Active Continual Learning: Labelling Queries in a Sequence of Tasks

Acquiring new knowledge without forgetting what has been learned in a sequence of tasks is the central focus of continual learning (CL). While tasks arrive sequentially, the training data are often prepared and annotated independently, leading to CL of incoming supervised learning tasks. This paper considers the under-explored problem of active continual learning (ACL) for a sequence of active learning (AL) tasks, where each incoming task includes a pool of unlabelled data and an annotation budget. We investigate the effectiveness and interplay between several AL and CL algorithms in the domain, class and task-incremental scenarios. Our experiments reveal the trade-off between two contrasting goals of not forgetting the old knowledge and the ability to quickly learn in CL and AL. While conditioning the query strategy on the annotations collected for the previous tasks leads to improved task performance on the domain and task incremental learning, our proposed forgetting-learning profile suggests a gap in balancing the effect of AL and CL for the class-incremental scenario.

Turning Flowchart into Dialog: Plan-based Data Augmentation for Low-Resource Flowchart-grounded Troubleshooting Dialogs

Flowchart-grounded troubleshooting dialogue (FTD) systems, which follow the instructions of a flowchart to diagnose users' problems in specific domains (eg., vehicle, laptop), have been gaining research interest in recent years. However, collecting sufficient dialogues that are naturally grounded on flowcharts is costly, thus FTD systems are impeded by scarce training data. To mitigate the data sparsity issue, we propose a plan-based data augmentation (PlanDA) approach that generates diverse synthetic dialog data at scale by transforming concise flowchart into dialogues. Specifically, its generative model employs a variational-base framework with a hierarchical planning strategy that includes global and local latent planning variables. Experiments on the FloDial dataset show that synthetic dialogue produced by PlanDA improves the performance of downstream tasks, including flowchart path retrieval and response generation, in particular on the Out-of-Flowchart settings. In addition, further analysis demonstrate the quality of synthetic data generated by PlanDA in paths that are covered by current sample dialogues and paths that are not covered.

SocialDial: A Benchmark for Socially-Aware Dialogue Systems

Dialogue systems have been widely applied in many scenarios and are now more powerful and ubiquitous than ever before. With large neural models and massive available data, current dialogue systems have access to more knowledge than any people in their life. However, current dialogue systems still do not perform at a human level. One major gap between conversational agents and humans lies in their abilities to be aware of social norms. The development of socially-aware dialogue systems is impeded due to the lack of resources. In this paper, we present the first socially-aware dialogue corpus - SocialDial, based on Chinese social culture. SocialDial consists of two parts: 1,563 multi-turn dialogues between two human speakers with fine-grained labels, and 4,870 synthetic conversations generated by ChatGPT. The human corpus covers five categories of social norms, which have 14 sub-categories in total. Specifically, it contains social factor annotations including social relation, context, social distance, and social norms. However, collecting sufficient socially-aware dialogues is costly. Thus, we harness the power of ChatGPT and devise an ontology-based synthetic data generation framework. This framework is able to generate synthetic data at scale. To ensure the quality of synthetic dialogues, we design several mechanisms for quality control during data collection. Finally, we evaluate our dataset using several pre-trained models, such as BERT and RoBERTa. Comprehensive empirical results based on state-of-the-art neural models demonstrate that modeling of social norms for dialogue systems is a promising research direction. To the best of our knowledge, SocialDial is the first socially-aware dialogue dataset that covers multiple social factors and has fine-grained labels.

Normalizing Flow-based Neural Process for Few-Shot Knowledge Graph Completion

Knowledge graphs (KGs), as a structured form of knowledge representation, have been widely applied in the real world. Recently, few-shot knowledge graph completion (FKGC), which aims to predict missing facts for unseen relations with few-shot associated facts, has attracted increasing attention from practitioners and researchers. However, existing FKGC methods are based on metric learning or meta-learning, which often suffer from the out-of-distribution and overfitting problems. Meanwhile, they are incompetent at estimating uncertainties in predictions, which is critically important as model predictions could be very unreliable in few-shot settings. Furthermore, most of them cannot handle complex relations and ignore path information in KGs, which largely limits their performance. In this paper, we propose a normalizing flow-based neural process for few-shot knowledge graph completion (NP-FKGC). Specifically, we unify normalizing flows and neural processes to model a complex distribution of KG completion functions. This offers a novel way to predict facts for few-shot relations while estimating the uncertainty. Then, we propose a stochastic ManifoldE decoder to incorporate the neural process and handle complex relations in few-shot settings. To further improve performance, we introduce an attentive relation path-based graph neural network to capture path information in KGs. Extensive experiments on three public datasets demonstrate that our method significantly outperforms the existing FKGC methods and achieves state-of-the-art performance. Code is available at https://github.com/RManLuo/NP-FKGC.git.

Koala: An Index for Quantifying Overlaps with Pre-training Corpora

In very recent years more attention has been placed on probing the role of pre-training data in Large Language Models (LLMs) downstream behaviour. Despite the importance, there is no public tool that supports such analysis of pre-training corpora at large scale. To help research in this space, we launch Koala, a searchable index over large pre-training corpora using compressed suffix arrays with highly efficient compression rate and search support. In its first release we index the public proportion of OPT 175B pre-training data. Koala provides a framework to do forensic analysis on the current and future benchmarks as well as to assess the degree of memorization in the output from the LLMs. Koala is available for public use at https://koala-index.erc.monash.edu/.

ProtoCon: Pseudo-label Refinement via Online Clustering and Prototypical Consistency for Efficient Semi-supervised Learning

Confidence-based pseudo-labeling is among the dominant approaches in semi-supervised learning (SSL). It relies on including high-confidence predictions made on unlabeled data as additional targets to train the model. We propose ProtoCon, a novel SSL method aimed at the less-explored label-scarce SSL where such methods usually underperform. ProtoCon refines the pseudo-labels by leveraging their nearest neighbours' information. The neighbours are identified as the training proceeds using an online clustering approach operating in an embedding space trained via a prototypical loss to encourage well-formed clusters. The online nature of ProtoCon allows it to utilise the label history of the entire dataset in one training cycle to refine labels in the following cycle without the need to store image embeddings. Hence, it can seamlessly scale to larger datasets at a low cost. Finally, ProtoCon addresses the poor training signal in the initial phase of training (due to fewer confident predictions) by introducing an auxiliary self-supervised loss. It delivers significant gains and faster convergence over state-of-the-art across 5 datasets, including CIFARs, ImageNet and DomainNet.

Less is More: Mitigate Spurious Correlations for Open-Domain Dialogue Response Generation Models by Causal Discovery

In this paper, we conduct the first study on spurious correlations for open-domain response generation models based on a corpus CGDIALOG curated in our work. The cur rent models indeed suffer from spurious correlations and have a tendency of generating irrelevant and generic responses. Inspired by causal discovery algorithms, we propose a novel model-agnostic method for training and inference of response generation model using a conditional independence classifier. The classifier is trained by a constrained self-training method, coined CONSTRAIN, to overcome data scarcity. The experimental results based on both human and automatic evaluation show that our method significantly outperforms the competitive baselines in terms of relevance, informativeness, and fluency.

Document Flattening: Beyond Concatenating Context for Document-Level Neural Machine Translation

Existing work in document-level neural machine translation commonly concatenates several consecutive sentences as a pseudo-document, and then learns inter-sentential dependencies. This strategy limits the model's ability to leverage information from distant context. We overcome this limitation with a novel Document Flattening (DocFlat) technique that integrates Flat-Batch Attention (FBA) and Neural Context Gate (NCG) into Transformer model to utilize information beyond the pseudo-document boundaries. FBA allows the model to attend to all the positions in the batch and learns the relationships between positions explicitly and NCG identifies the useful information from the distant context. We conduct comprehensive experiments and analyses on three benchmark datasets for English-German translation, and validate the effectiveness of two variants of DocFlat. Empirical results show that our approach outperforms strong baselines with statistical significance on BLEU, COMET and accuracy on the contrastive test set. The analyses highlight that DocFlat is highly effective in capturing the long-range information.

On Robustness of Prompt-based Semantic Parsing with Large Pre-trained Language Model: An Empirical Study on Codex

Semantic parsing is a technique aimed at constructing a structured representation of the meaning of a natural-language question. Recent advancements in few-shot language models trained on code have demonstrated superior performance in generating these representations compared to traditional unimodal language models, which are trained on downstream tasks. Despite these advancements, existing fine-tuned neural semantic parsers are susceptible to adversarial attacks on natural-language inputs. While it has been established that the robustness of smaller semantic parsers can be enhanced through adversarial training, this approach is not feasible for large language models in real-world scenarios, as it requires both substantial computational resources and expensive human annotation on in-domain semantic parsing data. This paper presents the first empirical study on the adversarial robustness of a large prompt-based language model of code, \codex. Our results demonstrate that the state-of-the-art (SOTA) code-language models are vulnerable to carefully crafted adversarial examples. To address this challenge, we propose methods for improving robustness without the need for significant amounts of labeled data or heavy computational resources.

Active Learning for Multilingual Semantic Parser

Current multilingual semantic parsing (MSP) datasets are almost all collected by translating the utterances in the existing datasets from the resource-rich language to the target language. However, manual translation is costly. To reduce the translation effort, this paper proposes the first active learning procedure for MSP (AL-MSP). AL-MSP selects only a subset from the existing datasets to be translated. We also propose a novel selection method that prioritizes the examples diversifying the logical form structures with more lexical choices, and a novel hyperparameter tuning method that needs no extra annotation cost. Our experiments show that AL-MSP significantly reduces translation costs with ideal selection methods. Our selection method with proper hyperparameters yields better parsing performance than the other baselines on two multilingual datasets.