Facial recognition is an AI-based technique for identifying or confirming an individual's identity using their face. It maps facial features from an image or video and then compares the information with a collection of known faces to find a match.
Facial identification systems are increasingly deployed in surveillance and yet their vulnerability to adversarial evasion and impersonation attacks pose a critical risk. This paper introduces a novel framework for generating adversarial patches capable of both evasion and impersonation attacks against deep re-identification models across non-overlapping cameras. Unlike prior approaches that require iterative patch optimisation for each target, our method employs a conditional encoder-decoder network to synthesize adversarial patches in a single forward pass, guided by multi-scale features from source and target images. The patches are optimised with a dual adversarial objective comprising of pull and push terms. To enhance imperceptibility and aid physical deployment, we further integrate naturalistic patch generation using pre-trained latent diffusion models. Experiments on standard pedestrian (Market-1501, DukeMTMCreID) and facial recognition benchmarks (CelebA-HQ, PubFig) datasets demonstrate the effectiveness of the proposed method. Our adversarial evasion attacks reduce mean Average Precision from 90% to 0.4% in white-box settings and from 72% to 0.4% in black-box settings, showing strong cross-model generalization. In targeted impersonation attacks, our framework achieves a success rate of 27% on CelebA-HQ, competing with other patch-based methods. We go further to use clustering of activation maps to interpret which features are most used by adversarial attacks and propose a pathway for future countermeasures. The results highlight the practicality of adversarial patch attacks on retrieval-based systems and underline the urgent need for robust defense strategies.
Multimodal Large Language Models (MLLMs) have recently been proposed as a means to generate natural-language explanations for face recognition decisions. While such explanations facilitate human interpretability, their reliability on unconstrained face images remains underexplored. In this work, we systematically analyze MLLM-generated explanations for the unconstrained face verification task on the challenging IJB-S dataset, with a particular focus on extreme pose variation and surveillance imagery. Our results show that even when MLLMs produce correct verification decisions, the accompanying explanations frequently rely on non-verifiable or hallucinated facial attributes that are not supported by visual evidence. We further study the effect of incorporating information from traditional face recognition systems, viz., scores and decisions, alongside the input images. Although such information improves categorical verification performance, it does not consistently lead to faithful explanations. To evaluate the explanations beyond decision accuracy, we introduce a likelihood-ratio-based framework that measures the evidential strength of textual explanations. Our findings highlight fundamental limitations of current MLLMs for explainable face recognition and underscore the need for a principled evaluation of reliable and trustworthy explanations in biometric applications. Code is available at https://github.com/redwankarimsony/LR-MLLMFR-Explainability.
Despite recent advances in face recognition, robust performance remains challenging under large variations in age, pose, and occlusion. A common strategy to address these issues is to guide representation learning with auxiliary supervision from facial attributes, encouraging the visual encoder to focus on identity-relevant regions. However, existing approaches typically rely on heterogeneous and fixed sets of attributes, implicitly assuming equal relevance across attributes. This assumption is suboptimal, as different attributes exhibit varying discriminative power for identity recognition, and some may even introduce harmful biases. In this paper, we propose an attribute-aware face recognition architecture that supervises the learning of facial embeddings using identity class labels, identity-relevant facial attributes, and non-identity-related attributes. Facial attributes are organized into interpretable groups, making it possible to decompose and analyze their individual contributions in a human-understandable manner. Experiments on standard face verification benchmarks demonstrate that joint learning of identity and facial attributes improves the discriminability of face embeddings with two major conclusions: (i) using identity-relevant subsets of facial attributes consistently outperforms supervision with a broader attribute set, and (ii) explicitly forcing embeddings to unlearn non-identity-related attributes yields further performance gains compared to leaving such attributes unsupervised. Additionally, our method serves as a diagnostic tool for assessing the trustworthiness of face recognition encoders by allowing for the measurement of accuracy gains with suppression of non-identity-relevant attributes, with such gains suggesting shortcut learning from redundant attributes associated with each identity.
Micro-expression (ME) action units (Micro-AUs) provide objective clues for fine-grained genuine emotion analysis. Most existing Micro-AU detection methods learn AU features from the whole facial image/video, which conflicts with the inherent locality of AU, resulting in insufficient perception of AU regions. In fact, each AU independently corresponds to specific localized facial muscle movements (local independence), while there is an inherent dependency between some AUs under specific emotional states (global dependency). Thus, this paper explores the effectiveness of the independence-to-dependency pattern and proposes a novel micro-AU detection framework, micro-AU CLIP, that uniquely decomposes the AU detection process into local semantic independence modeling (LSI) and global semantic dependency (GSD) modeling. In LSI, Patch Token Attention (PTA) is designed, mapping several local features within the AU region to the same feature space; In GSD, Global Dependency Attention (GDA) and Global Dependency Loss (GDLoss) are presented to model the global dependency relationships between different AUs, thereby enhancing each AU feature. Furthermore, considering CLIP's native limitations in micro-semantic alignment, a microAU contrastive loss (MiAUCL) is designed to learn AU features by a fine-grained alignment of visual and text features. Also, Micro-AU CLIP is effectively applied to ME recognition in an emotion-label-free way. The experimental results demonstrate that Micro-AU CLIP can fully learn fine-grained micro-AU features, achieving state-of-the-art performance.
This article presents our results for the 10th Affective Behavior Analysis in-the-Wild (ABAW) competition. For frame-wise facial emotion understanding tasks (frame-wise facial expression recognition, valence-arousal estimation, action unit detection), we propose a fast approach based on facial embedding extraction with pre-trained EfficientNet-based emotion recognition models. If the latter model's confidence exceeds a threshold, its prediction is used. Otherwise, we feed embeddings into a simple multi-layered perceptron trained on the AffWild2 dataset. Estimated class-level scores are smoothed in a sliding window of fixed size to mitigate noise in frame-wise predictions. For the fine-grained violence detection task, we examine several pre-trained architectures for frame embeddings and their aggregation for video classification. Experimental results on four tasks from the ABAW challenge demonstrate that our approach significantly improves validation metrics over existing baselines.
Recognizing complex behavioral states such as Ambivalence and Hesitancy (A/H) in naturalistic video settings remains a significant challenge in affective computing. Unlike basic facial expressions, A/H manifests as subtle, multimodal conflicts that require deep contextual and temporal understanding. In this paper, we propose a highly regularized, multimodal fusion pipeline to predict A/H at the video level. We extract robust unimodal features from visual, acoustic, and linguistic data, introducing a specialized statistical text modality explicitly designed to capture temporal speech variations and behavioral cues. To identify the most effective representations, we evaluate 15 distinct modality combinations across a committee of machine learning classifiers (MLP, Random Forest, and GBDT), selecting the most well-calibrated models based on validation Binary Cross-Entropy (BCE) loss. Furthermore, to optimally fuse these heterogeneous models without overfitting to the training distribution, we implement a Particle Swarm Optimization (PSO) hard-voting ensemble. The PSO fitness function dynamically incorporates a train-validation gap penalty (lambda) to actively suppress redundant or overfitted classifiers. Our comprehensive evaluation demonstrates that while linguistic features serve as the strongest independent predictor of A/H, our heavily regularized PSO ensemble (lambda = 0.2) effectively harnesses multimodal synergies, achieving a peak Macro F1-score of 0.7465 on the unseen test set. These results emphasize that treating ambivalence and hesitancy as a multimodal conflict, evaluated through an intelligently weighted committee, provides a robust framework for in-the-wild behavioral analysis.
This paper addresses the expression (EXPR) recognition challenge in the 10th Affective Behavior Analysis in-the-Wild (ABAW) workshop and competition, which requires frame-level classification of eight facial emotional expressions from unconstrained videos. This task is challenging due to inaccurate face localization, large pose and scale variations, motion blur, temporal instability, and other confounding factors across adjacent frames. We propose a two-stage dual-modal (audio-visual) model to address these difficulties. Stage I focuses on robust visual feature extraction with a pretrained DINOv2-based encoder. Specifically, DINOv2 ViT-L/14 is used as the backbone, a padding-aware augmentation (PadAug) strategy is employed for image padding and data preprocessing from raw videos, and a mixture-of-experts (MoE) training head is introduced to enhance classifier diversity. Stage II addresses modality fusion and temporal consistency. For the visual modality, faces are re-cropped from raw videos at multiple scales, and the extracted visual features are averaged to form a robust frame-level representation. Concurrently, frame-aligned Wav2Vec 2.0 audio features are derived from short audio windows to provide complementary acoustic cues. These dual-modal features are integrated via a lightweight gated fusion module, followed by inference-time temporal smoothing. Experiments on the ABAW dataset demonstrate the effectiveness of the proposed method. The two-stage model achieves a Macro-F1 score of 0.5368 on the official validation set and 0.5122 +/- 0.0277 under 5-fold cross-validation, outperforming the official baselines.
Facial beauty prediction (FBP) is an important and challenging problem in the fields of computer vision and machine learning. Not only it is easily prone to overfitting due to the lack of large-scale and effective data, but also difficult to quickly build robust and effective facial beauty evaluation models because of the variability of facial appearance and the complexity of human perception. Transfer Learning can be able to reduce the dependence on large amounts of data as well as avoid overfitting problems. Broad learning system (BLS) can be capable of quickly completing models building and training. For this purpose, Transfer Learning was fused with BLS for FBP in this paper. Firstly, a feature extractor is constructed by way of CNNs models based on transfer learning for facial feature extraction, in which EfficientNets are used in this paper, and the fused features of facial beauty extracted are transferred to BLS for FBP, called E-BLS. Secondly, on the basis of E-BLS, a connection layer is designed to connect the feature extractor and BLS, called ER-BLS. Finally, experimental results show that, compared with the previous BLS and CNNs methods existed, the accuracy of FBP was improved by E-BLS and ER-BLS, demonstrating the effectiveness and superiority of the method presented, which can also be widely used in pattern recognition, object detection and image classification.
Ambivalence/hesitancy recognition in unconstrained videos is a challenging problem due to the subtle, multimodal, and context-dependent nature of this behavioral state. In this paper, a multimodal approach for video-level ambivalence/hesitancy recognition is presented for the 10th ABAW Competition. The proposed approach integrates four complementary modalities: scene, face, audio, and text. Scene dynamics are captured with a VideoMAE-based model, facial information is encoded through emotional frame-level embeddings aggregated by statistical pooling, acoustic representations are extracted with EmotionWav2Vec2.0 and processed by a Mamba-based temporal encoder, and linguistic cues are modeled using fine-tuned transformer-based text models. The resulting unimodal embeddings are further combined using multimodal fusion models, including prototype-augmented variants. Experiments on the BAH corpus demonstrate clear gains of multimodal fusion over all unimodal baselines. The best unimodal configuration achieved an average MF1 of 70.02%, whereas the best multimodal fusion model reached 83.25%. The highest final test performance, 71.43%, was obtained by an ensemble of five prototype-augmented fusion models. The obtained results highlight the importance of complementary multimodal cues and robust fusion strategies for ambivalence/hesitancy recognition.
Emotion recognition in in-the-wild video data remains a challenging problem due to large variations in facial appearance, head pose, illumination, background noise, and the inherently dynamic nature of human affect. Relying on a single modality, such as facial expressions or speech, is often insufficient to capture these complex emotional cues. To address this issue, we propose a multimodal emotion recognition framework for the Expression (EXPR) Recognition task in the 10th Affective Behavior Analysis in-the-wild (ABAW) Challenge. Our approach leverages large-scale pre-trained models, namely CLIP for visual encoding and Wav2Vec 2.0 for audio representation learning, as frozen backbone networks. To model temporal dependencies in facial expression sequences, we employ a Temporal Convolutional Network (TCN) over fixed-length video windows. In addition, we introduce a bi-directional cross-attention fusion module, in which visual and audio features interact symmetrically to enhance cross-modal contextualization and capture complementary emotional information. A lightweight classification head is then used for final emotion prediction. We further incorporate a text-guided contrastive objective based on CLIP text features to encourage semantically aligned visual representations. Experimental results on the ABAW 10th EXPR benchmark show that the proposed framework provides a strong multimodal baseline and achieves improved performance over unimodal modeling. These results demonstrate the effectiveness of combining temporal visual modeling, audio representation learning, and cross-modal fusion for robust emotion recognition in unconstrained real-world environments.