Achieving 3D Attention via Triplet Squeeze and Excitation Block

The emergence of ConvNeXt and its variants has reaffirmed the conceptual and structural suitability of CNN-based models for vision tasks, re-establishing them as key players in image classification in general, and in facial expression recognition (FER) in particular. In this paper, we propose a new set of models that build on these advancements by incorporating a new set of attention mechanisms that combines Triplet attention with Squeeze-and-Excitation (TripSE) in four different variants. We demonstrate the effectiveness of these variants by applying them to the ResNet18, DenseNet and ConvNext architectures to validate their versatility and impact. Our study shows that incorporating a TripSE block in these CNN models boosts their performances, particularly for the ConvNeXt architecture, indicating its utility. We evaluate the proposed mechanisms and associated models across four datasets, namely CIFAR100, ImageNet, FER2013 and AffectNet datasets, where ConvNext with TripSE achieves state-of-the-art results with an accuracy of \textbf{78.27\%} on the popular FER2013 dataset, a new feat for this dataset.

Data Synthesis with Diverse Styles for Face Recognition via 3DMM-Guided Diffusion

Identity-preserving face synthesis aims to generate synthetic face images of virtual subjects that can substitute real-world data for training face recognition models. While prior arts strive to create images with consistent identities and diverse styles, they face a trade-off between them. Identifying their limitation of treating style variation as subject-agnostic and observing that real-world persons actually have distinct, subject-specific styles, this paper introduces MorphFace, a diffusion-based face generator. The generator learns fine-grained facial styles, e.g., shape, pose and expression, from the renderings of a 3D morphable model (3DMM). It also learns identities from an off-the-shelf recognition model. To create virtual faces, the generator is conditioned on novel identities of unlabeled synthetic faces, and novel styles that are statistically sampled from a real-world prior distribution. The sampling especially accounts for both intra-subject variation and subject distinctiveness. A context blending strategy is employed to enhance the generator's responsiveness to identity and style conditions. Extensive experiments show that MorphFace outperforms the best prior arts in face recognition efficacy.

Nonlinear Dynamical Systems for Automatic Face Annotation in Head Tracking and Pose Estimation

Facial landmark tracking plays a vital role in applications such as facial recognition, expression analysis, and medical diagnostics. In this paper, we consider the performance of the Extended Kalman Filter (EKF) and Unscented Kalman Filter (UKF) in tracking 3D facial motion in both deterministic and stochastic settings. We first analyze a noise-free environment where the state transition is purely deterministic, demonstrating that UKF outperforms EKF by achieving lower mean squared error (MSE) due to its ability to capture higher-order nonlinearities. However, when stochastic noise is introduced, EKF exhibits superior robustness, maintaining lower mean square error (MSE) compared to UKF, which becomes more sensitive to measurement noise and occlusions. Our results highlight that UKF is preferable for high-precision applications in controlled environments, whereas EKF is better suited for real-world scenarios with unpredictable noise. These findings provide practical insights for selecting the appropriate filtering technique in 3D facial tracking applications, such as motion capture and facial recognition.

InstaFace: Identity-Preserving Facial Editing with Single Image Inference

Facial appearance editing is crucial for digital avatars, AR/VR, and personalized content creation, driving realistic user experiences. However, preserving identity with generative models is challenging, especially in scenarios with limited data availability. Traditional methods often require multiple images and still struggle with unnatural face shifts, inconsistent hair alignment, or excessive smoothing effects. To overcome these challenges, we introduce a novel diffusion-based framework, InstaFace, to generate realistic images while preserving identity using only a single image. Central to InstaFace, we introduce an efficient guidance network that harnesses 3D perspectives by integrating multiple 3DMM-based conditionals without introducing additional trainable parameters. Moreover, to ensure maximum identity retention as well as preservation of background, hair, and other contextual features like accessories, we introduce a novel module that utilizes feature embeddings from a facial recognition model and a pre-trained vision-language model. Quantitative evaluations demonstrate that our method outperforms several state-of-the-art approaches in terms of identity preservation, photorealism, and effective control of pose, expression, and lighting.

Towards Synthetic Data Generation for Improved Pain Recognition in Videos under Patient Constraints

Recognizing pain in video is crucial for improving patient-computer interaction systems, yet traditional data collection in this domain raises significant ethical and logistical challenges. This study introduces a novel approach that leverages synthetic data to enhance video-based pain recognition models, providing an ethical and scalable alternative. We present a pipeline that synthesizes realistic 3D facial models by capturing nuanced facial movements from a small participant pool, and mapping these onto diverse synthetic avatars. This process generates 8,600 synthetic faces, accurately reflecting genuine pain expressions from varied angles and perspectives. Utilizing advanced facial capture techniques, and leveraging public datasets like CelebV-HQ and FFHQ-UV for demographic diversity, our new synthetic dataset significantly enhances model training while ensuring privacy by anonymizing identities through facial replacements. Experimental results demonstrate that models trained on combinations of synthetic data paired with a small amount of real participants achieve superior performance in pain recognition, effectively bridging the gap between synthetic simulations and real-world applications. Our approach addresses data scarcity and ethical concerns, offering a new solution for pain detection and opening new avenues for research in privacy-preserving dataset generation. All resources are publicly available to encourage further innovation in this field.

TCDiff: Triple Condition Diffusion Model with 3D Constraints for Stylizing Synthetic Faces

A robust face recognition model must be trained using datasets that include a large number of subjects and numerous samples per subject under varying conditions (such as pose, expression, age, noise, and occlusion). Due to ethical and privacy concerns, large-scale real face datasets have been discontinued, such as MS1MV3, and synthetic face generators have been proposed, utilizing GANs and Diffusion Models, such as SYNFace, SFace, DigiFace-1M, IDiff-Face, DCFace, and GANDiffFace, aiming to supply this demand. Some of these methods can produce high-fidelity realistic faces, but with low intra-class variance, while others generate high-variance faces with low identity consistency. In this paper, we propose a Triple Condition Diffusion Model (TCDiff) to improve face style transfer from real to synthetic faces through 2D and 3D facial constraints, enhancing face identity consistency while keeping the necessary high intra-class variance. Face recognition experiments using 1k, 2k, and 5k classes of our new dataset for training outperform state-of-the-art synthetic datasets in real face benchmarks such as LFW, CFP-FP, AgeDB, and BUPT. Our source code is available at: https://github.com/BOVIFOCR/tcdiff.

DrFER: Learning Disentangled Representations for 3D Facial Expression Recognition

Facial Expression Recognition (FER) has consistently been a focal point in the field of facial analysis. In the context of existing methodologies for 3D FER or 2D+3D FER, the extraction of expression features often gets entangled with identity information, compromising the distinctiveness of these features. To tackle this challenge, we introduce the innovative DrFER method, which brings the concept of disentangled representation learning to the field of 3D FER. DrFER employs a dual-branch framework to effectively disentangle expression information from identity information. Diverging from prior disentanglement endeavors in the 3D facial domain, we have carefully reconfigured both the loss functions and network structure to make the overall framework adaptable to point cloud data. This adaptation enhances the capability of the framework in recognizing facial expressions, even in cases involving varying head poses. Extensive evaluations conducted on the BU-3DFE and Bosphorus datasets substantiate that DrFER surpasses the performance of other 3D FER methods.

epsilon-Mesh Attack: A Surface-based Adversarial Point Cloud Attack for Facial Expression Recognition

Point clouds and meshes are widely used 3D data structures for many computer vision applications. While the meshes represent the surfaces of an object, point cloud represents sampled points from the surface which is also the output of modern sensors such as LiDAR and RGB-D cameras. Due to the wide application area of point clouds and the recent advancements in deep neural networks, studies focusing on robust classification of the 3D point cloud data emerged. To evaluate the robustness of deep classifier networks, a common method is to use adversarial attacks where the gradient direction is followed to change the input slightly. The previous studies on adversarial attacks are generally evaluated on point clouds of daily objects. However, considering 3D faces, these adversarial attacks tend to affect the person's facial structure more than the desired amount and cause malformation. Specifically for facial expressions, even a small adversarial attack can have a significant effect on the face structure. In this paper, we suggest an adversarial attack called $\epsilon$-Mesh Attack, which operates on point cloud data via limiting perturbations to be on the mesh surface. We also parameterize our attack by $\epsilon$ to scale the perturbation mesh. Our surface-based attack has tighter perturbation bounds compared to $L_2$ and $L_\infty$ norm bounded attacks that operate on unit-ball. Even though our method has additional constraints, our experiments on CoMA, Bosphorus and FaceWarehouse datasets show that $\epsilon$-Mesh Attack (Perpendicular) successfully confuses trained DGCNN and PointNet models $99.72\%$ and $97.06\%$ of the time, with indistinguishable facial deformations. The code is available at https://github.com/batuceng/e-mesh-attack.

3D Face Morphing Attack Generation using Non-Rigid Registration

Face Recognition Systems (FRS) are widely used in commercial environments, such as e-commerce and e-banking, owing to their high accuracy in real-world conditions. However, these systems are vulnerable to facial morphing attacks, which are generated by blending face color images of different subjects. This paper presents a new method for generating 3D face morphs from two bona fide point clouds. The proposed method first selects bona fide point clouds with neutral expressions. The two input point clouds were then registered using a Bayesian Coherent Point Drift (BCPD) without optimization, and the geometry and color of the registered point clouds were averaged to generate a face morphing point cloud. The proposed method generates 388 face-morphing point clouds from 200 bona fide subjects. The effectiveness of the method was demonstrated through extensive vulnerability experiments, achieving a Generalized Morphing Attack Potential (G-MAP) of 97.93%, which is superior to the existing state-of-the-art (SOTA) with a G-MAP of 81.61%.

Enhancing Facial Classification and Recognition using 3D Facial Models and Deep Learning

Accurate analysis and classification of facial attributes are essential in various applications, from human-computer interaction to security systems. In this work, a novel approach to enhance facial classification and recognition tasks through the integration of 3D facial models with deep learning methods was proposed. We extract the most useful information for various tasks using the 3D Facial Model, leading to improved classification accuracy. Combining 3D facial insights with ResNet architecture, our approach achieves notable results: 100% individual classification, 95.4% gender classification, and 83.5% expression classification accuracy. This method holds promise for advancing facial analysis and recognition research.