a potentially different behavior policy. It is critical in a number of sequential decision making problems ranging from healthcare to technology industries. Most of the work in existing literature is focused on evaluating the mean outcome of a given policy, and ignores the variability of the outcome. However, in a variety of applications, criteria other than the mean may be more sensible. For example, when the reward distribution is skewed and asymmetric, quantile-based metrics are often preferred for their robustness. In this paper, we propose a doubly-robust inference procedure for quantile OPE in sequential decision making and study its asymptotic properties. In particular, we propose utilizing state-of-the-art deep conditional generative learning methods to handle parameter-dependent nuisance function estimation. We demonstrate the advantages of this proposed estimator through both simulations and a real-world dataset from a short-video platform. In particular, we find that our proposed estimator outperforms classical OPE estimators for the mean in settings with heavy-tailed reward distributions.

Offline Reinforcement Learning for Human-Guided Human-Machine Interaction with Private Information

Motivated by the human-machine interaction such as training chatbots for improving customer satisfaction, we study human-guided human-machine interaction involving private information. We model this interaction as a two-player turn-based game, where one player (Alice, a human) guides the other player (Bob, a machine) towards a common goal. Specifically, we focus on offline reinforcement learning (RL) in this game, where the goal is to find a policy pair for Alice and Bob that maximizes their expected total rewards based on an offline dataset collected a priori. The offline setting presents two challenges: (i) We cannot collect Bob's private information, leading to a confounding bias when using standard RL methods, and (ii) a distributional mismatch between the behavior policy used to collect data and the desired policy we aim to learn. To tackle the confounding bias, we treat Bob's previous action as an instrumental variable for Alice's current decision making so as to adjust for the unmeasured confounding. We develop a novel identification result and use it to propose a new off-policy evaluation (OPE) method for evaluating policy pairs in this two-player turn-based game. To tackle the distributional mismatch, we leverage the idea of pessimism and use our OPE method to develop an off-policy learning algorithm for finding a desirable policy pair for both Alice and Bob. Finally, we prove that under mild assumptions such as partial coverage of the offline data, the policy pair obtained through our method converges to the optimal one at a satisfactory rate.

Denoising Self-attentive Sequential Recommendation

Transformer-based sequential recommenders are very powerful for capturing both short-term and long-term sequential item dependencies. This is mainly attributed to their unique self-attention networks to exploit pairwise item-item interactions within the sequence. However, real-world item sequences are often noisy, which is particularly true for implicit feedback. For example, a large portion of clicks do not align well with user preferences, and many products end up with negative reviews or being returned. As such, the current user action only depends on a subset of items, not on the entire sequences. Many existing Transformer-based models use full attention distributions, which inevitably assign certain credits to irrelevant items. This may lead to sub-optimal performance if Transformers are not regularized properly.

Do learned representations respect causal relationships?

Data often has many semantic attributes that are causally associated with each other. But do attribute-specific learned representations of data also respect the same causal relations? We answer this question in three steps. First, we introduce NCINet, an approach for observational causal discovery from high-dimensional data. It is trained purely on synthetically generated representations and can be applied to real representations, and is specifically designed to mitigate the domain gap between the two. Second, we apply NCINet to identify the causal relations between image representations of different pairs of attributes with known and unknown causal relations between the labels. For this purpose, we consider image representations learned for predicting attributes on the 3D Shapes, CelebA, and the CASIA-WebFace datasets, which we annotate with multiple multi-class attributes. Third, we analyze the effect on the underlying causal relation between learned representations induced by various design choices in representation learning. Our experiments indicate that (1) NCINet significantly outperforms existing observational causal discovery approaches for estimating the causal relation between pairs of random samples, both in the presence and absence of an unobserved confounder, (2) under controlled scenarios, learned representations can indeed satisfy the underlying causal relations between their respective labels, and (3) the causal relations are positively correlated with the predictive capability of the representations.