The Multilingual Alignment Prism: Aligning Global and Local Preferences to Reduce Harm

A key concern with the concept of "alignment" is the implicit question of "alignment to what?". AI systems are increasingly used across the world, yet safety alignment is often focused on homogeneous monolingual settings. Additionally, preference training and safety measures often overfit to harms common in Western-centric datasets. Here, we explore the viability of different alignment approaches when balancing dual objectives: addressing and optimizing for a non-homogeneous set of languages and cultural preferences while minimizing both global and local harms. We collect the first set of human annotated red-teaming prompts in different languages distinguishing between global and local harm, which serve as a laboratory for understanding the reliability of alignment techniques when faced with preference distributions that are non-stationary across geographies and languages. While this setting is seldom covered by the literature to date, which primarily centers on English harm mitigation, it captures real-world interactions with AI systems around the world. We establish a new precedent for state-of-the-art alignment techniques across 6 languages with minimal degradation in general performance. Our work provides important insights into cross-lingual transfer and novel optimization approaches to safeguard AI systems designed to serve global populations.

A SMART Mnemonic Sounds like "Glue Tonic": Mixing LLMs with Student Feedback to Make Mnemonic Learning Stick

Keyword mnemonics are memorable explanations that link new terms to simpler keywords. Prior works generate mnemonics for students, but they do not guide models toward mnemonics students prefer and aid learning. We build SMART, a mnemonic generator trained on feedback from real students learning new terms. To train SMART, we first fine-tune LLaMA-2 on a curated set of user-written mnemonics. We then use LLM alignment to enhance SMART: we deploy mnemonics generated by SMART in a flashcard app to find preferences on mnemonics students favor. We gather 2684 preferences from 45 students across two types: expressed (inferred from ratings) and observed (inferred from student learning), yielding three key findings. First, expressed and observed preferences disagree; what students think is helpful does not fully capture what is truly helpful. Second, Bayesian models can synthesize complementary data from multiple preference types into a single effectiveness signal. SMART is tuned via Direct Preference Optimization on this signal, which we show resolves ties and missing labels in the typical method of pairwise comparisons, augmenting data for LLM output quality gains. Third, mnemonic experts assess SMART as matching GPT-4, at much lower deployment costs, showing the utility of capturing diverse student feedback to align LLMs in education.

MultiContrievers: Analysis of Dense Retrieval Representations

Dense retrievers compress source documents into (possibly lossy) vector representations, yet there is little analysis of what information is lost versus preserved, and how it affects downstream tasks. We conduct the first analysis of the information captured by dense retrievers compared to the language models they are based on (e.g., BERT versus Contriever). We use 25 MultiBert checkpoints as randomized initialisations to train MultiContrievers, a set of 25 contriever models. We test whether specific pieces of information -- such as gender and occupation -- can be extracted from contriever vectors of wikipedia-like documents. We measure this extractability via information theoretic probing. We then examine the relationship of extractability to performance and gender bias, as well as the sensitivity of these results to many random initialisations and data shuffles. We find that (1) contriever models have significantly increased extractability, but extractability usually correlates poorly with benchmark performance 2) gender bias is present, but is not caused by the contriever representations 3) there is high sensitivity to both random initialisation and to data shuffle, suggesting that future retrieval research should test across a wider spread of both.

Cross-lingual Transfer Can Worsen Bias in Sentiment Analysis

Sentiment analysis (SA) systems are widely deployed in many of the world's languages, and there is well-documented evidence of demographic bias in these systems. In languages beyond English, scarcer training data is often supplemented with transfer learning using pre-trained models, including multilingual models trained on other languages. In some cases, even supervision data comes from other languages. Does cross-lingual transfer also import new biases? To answer this question, we use counterfactual evaluation to test whether gender or racial biases are imported when using cross-lingual transfer, compared to a monolingual transfer setting. Across five languages, we find that systems using cross-lingual transfer usually become more biased than their monolingual counterparts. We also find racial biases to be much more prevalent than gender biases. To spur further research on this topic, we release the sentiment models we used for this study, and the intermediate checkpoints throughout training, yielding 1,525 distinct models; we also release our evaluation code.

This Prompt is Measuring <MASK>: Evaluating Bias Evaluation in Language Models

Bias research in NLP seeks to analyse models for social biases, thus helping NLP practitioners uncover, measure, and mitigate social harms. We analyse the body of work that uses prompts and templates to assess bias in language models. We draw on a measurement modelling framework to create a taxonomy of attributes that capture what a bias test aims to measure and how that measurement is carried out. By applying this taxonomy to 90 bias tests, we illustrate qualitatively and quantitatively that core aspects of bias test conceptualisations and operationalisations are frequently unstated or ambiguous, carry implicit assumptions, or be mismatched. Our analysis illuminates the scope of possible bias types the field is able to measure, and reveals types that are as yet under-researched. We offer guidance to enable the community to explore a wider section of the possible bias space, and to better close the gap between desired outcomes and experimental design, both for bias and for evaluating language models more broadly.

Bias Beyond English: Counterfactual Tests for Bias in Sentiment Analysis in Four Languages

Sentiment analysis (SA) systems are used in many products and hundreds of languages. Gender and racial biases are well-studied in English SA systems, but understudied in other languages, with few resources for such studies. To remedy this, we build a counterfactual evaluation corpus for gender and racial/migrant bias in four languages. We demonstrate its usefulness by answering a simple but important question that an engineer might need to answer when deploying a system: What biases do systems import from pre-trained models when compared to a baseline with no pre-training? Our evaluation corpus, by virtue of being counterfactual, not only reveals which models have less bias, but also pinpoints changes in model bias behaviour, which enables more targeted mitigation strategies. We release our code and evaluation corpora to facilitate future research.

How Gender Debiasing Affects Internal Model Representations, and Why It Matters

Common studies of gender bias in NLP focus either on extrinsic bias measured by model performance on a downstream task or on intrinsic bias found in models' internal representations. However, the relationship between extrinsic and intrinsic bias is relatively unknown. In this work, we illuminate this relationship by measuring both quantities together: we debias a model during downstream fine-tuning, which reduces extrinsic bias, and measure the effect on intrinsic bias, which is operationalized as bias extractability with information-theoretic probing. Through experiments on two tasks and multiple bias metrics, we show that our intrinsic bias metric is a better indicator of debiasing than (a contextual adaptation of) the standard WEAT metric, and can also expose cases of superficial debiasing. Our framework provides a comprehensive perspective on bias in NLP models, which can be applied to deploy NLP systems in a more informed manner. Our code will be made publicly available.

Intrinsic Bias Metrics Do Not Correlate with Application Bias

Natural Language Processing (NLP) systems learn harmful societal biases that cause them to widely proliferate inequality as they are deployed in more and more situations. To address and combat this, the NLP community relies on a variety of metrics to identify and quantify bias in black-box models and to guide efforts at debiasing. Some of these metrics are intrinsic, and are measured in word embedding spaces, and some are extrinsic, which measure the bias present downstream in the tasks that the word embeddings are plugged into. This research examines whether easy-to-measure intrinsic metrics correlate well to real world extrinsic metrics. We measure both intrinsic and extrinsic bias across hundreds of trained models covering different tasks and experimental conditions and find that there is no reliable correlation between these metrics that holds in all scenarios across tasks and languages. We advise that efforts to debias embedding spaces be always also paired with measurement of downstream model bias, and suggest that that community increase effort into making downstream measurement more feasible via creation of additional challenge sets and annotated test data. We additionally release code, a new intrinsic metric, and an annotated test set for gender bias for hatespeech.

Content Planning for Neural Story Generation with Aristotelian Rescoring

Long-form narrative text generated from large language models manages a fluent impersonation of human writing, but only at the local sentence level, and lacks structure or global cohesion. We posit that many of the problems of story generation can be addressed via high-quality content planning, and present a system that focuses on how to learn good plot structures to guide story generation. We utilize a plot-generation language model along with an ensemble of rescoring models that each implement an aspect of good story-writing as detailed in Aristotle's Poetics. We find that stories written with our more principled plot-structure are both more relevant to a given prompt and higher quality than baselines that do not content plan, or that plan in an unprincipled way.

Scaling Systematic Literature Reviews with Machine Learning Pipelines

Systematic reviews, which entail the extraction of data from large numbers of scientific documents, are an ideal avenue for the application of machine learning. They are vital to many fields of science and philanthropy, but are very time-consuming and require experts. Yet the three main stages of a systematic review are easily done automatically: searching for documents can be done via APIs and scrapers, selection of relevant documents can be done via binary classification, and extraction of data can be done via sequence-labelling classification. Despite the promise of automation for this field, little research exists that examines the various ways to automate each of these tasks. We construct a pipeline that automates each of these aspects, and experiment with many human-time vs. system quality trade-offs. We test the ability of classifiers to work well on small amounts of data and to generalise to data from countries not represented in the training data. We test different types of data extraction with varying difficulty in annotation, and five different neural architectures to do the extraction. We find that we can get surprising accuracy and generalisability of the whole pipeline system with only 2 weeks of human-expert annotation, which is only 15% of the time it takes to do the whole review manually and can be repeated and extended to new data with no additional effort.