ETH Zurich
Abstract:Language models, as multi-task learners, acquire a wide range of abilities during training. A fundamental question is how much task-specific data is needed to learn a given task. Answering this for natural language is difficult: tasks are hard to delineate and can confound one another. To rigorously investigate the relationship between data frequency and learnability, we turn to a controlled setting using formal languages induced from probabilistic finite automata. These serve as a methodological testbed to demonstrate that standard correlational evaluation practices are inherently flawed. To enable causal analysis, we introduce the binning semiring, an algebraic object that lets us control how often a targeted property occurs in a sampled corpus. We formulate the experimental pipeline as a causal graphical model and derive decomposed Kullback-Leibler divergence metrics to measure the learnability of specific sub-tasks. Our experiments show that evaluating learnability without causal intervention leads to incorrect conclusions due to confounders in correlational analysis, and serve as a warning about correlational pitfalls in natural-language settings.
Abstract:Transformers consistently fail to learn certain simple functions that are provably expressible with specific parameter settings. This gap between learnability and expressivity is particularly prominent for sensitive functions -- functions whose output is likely to change if a single bit of the input is flipped -- for example, PARITY. While prior work has established that transformers exhibit a bias toward functions with low average sensitivity, the precise mechanism underlying this bias remains poorly understood. To shed light on this phenomenon, we study the geometry of transformers' parameter space. We show that sensitive functions -- even when representable -- occupy a vanishingly small region that random initialization is very likely to miss. Specifically, we shift the focus from average sensitivity to the full sensitivity profile -- the distribution of sensitivity values across all inputs -- and prove that randomly initialized transformers almost surely compute functions which have low-sensitivity strings. Consequently, any function that lacks such strings is provably unlearnable.
Abstract:What formal languages can a recurrent neural language model recognize? Formal results in the literature conflict: some authors report Turing-completeness, while others show equivalence to regular languages. The reason for this discrepancy is that the underlying arithmetic model differs. The paper develops a unified algebraic account of the expressivity of recurrent neural networks, starting with a formal account of various arithmetic models. This account reduces expressivity to an algebraic question, e.g., whether a network's syntactic monoid divides a certain wreath product. As a case study, the paper revisits diagonal state-space models: the same architecture cannot implement an even-modulus counter once floating-point recurrences are enforced, yet realizes every even-modulus counter under unsigned-integer quantization.
Abstract:Recent work describes what transformers can and cannot compute through connections to boolean circuits, but existing results lack exact characterizations and are sensitive to modeling choices. Padded transformers -- to whose input filler symbols such as ``...'' are appended -- emerge as a useful gadget for establishing equivalences to circuit classes by providing polynomial space for adaptive parallel computation. However, only a limited set of padded transformer idealizations has been studied, leaving open how robustly these equivalences hold under changes to attention type, model width, and uniformity. We find that, under practical assumptions, padded transformers are surprisingly robust to all of these, and identify numeric precision and model depth as the main factors affecting expressivity. Concretely, we prove that polynomially padded $\text{L-uniform}$ constant-precision transformers are equivalent to $\text{L-uniform AC}^0$, while growing-precision ones achieve $\text{L-uniform TC}^0$ regardless of width. Furthermore, looping enables sequential processing analogous to circuits: $\log^d N$-looped constant-precision transformers reach $\text{FO-uniform AC}^d$, and growing-precision ones reach $\text{FO-uniform TC}^d$. Interestingly, growing width or precision beyond logarithmic does not increase expressivity, and all our results hold for both softmax and average hard attention transformers.
Abstract:Many applications of large language models (LLMs) require deductive reasoning, yet models frequently produce incorrect or redundant inference steps. We frame natural language inference as a search problem where the final answer is the valid proof itself, requiring a reasoning procedure in which intermediate inferences are correct. Specifically, we investigate whether LLMs can learn to generate correct and efficient proofs with guidance from A* search -- an algorithm that guarantees an optimally efficient path to a goal. We explore two training techniques: supervised fine-tuning on execution traces from A* and reinforcement learning with A*-informed process reward models. Empirically, we find that Llama-3.2 models in the 1B--3B range benefit substantially from A* post training, going from near-zero accuracy to outperforming DeepSeek-V3.2 -- a much larger model. Our analysis uncovers a trade-off: while simple correctness rewards maximize accuracy, A*-informed signals strike a balance between accuracy and efficiency. Furthermore, we find that on larger search spaces, models trained with imperfect heuristics exhibit superior accuracy. Our results demonstrate a promising direction towards reasoning guided by principles derived from classical search algorithms.
Abstract:Prefix parsing asks whether an input prefix can be extended to a complete string generated by a given grammar. In the weighted setting, it also provides prefix probabilities, which are central to context-free language modeling, psycholinguistic analysis, and syntactically constrained generation from large language models. We introduce the prefix grammar transformation, an efficient reduction of prefix parsing to ordinary parsing. Given a grammar, our method constructs another grammar that generates exactly the prefixes of its original strings. Prefix parsing is then solved by applying any ordinary parsing algorithm on the transformed grammar without modification. The reduction is both elegant and practical: the transformed grammar is only a small factor larger than the input, and any optimized implementation can be used directly, eliminating the need for bespoke prefix-parsing algorithms. We also present a strategy-based on algorithmic differentiation-for computing the next-token weight vector, i.e., the prefix weights of all one-token extensions, enabling efficient prediction of the next token. Together, these contributions yield a simple, general, and efficient framework for prefix parsing.
Abstract:Probing has shown that language model representations encode rich linguistic information, but it remains unclear whether they also capture cognitive signals about human processing. In this work, we probe language model representations for human reading times. Using regularized linear regression on two eye-tracking corpora spanning five languages (English, Greek, Hebrew, Russian, and Turkish), we compare the representations from every model layer against scalar predictors -- surprisal, information value, and logit-lens surprisal. We find that the representations from early layers outperform surprisal in predicting early-pass measures such as first fixation and gaze duration. The concentration of predictive power in the early layers suggests that human-like processing signatures are captured by low-level structural or lexical representations, pointing to a functional alignment between model depth and the temporal stages of human reading. In contrast, for late-pass measures such as total reading time, scalar surprisal remains superior, despite its being a much more compressed representation. We also observe performance gains when using both surprisal and early-layer representations. Overall, we find that the best-performing predictor varies strongly depending on the language and eye-tracking measure.
Abstract:Modern language models define distributions over strings, but downstream tasks often require different output formats. For instance, a model that generates byte-pair strings does not directly produce word-level predictions, and a DNA model does not directly produce amino-acid sequences. In such cases, a deterministic string-to-string transformation can convert the model's output to the desired form. This is a familiar pattern in probability theory: applying a function $f$ to a random variable $X\sim p$ yields a transformed random variable $f(X)$ with an induced distribution. While such transformations are occasionally used in language modeling, prior work does not treat them as yielding new, fully functional language models. We formalize this perspective and introduce a general framework for language models derived from deterministic string-to-string transformations. We focus on transformations representable as finite-state transducers -- a commonly used state-machine abstraction for efficient string-to-string mappings. We develop algorithms that compose a language model with an FST to *marginalize* over source strings mapping to a given target, propagating probabilities through the transducer without altering model parameters and enabling *conditioning* on transformed outputs. We present an exact algorithm, an efficient approximation, and a theoretical analysis. We conduct experiments in three domains: converting language models from tokens to bytes, from tokens to words, and from DNA to amino acids. These experiments demonstrate inference-time adaptation of pretrained language models to match application-specific output requirements.
Abstract:Practitioners have access to an abundance of language models and prompting strategies for solving many language modeling tasks; yet prior work shows that modeling performance is highly sensitive to both choices. Classical machine learning ensembling techniques offer a principled approach: aggregate predictions from multiple sources to achieve better performance than any single one. However, applying ensembling to language models during decoding is challenging: naively aggregating next-token probabilities yields samples from a locally normalized, biased approximation of the generally intractable ensemble distribution over strings. In this work, we introduce a unified framework for composing $K$ language models into $f$-ensemble distributions for a wide range of functions $f\colon\mathbb{R}_{\geq 0}^{K}\to\mathbb{R}_{\geq 0}$. To sample from these distributions, we propose a byte-level sequential Monte Carlo (SMC) algorithm that operates in a shared character space, enabling ensembles of models with mismatching vocabularies and consistent sampling in the limit. We evaluate a family of $f$-ensembles across prompt and model combinations for various structured text generation tasks, highlighting the benefits of alternative aggregation strategies over traditional probability averaging, and showing that better posterior approximations can yield better ensemble performance.
Abstract:Large language models are known to often exhibit inconsistent knowledge. This is particularly problematic in multilingual scenarios, where models are likely to be asked similar questions in different languages, and inconsistent responses can undermine their reliability. In this work, we show that this issue can be mitigated using reinforcement learning with a structured reward function, which leads to an optimal policy with consistent crosslingual responses. We introduce Direct Consistency Optimization (DCO), a DPO-inspired method that requires no explicit reward model and is derived directly from the LLM itself. Comprehensive experiments show that DCO significantly improves crosslingual consistency across diverse LLMs and outperforms existing methods when training with samples of multiple languages, while complementing DPO when gold labels are available. Extra experiments demonstrate the effectiveness of DCO in bilingual settings, significant out-of-domain generalizability, and controllable alignment via direction hyperparameters. Taken together, these results establish DCO as a robust and efficient solution for improving knowledge consistency across languages in multilingual LLMs. All code, training scripts, and evaluation benchmarks are released at https://github.com/Betswish/ConsistencyRL.