Do LLMs Align Human Values Regarding Social Biases? Judging and Explaining Social Biases with LLMs

Large language models (LLMs) can lead to undesired consequences when misaligned with human values, especially in scenarios involving complex and sensitive social biases. Previous studies have revealed the misalignment of LLMs with human values using expert-designed or agent-based emulated bias scenarios. However, it remains unclear whether the alignment of LLMs with human values differs across different types of scenarios (e.g., scenarios containing negative vs. non-negative questions). In this study, we investigate the alignment of LLMs with human values regarding social biases (HVSB) in different types of bias scenarios. Through extensive analysis of 12 LLMs from four model families and four datasets, we demonstrate that LLMs with large model parameter scales do not necessarily have lower misalignment rate and attack success rate. Moreover, LLMs show a certain degree of alignment preference for specific types of scenarios and the LLMs from the same model family tend to have higher judgment consistency. In addition, we study the understanding capacity of LLMs with their explanations of HVSB. We find no significant differences in the understanding of HVSB across LLMs. We also find LLMs prefer their own generated explanations. Additionally, we endow smaller language models (LMs) with the ability to explain HVSB. The generation results show that the explanations generated by the fine-tuned smaller LMs are more readable, but have a relatively lower model agreeability.

How Does Cognitive Bias Affect Large Language Models? A Case Study on the Anchoring Effect in Price Negotiation Simulations

Cognitive biases, well-studied in humans, can also be observed in LLMs, affecting their reliability in real-world applications. This paper investigates the anchoring effect in LLM-driven price negotiations. To this end, we instructed seller LLM agents to apply the anchoring effect and evaluated negotiations using not only an objective metric but also a subjective metric. Experimental results show that LLMs are influenced by the anchoring effect like humans. Additionally, we investigated the relationship between the anchoring effect and factors such as reasoning and personality. It was shown that reasoning models are less prone to the anchoring effect, suggesting that the long chain of thought mitigates the effect. However, we found no significant correlation between personality traits and susceptibility to the anchoring effect. These findings contribute to a deeper understanding of cognitive biases in LLMs and to the realization of safe and responsible application of LLMs in society.

Bridging Speech Emotion Recognition and Personality: Dataset and Temporal Interaction Condition Network

This study investigates the interaction between personality traits and emotional expression, exploring how personality information can improve speech emotion recognition (SER). We collected personality annotation for the IEMOCAP dataset, and the statistical analysis identified significant correlations between personality traits and emotional expressions. To extract finegrained personality features, we propose a temporal interaction condition network (TICN), in which personality features are integrated with Hubert-based acoustic features for SER. Experiments show that incorporating ground-truth personality traits significantly enhances valence recognition, improving the concordance correlation coefficient (CCC) from 0.698 to 0.785 compared to the baseline without personality information. For practical applications in dialogue systems where personality information about the user is unavailable, we develop a front-end module of automatic personality recognition. Using these automatically predicted traits as inputs to our proposed TICN model, we achieve a CCC of 0.776 for valence recognition, representing an 11.17% relative improvement over the baseline. These findings confirm the effectiveness of personality-aware SER and provide a solid foundation for further exploration in personality-aware speech processing applications.

When Large Language Models Meet Speech: A Survey on Integration Approaches

Recent advancements in large language models (LLMs) have spurred interest in expanding their application beyond text-based tasks. A large number of studies have explored integrating other modalities with LLMs, notably speech modality, which is naturally related to text. This paper surveys the integration of speech with LLMs, categorizing the methodologies into three primary approaches: text-based, latent-representation-based, and audio-token-based integration. We also demonstrate how these methods are applied across various speech-related applications and highlight the challenges in this field to offer inspiration for

Cross-lingual Embedding Clustering for Hierarchical Softmax in Low-Resource Multilingual Speech Recognition

We present a novel approach centered on the decoding stage of Automatic Speech Recognition (ASR) that enhances multilingual performance, especially for low-resource languages. It utilizes a cross-lingual embedding clustering method to construct a hierarchical Softmax (H-Softmax) decoder, which enables similar tokens across different languages to share similar decoder representations. It addresses the limitations of the previous Huffman-based H-Softmax method, which relied on shallow features in token similarity assessments. Through experiments on a downsampled dataset of 15 languages, we demonstrate the effectiveness of our approach in improving low-resource multilingual ASR accuracy.

Beyond English-Centric LLMs: What Language Do Multilingual Language Models Think in?

In this study, we investigate whether non-English-centric LLMs, despite their strong performance, `think' in their respective dominant language: more precisely, `think' refers to how the representations of intermediate layers, when un-embedded into the vocabulary space, exhibit higher probabilities for certain dominant languages during generation. We term such languages as internal $\textbf{latent languages}$. We examine the latent language of three typical categories of models for Japanese processing: Llama2, an English-centric model; Swallow, an English-centric model with continued pre-training in Japanese; and LLM-jp, a model pre-trained on balanced English and Japanese corpora. Our empirical findings reveal that, unlike Llama2 which relies exclusively on English as the internal latent language, Japanese-specific Swallow and LLM-jp employ both Japanese and English, exhibiting dual internal latent languages. For any given target language, the model preferentially activates the latent language most closely related to it. In addition, we explore how intermediate layers respond to questions involving cultural conflicts between latent internal and target output languages. We further explore how the language identity shifts across layers while keeping consistent semantic meaning reflected in the intermediate layer representations. This study deepens the understanding of non-English-centric large language models, highlighting the intricate dynamics of language representation within their intermediate layers.

StyEmp: Stylizing Empathetic Response Generation via Multi-Grained Prefix Encoder and Personality Reinforcement

Recent approaches for empathetic response generation mainly focus on emotional resonance and user understanding, without considering the system's personality. Consistent personality is evident in real human expression and is important for creating trustworthy systems. To address this problem, we propose StyEmp, which aims to stylize the empathetic response generation with a consistent personality. Specifically, it incorporates a multi-grained prefix mechanism designed to capture the intricate relationship between a system's personality and its empathetic expressions. Furthermore, we introduce a personality reinforcement module that leverages contrastive learning to calibrate the generation model, ensuring that responses are both empathetic and reflective of a distinct personality. Automatic and human evaluations on the EMPATHETICDIALOGUES benchmark show that StyEmp outperforms competitive baselines in terms of both empathy and personality expressions.

MELD-ST: An Emotion-aware Speech Translation Dataset

Emotion plays a crucial role in human conversation. This paper underscores the significance of considering emotion in speech translation. We present the MELD-ST dataset for the emotion-aware speech translation task, comprising English-to-Japanese and English-to-German language pairs. Each language pair includes about 10,000 utterances annotated with emotion labels from the MELD dataset. Baseline experiments using the SeamlessM4T model on the dataset indicate that fine-tuning with emotion labels can enhance translation performance in some settings, highlighting the need for further research in emotion-aware speech translation systems.

Towards Human-Like Machine Comprehension: Few-Shot Relational Learning in Visually-Rich Documents

Key-value relations are prevalent in Visually-Rich Documents (VRDs), often depicted in distinct spatial regions accompanied by specific color and font styles. These non-textual cues serve as important indicators that greatly enhance human comprehension and acquisition of such relation triplets. However, current document AI approaches often fail to consider this valuable prior information related to visual and spatial features, resulting in suboptimal performance, particularly when dealing with limited examples. To address this limitation, our research focuses on few-shot relational learning, specifically targeting the extraction of key-value relation triplets in VRDs. Given the absence of a suitable dataset for this task, we introduce two new few-shot benchmarks built upon existing supervised benchmark datasets. Furthermore, we propose a variational approach that incorporates relational 2D-spatial priors and prototypical rectification techniques. This approach aims to generate relation representations that are more aware of the spatial context and unseen relation in a manner similar to human perception. Experimental results demonstrate the effectiveness of our proposed method by showcasing its ability to outperform existing methods. This study also opens up new possibilities for practical applications.

Rapidly Developing High-quality Instruction Data and Evaluation Benchmark for Large Language Models with Minimal Human Effort: A Case Study on Japanese

The creation of instruction data and evaluation benchmarks for serving Large language models often involves enormous human annotation. This issue becomes particularly pronounced when rapidly developing such resources for a non-English language like Japanese. Instead of following the popular practice of directly translating existing English resources into Japanese (e.g., Japanese-Alpaca), we propose an efficient self-instruct method based on GPT-4. We first translate a small amount of English instructions into Japanese and post-edit them to obtain native-level quality. GPT-4 then utilizes them as demonstrations to automatically generate Japanese instruction data. We also construct an evaluation benchmark containing 80 questions across 8 categories, using GPT-4 to automatically assess the response quality of LLMs without human references. The empirical results suggest that the models fine-tuned on our GPT-4 self-instruct data significantly outperformed the Japanese-Alpaca across all three base pre-trained models. Our GPT-4 self-instruct data allowed the LLaMA 13B model to defeat GPT-3.5 (Davinci-003) with a 54.37\% win-rate. The human evaluation exhibits the consistency between GPT-4's assessments and human preference. Our high-quality instruction data and evaluation benchmark have been released here.