Six-CD: Benchmarking Concept Removals for Benign Text-to-image Diffusion Models

Text-to-image (T2I) diffusion models have shown exceptional capabilities in generating images that closely correspond to textual prompts. However, the advancement of T2I diffusion models presents significant risks, as the models could be exploited for malicious purposes, such as generating images with violence or nudity, or creating unauthorized portraits of public figures in inappropriate contexts. To mitigate these risks, concept removal methods have been proposed. These methods aim to modify diffusion models to prevent the generation of malicious and unwanted concepts. Despite these efforts, existing research faces several challenges: (1) a lack of consistent comparisons on a comprehensive dataset, (2) ineffective prompts in harmful and nudity concepts, (3) overlooked evaluation of the ability to generate the benign part within prompts containing malicious concepts. To address these gaps, we propose to benchmark the concept removal methods by introducing a new dataset, Six-CD, along with a novel evaluation metric. In this benchmark, we conduct a thorough evaluation of concept removals, with the experimental observations and discussions offering valuable insights in the field.

Towards Understanding Jailbreak Attacks in LLMs: A Representation Space Analysis

Large language models (LLMs) are susceptible to a type of attack known as jailbreaking, which misleads LLMs to output harmful contents. Although there are diverse jailbreak attack strategies, there is no unified understanding on why some methods succeed and others fail. This paper explores the behavior of harmful and harmless prompts in the LLM's representation space to investigate the intrinsic properties of successful jailbreak attacks. We hypothesize that successful attacks share some similar properties: They are effective in moving the representation of the harmful prompt towards the direction to the harmless prompts. We leverage hidden representations into the objective of existing jailbreak attacks to move the attacks along the acceptance direction, and conduct experiments to validate the above hypothesis using the proposed objective. We hope this study provides new insights into understanding how LLMs understand harmfulness information.

Unveiling and Mitigating Memorization in Text-to-image Diffusion Models through Cross Attention

Recent advancements in text-to-image diffusion models have demonstrated their remarkable capability to generate high-quality images from textual prompts. However, increasing research indicates that these models memorize and replicate images from their training data, raising tremendous concerns about potential copyright infringement and privacy risks. In our study, we provide a novel perspective to understand this memorization phenomenon by examining its relationship with cross-attention mechanisms. We reveal that during memorization, the cross-attention tends to focus disproportionately on the embeddings of specific tokens. The diffusion model is overfitted to these token embeddings, memorizing corresponding training images. To elucidate this phenomenon, we further identify and discuss various intrinsic findings of cross-attention that contribute to memorization. Building on these insights, we introduce an innovative approach to detect and mitigate memorization in diffusion models. The advantage of our proposed method is that it will not compromise the speed of either the training or the inference processes in these models while preserving the quality of generated images. Our code is available at https://github.com/renjie3/MemAttn .

Effect of Ambient-Intrinsic Dimension Gap on Adversarial Vulnerability

The existence of adversarial attacks on machine learning models imperceptible to a human is still quite a mystery from a theoretical perspective. In this work, we introduce two notions of adversarial attacks: natural or on-manifold attacks, which are perceptible by a human/oracle, and unnatural or off-manifold attacks, which are not. We argue that the existence of the off-manifold attacks is a natural consequence of the dimension gap between the intrinsic and ambient dimensions of the data. For 2-layer ReLU networks, we prove that even though the dimension gap does not affect generalization performance on samples drawn from the observed data space, it makes the clean-trained model more vulnerable to adversarial perturbations in the off-manifold direction of the data space. Our main results provide an explicit relationship between the $\ell_2,\ell_{\infty}$ attack strength of the on/off-manifold attack and the dimension gap.

The Good and The Bad: Exploring Privacy Issues in Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) is a powerful technique to facilitate language model with proprietary and private data, where data privacy is a pivotal concern. Whereas extensive research has demonstrated the privacy risks of large language models (LLMs), the RAG technique could potentially reshape the inherent behaviors of LLM generation, posing new privacy issues that are currently under-explored. In this work, we conduct extensive empirical studies with novel attack methods, which demonstrate the vulnerability of RAG systems on leaking the private retrieval database. Despite the new risk brought by RAG on the retrieval data, we further reveal that RAG can mitigate the leakage of the LLMs' training data. Overall, we provide new insights in this paper for privacy protection of retrieval-augmented LLMs, which benefit both LLMs and RAG systems builders. Our code is available at https://github.com/phycholosogy/RAG-privacy.

Benefits of Transformer: In-Context Learning in Linear Regression Tasks with Unstructured Data

In practice, it is observed that transformer-based models can learn concepts in context in the inference stage. While existing literature, e.g., \citet{zhang2023trained,huang2023context}, provide theoretical explanations on this in-context learning ability, they assume the input $x_i$ and the output $y_i$ for each sample are embedded in the same token (i.e., structured data). However, in reality, they are presented in two tokens (i.e., unstructured data \cite{wibisono2023role}). In this case, this paper conducts experiments in linear regression tasks to study the benefits of the architecture of transformers and provides some corresponding theoretical intuitions to explain why the transformer can learn from unstructured data. We study the exact components in a transformer that facilitate the in-context learning. In particular, we observe that (1) a transformer with two layers of softmax (self-)attentions with look-ahead attention mask can learn from the prompt if $y_i$ is in the token next to $x_i$ for each example; (2) positional encoding can further improve the performance; and (3) multi-head attention with a high input embedding dimension has a better prediction performance than single-head attention.

Superiority of Multi-Head Attention in In-Context Linear Regression

We present a theoretical analysis of the performance of transformer with softmax attention in in-context learning with linear regression tasks. While the existing literature predominantly focuses on the convergence of transformers with single-/multi-head attention, our research centers on comparing their performance. We conduct an exact theoretical analysis to demonstrate that multi-head attention with a substantial embedding dimension performs better than single-head attention. When the number of in-context examples D increases, the prediction loss using single-/multi-head attention is in O(1/D), and the one for multi-head attention has a smaller multiplicative constant. In addition to the simplest data distribution setting, we consider more scenarios, e.g., noisy labels, local examples, correlated features, and prior knowledge. We observe that, in general, multi-head attention is preferred over single-head attention. Our results verify the effectiveness of the design of multi-head attention in the transformer architecture.

Better Representations via Adversarial Training in Pre-Training: A Theoretical Perspective

Pre-training is known to generate universal representations for downstream tasks in large-scale deep learning such as large language models. Existing literature, e.g., \cite{kim2020adversarial}, empirically observe that the downstream tasks can inherit the adversarial robustness of the pre-trained model. We provide theoretical justifications for this robustness inheritance phenomenon. Our theoretical results reveal that feature purification plays an important role in connecting the adversarial robustness of the pre-trained model and the downstream tasks in two-layer neural networks. Specifically, we show that (i) with adversarial training, each hidden node tends to pick only one (or a few) feature; (ii) without adversarial training, the hidden nodes can be vulnerable to attacks. This observation is valid for both supervised pre-training and contrastive learning. With purified nodes, it turns out that clean training is enough to achieve adversarial robustness in downstream tasks.

Exploring Memorization in Fine-tuned Language Models

LLMs have shown great capabilities in various tasks but also exhibited memorization of training data, thus raising tremendous privacy and copyright concerns. While prior work has studied memorization during pre-training, the exploration of memorization during fine-tuning is rather limited. Compared with pre-training, fine-tuning typically involves sensitive data and diverse objectives, thus may bring unique memorization behaviors and distinct privacy risks. In this work, we conduct the first comprehensive analysis to explore LMs' memorization during fine-tuning across tasks. Our studies with open-sourced and our own fine-tuned LMs across various tasks indicate that fine-tuned memorization presents a strong disparity among tasks. We provide an understanding of this task disparity via sparse coding theory and unveil a strong correlation between memorization and attention score distribution. By investigating its memorization behavior, multi-task fine-tuning paves a potential strategy to mitigate fine-tuned memorization.

FT-Shield: A Watermark Against Unauthorized Fine-tuning in Text-to-Image Diffusion Models

Text-to-image generative models based on latent diffusion models (LDM) have demonstrated their outstanding ability in generating high-quality and high-resolution images according to language prompt. Based on these powerful latent diffusion models, various fine-tuning methods have been proposed to achieve the personalization of text-to-image diffusion models such as artistic style adaptation and human face transfer. However, the unauthorized usage of data for model personalization has emerged as a prevalent concern in relation to copyright violations. For example, a malicious user may use the fine-tuning technique to generate images which mimic the style of a painter without his/her permission. In light of this concern, we have proposed FT-Shield, a watermarking approach specifically designed for the fine-tuning of text-to-image diffusion models to aid in detecting instances of infringement. We develop a novel algorithm for the generation of the watermark to ensure that the watermark on the training images can be quickly and accurately transferred to the generated images of text-to-image diffusion models. A watermark will be detected on an image by a binary watermark detector if the image is generated by a model that has been fine-tuned using the protected watermarked images. Comprehensive experiments were conducted to validate the effectiveness of FT-Shield.