Near-Field Multiuser Beam-Training for Extremely Large-Scale MIMO Systems

Extremely large-scale multiple-input multiple-output (XL-MIMO) systems are capable of improving spectral efficiency by employing far more antennas than conventional massive MIMO at the base station (BS). However, beam training in multiuser XL-MIMO systems is challenging. To tackle these issues, we conceive a three-phase graph neural network (GNN)-based beam training scheme for multiuser XL-MIMO systems. In the first phase, only far-field wide beams have to be tested for each user and the GNN is utilized to map the beamforming gain information of the far-field wide beams to the optimal near-field beam for each user. In addition, the proposed GNN-based scheme can exploit the position-correlation between adjacent users for further improvement of the accuracy of beam training. In the second phase, a beam allocation scheme based on the probability vectors produced at the outputs of GNNs is proposed to address the above beam-direction conflicts between users. In the third phase, the hybrid TBF is designed for further reducing the inter-user interference. Our simulation results show that the proposed scheme improves the beam training performance of the benchmarks. Moreover, the performance of the proposed beam training scheme approaches that of an exhaustive search, despite requiring only about 7% of the pilot overhead.

Beamforming Optimization for Active RIS-Aided Multiuser Communications With Hardware Impairments

In this paper, we consider an active reconfigurable intelligent surface (RIS) to assist the multiuser downlink transmission in the presence of practical hardware impairments (HWIs), including the HWIs at the transceivers and the phase noise at the active RIS. The active RIS is deployed to amplify the incident signals to alleviate the multiplicative fading effect, which is a limitation in the conventional passive RIS-aided wireless systems. We aim to maximize the sum rate through jointly designing the transmit beamforming at the base station (BS), the amplification factors and the phase shifts at the active RIS. To tackle this challenging optimization problem effectively, we decouple it into two tractable subproblems. Subsequently, each subproblem is transformed into a second order cone programming problem. The block coordinate descent framework is applied to tackle them, where the transmit beamforming and the reflection coefficients are alternately designed. In addition, another efficient algorithm is presented to reduce the computational complexity. Specifically, by exploiting the majorization-minimization approach, each subproblem is reformulated into a tractable surrogate problem, whose closed-form solutions are obtained by Lagrange dual decomposition approach and element-wise alternating sequential optimization method. Simulation results validate the effectiveness of our developed algorithms, and reveal that the HWIs significantly limit the system performance of active RIS-empowered wireless communications. Furthermore, the active RIS noticeably boosts the sum rate under the same total power budget, compared with the passive RIS.

Spectral Efficiency Maximization for Active RIS-aided Cell-Free Massive MIMO Systems with Imperfect CSI

A cell-free network merged with active reconfigurable reflecting surfaces (RIS) is investigated in this paper. Based on the imperfect channel state information (CSI), the aggregated channel from the user to the access point (AP) is initially estimated using the linear minimum mean square error (LMMSE) technique. The central processing unit (CPU) then detects uplink data from individual users through the utilization of the maximum ratio combining (MRC) approach, relying on the estimated channel. Then, a closed-form expression for uplink spectral efficiency (SE) is derived which demonstrates its reliance on statistical CSI (S-CSI) alone. The amplitude gain of each active RIS element is derived in a closed-form expression as a function of the number of active RIS elements, the number of users, and the size of each reflecting element. A soft actor-critic (SAC) algorithm is utilized to design the phase shift of the active RIS to maximize the uplink SE. Simulation results emphasize the robustness of the proposed SAC algorithm, showcasing its effectiveness in cell-free networks under the influence of imperfect CSI.

Quantized RIS-aided mmWave Massive MIMO Channel Estimation with Uniform Planar Arrays

In this paper, we investigate a cascaded channel estimation method for a millimeter wave (mmWave) massive multiple-input multiple-output (MIMO) system aided by a reconfigurable intelligent surface (RIS) with the BS equipped with low-resolution analog-to-digital converters (ADCs), where the BS and the RIS are both equipped with a uniform planar array (UPA). Due to the sparse property of mmWave channel, the channel estimation can be solved as a compressed sensing (CS) problem. However, the low-resolution quantization cause severe information loss of signals, and traditional CS algorithms are unable to work well. To recovery the signal and the sparse angular domain channel from quantization, we introduce Bayesian inference and efficient vector approximate message passing (VAMP) algorithm to solve the quantize output CS problem. To further improve the efficiency of the VAMP algorithm, a Fast Fourier Transform (FFT) based fast computation method is derived. Simulation results demonstrate the effectiveness and the accuracy of the proposed cascaded channel estimation method for the RIS-aided mmWave massive MIMO system with few-bit ADCs. Furthermore, the proposed channel estimation method can reach an acceptable performance gap between the low-resolution ADCs and the infinite ADCs for the low signal-to-noise ratio (SNR), which implies the applicability of few-bit ADCs in practice.

Performance Trade-off and Joint Waveform Design for MIMO-OFDM DFRC Systems

Dual-functional radar-communication (DFRC) has attracted considerable attention. This paper considers the frequency-selective multipath fading environment and proposes DFRC waveform design strategies based on multiple-input and multiple-output (MIMO) and orthogonal frequency division multiplexing (OFDM) techniques. In the proposed waveform design strategies, the Cramer-Rao bound (CRB) of the radar system, the inter-stream interference (ISI) and the achievable rate of the communication system, are respectively considered as the performance metrics. In this paper, we focus on the performance trade-off between the radar system and the communication system, and the optimization problems are formulated. In the ISI minimization based waveform design strategy, the optimization problem is convex and can be easily solved. In the achievable rate maximization based waveform design strategy, we propose a water-filling (WF) and sequential quadratic programming (SQP) based algorithm to derive the covariance matrix and the precoding matrix. Simulation results validate the proposed DFRC waveform designs and show that the achievable rate maximization based strategy has a better performance than the ISI minimization based strategy.

A Novel RFID Authentication Protocol Based on A Block-Order-Modulus Variable Matrix Encryption Algorithm

In this paper, authentication for mobile radio frequency identification (RFID) systems with low-cost tags is studied. Firstly, a diagonal block key matrix (DBKM) encryption algorithm is proposed, which effectively expands the feasible domain of the key space. Subsequently, in order to enhance the security, a self updating encryption order (SUEO) algorithm is conceived. To further weaken the correlation between plaintext and ciphertext, a self updating modulus (SUM) algorithm is constructed. Based on the above three algorithms, a new joint DBKM-SUEO-SUM matrix encryption algorithm is established, which intends to enhance security without the need of additional storage for extra key matrices. Making full use of the advantages of the proposed joint algorithm, a two-way RFID authentication protocol named DBKM-SUEO-SUM-RFID is proposed for mobile RFID systems. In addition, the Burrows-Abadi-Needham (BAN) logic and security analysis indicate that the newly proposed DBKM-SUEO-SUM-RFID protocol can effectively resist various typical attacks, such as replay attacks and de-synchronization. Finally, numerical results demonstrate that the DBKM-SUEO-SUM algorithm can save at least 90.46\% of tag storage compared to traditional algorithms, and thus, is friendly to be employed with low-cost RFID tags.

URLLC-Awared Resource Allocation for Heterogeneous Vehicular Edge Computing

Vehicular edge computing (VEC) is a promising technology to support real-time vehicular applications, where vehicles offload intensive computation tasks to the nearby VEC server for processing. However, the traditional VEC that relies on single communication technology cannot well meet the communication requirement for task offloading, thus the heterogeneous VEC integrating the advantages of dedicated short-range communications (DSRC), millimeter-wave (mmWave) and cellular-based vehicle to infrastructure (C-V2I) is introduced to enhance the communication capacity. The communication resource allocation and computation resource allocation may significantly impact on the ultra-reliable low-latency communication (URLLC) performance and the VEC system utility, in this case, how to do the resource allocations is becoming necessary. In this paper, we consider a heterogeneous VEC with multiple communication technologies and various types of tasks, and propose an effective resource allocation policy to minimize the system utility while satisfying the URLLC requirement. We first formulate an optimization problem to minimize the system utility under the URLLC constraint which modeled by the moment generating function (MGF)-based stochastic network calculus (SNC), then we present a Lyapunov-guided deep reinforcement learning (DRL) method to convert and solve the optimization problem. Extensive simulation experiments illustrate that the proposed resource allocation approach is effective.

A Novel Tree Model-based DNN to Achieve a High-Resolution DOA Estimation via Massive MIMO receive array

To satisfy the high-resolution requirements of direction-of-arrival (DOA) estimation, conventional deep neural network (DNN)-based methods using grid idea need to significantly increase the number of output classifications and also produce a huge high model complexity. To address this problem, a multi-level tree-based DNN model (TDNN) is proposed as an alternative, where each level takes small-scale multi-layer neural networks (MLNNs) as nodes to divide the target angular interval into multiple sub-intervals, and each output class is associated to a MLNN at the next level. Then the number of MLNNs is gradually increasing from the first level to the last level, and so increasing the depth of tree will dramatically raise the number of output classes to improve the estimation accuracy. More importantly, this network is extended to make a multi-emitter DOA estimation. Simulation results show that the proposed TDNN performs much better than conventional DNN and root-MUSIC at extremely low signal-to-noise ratio (SNR), and can achieve Cramer-Rao lower bound (CRLB). Additionally, in the multi-emitter scenario, the proposed Q-TDNN has also made a substantial performance enhancement over DNN and Root-MUSIC, and this gain grows as the number of emitters increases.

An ADMM-Based Geometric Configuration Optimization in RSSD-Based Source Localization By UAVs with Spread Angle Constraint

Deploying multiple unmanned aerial vehicles (UAVs) to locate a signal-emitting source covers a wide range of military and civilian applications like rescue and target tracking. It is well known that the UAVs-source (sensors-target) geometry, namely geometric configuration, significantly affects the final localization accuracy. This paper focuses on the geometric configuration optimization for received signal strength difference (RSSD)-based passive source localization by drone swarm. Different from prior works, this paper considers a general measuring condition where the spread angle of drone swarm centered on the source is constrained. Subject to this constraint, a geometric configuration optimization problem with the aim of maximizing the determinant of Fisher information matrix (FIM) is formulated. After transforming this problem using matrix theory, an alternating direction method of multipliers (ADMM)-based optimization framework is proposed. To solve the subproblems in this framework, two global optimal solutions based on the Von Neumann matrix trace inequality theorem and majorize-minimize (MM) algorithm are proposed respectively. Finally, the effectiveness as well as the practicality of the proposed ADMM-based optimization algorithm are demonstrated by extensive simulations.

High-Resolution DOA Estimation via a Novel Tree Model-based Deep Neural Network

Traditional deep neural networks (DNNs) have bad performance on estimating off-grid angles, and the most direct solution is to increase the number of output classes for improving angular resolution. But more output classes can weaken the model accuracy of DNNs and thus decreasing the direction-of-arrival (DOA) estimation accuracy. In this work, a tree-model based deep neural networks (TDNN) is proposed, which contains H layers and each layer is consist of multiple small-scale DNNs. From the first layer to the last layer of TDNN, the angular region is gradually divided into smaller subregions by these DNNs, and the estimated DOA is finally obtained by cumulative calculating the classification results of all the layers. TDNN can improve the angular resolution by increasing the number of layers or the number of DNNs in any layer instead of changing the structure of single DNN, so the model accuracy of TDNN will not decrease with the improvement of angular resolution and its estimation performance is also stable. In addition, the Q-TDNN method is also proposed for multi-sources DOA estimation, which can obtain Q different DOAs from the same signals by combining Q independent and parallel TDNNs. The simulation results validate TDNN has much better estimation performance than traditional methods in both single-source and multi-sources cases, especially at low signal-to-noise ratio (SNR).