ComplianceNLP: Knowledge-Graph-Augmented RAG for Multi-Framework Regulatory Gap Detection

Financial institutions must track over 60,000 regulatory events annually, overwhelming manual compliance teams; the industry has paid over USD 300 billion in fines and settlements since the 2008 financial crisis. We present ComplianceNLP, an end-to-end system that automatically monitors regulatory changes, extracts structured obligations, and identifies compliance gaps against institutional policies. The system integrates three components: (1) a knowledge-graph-augmented RAG pipeline grounding generations in a regulatory knowledge graph of 12,847 provisions across SEC, MiFID II, and Basel III; (2) multi-task obligation extraction combining NER, deontic classification, and cross-reference resolution over a shared LEGAL-BERT encoder; and (3) compliance gap analysis that maps obligations to internal policies with severity-aware scoring. On our benchmark, ComplianceNLP achieves 87.7 F1 on gap detection, outperforming GPT-4o+RAG by +3.5 F1, with 94.2% grounding accuracy ($r=0.83$ vs. human judgments) and 83.4 F1 under realistic end-to-end error propagation. Ablations show that knowledge-graph re-ranking contributes the largest marginal gain (+4.6 F1), confirming that structural regulatory knowledge is critical for cross-reference-heavy tasks. Domain-specific knowledge distillation (70B $\to$ 8B) combined with Medusa speculative decoding yields $2.8\times$ inference speedup; regulatory text's low entropy ($H=2.31$ bits vs. $3.87$ general text) produces 91.3% draft-token acceptance rates. In four months of parallel-run deployment processing 9,847 updates at a financial institution, the system achieved 96.0% estimated recall and 90.7% precision, with a $3.1\times$ sustained analyst efficiency gain. We report deployment lessons on trust calibration, GRC integration, and distributional shift monitoring for regulated-domain NLP.

Reasoning-Aware AIGC Detection via Alignment and Reinforcement

The rapid advancement and widespread adoption of Large Language Models (LLMs) have elevated the need for reliable AI-generated content (AIGC) detection, which remains challenging as models evolve. We introduce AIGC-text-bank, a comprehensive multi-domain dataset with diverse LLM sources and authorship scenarios, and propose REVEAL, a detection framework that generates interpretable reasoning chains before classification. Our approach uses a two-stage training strategy: supervised fine-tuning to establish reasoning capabilities, followed by reinforcement learning to improve accuracy, improve logical consistency, and reduce hallucinations. Extensive experiments show that REVEAL achieves state-of-the-art performance across multiple benchmarks, offering a robust and transparent solution for AIGC detection. The project is open-source at https://aka.ms/reveal

Text-Guided Multimodal Unified Industrial Anomaly Detection

Industrial anomaly detection based on RGB-3D multimodal data has emerged as a mainstream paradigm for intelligent quality inspection. However, existing unsupervised methods suffer from two critical limitations: ambiguous cross-modal alignment caused by the lack of high-level semantic guidance and insufficient geometric modeling for RGB-to-3D feature mapping. To address these issues, we propose a unified multimodal industrial anomaly detection framework guided by text semantics. The framework consists of two core modules: a Geometry-Aware Cross-Modal Mapper to preserve geometric structure during modality conversion, and an Object-Conditioned Textual Feature Adaptor to align multimodal features with semantic priors. Furthermore, we establish a unified learning paradigm for multimodal industrial anomaly detection, which breaks the one-model-one-class constraint and enables accurate anomaly detection across diverse classes using a single model. Extensive experiments on the MVTec 3D-AD and Eyecandies datasets demonstrate that our method achieves state-of-the-art performance in classification and localization under unsupervised settings.

DuConTE: Dual-Granularity Text Encoder with Topology-Constrained Attention for Text-attributed Graphs

Text-attributed graphs integrate semantic information of node texts with topological structure, offering significant value in various applications such as document classification and information extraction. Existing approaches typically encode textual content using language models (LMs), followed by graph neural networks (GNNs) to process structural information. However, during the LM-based text encoding phase, most methods not only perform semantic interaction solely at the word-token granularity, but also neglect the structural dependencies among texts from different nodes. In this work, we propose DuConTE, a dual-granularity text encoder with topology-constrained attention. The model employs a cascaded architecture of two pretrained LMs, encoding semantics first at the word-token granularity and then at the node granularity. During the self-attention computation in each LM, we dynamically adjust the attention mask matrix based on node connectivity, guiding the model to learn semantic correlations informed by the graph structure. Furthermore, when composing node representations from word-token embeddings, we separately evaluate the importance of tokens under the center-node context and the neighborhood context, enabling the capture of more contextually relevant semantic information. Extensive experiments on multiple benchmark datasets demonstrate that DuConTE achieves state-of-the-art performance on the majority of them.

Kathleen: Oscillator-Based Byte-Level Text Classification Without Tokenization or Attention

We present Kathleen, a text classification architecture that operates directly on raw UTF-8 bytes using frequency-domain processing -- requiring no tokenizer, no attention mechanism, and only 733K parameters. Kathleen introduces three novel components: (1) RecurrentOscillatorBanks -- damped sinusoid convolutions with temporal memory for O(L) sequence processing; (2) an FFT-Rotate Wavetable Encoder that maps all 256 byte values using a single learnable vector (256 floats), replacing conventional embedding tables (65K parameters) while improving accuracy; (3) PhaseHarmonics -- a sinusoidal non-linearity with just 6 learnable phase parameters that our ablation identifies as the single most impactful component (+2.6% accuracy, <0.001% of model parameters). Through comprehensive ablation of a 1.8M-parameter predecessor, we show that frequency-domain components systematically outperform complex cognitive architectures: removing a 560K-parameter bio-inspired framework costs only -0.2%, while removing the 6-parameter PhaseHarmonics costs -2.6%. The resulting Kathleen-Clean achieves 88.6% on IMDB, 92.3% on AG News, and 83.3% on SST-2 -- outperforming a tokenized counterpart with 16x more parameters on IMDB (+1.6%) and AG News (+2.1%). Kathleen processes sequences in O(L) time and memory, enabling byte-level operation at sequence lengths where O(L^2) Transformers exhaust GPU memory.

Hierarchically Robust Zero-shot Vision-language Models

Vision-Language Models (VLMs) can perform zero-shot classification but are susceptible to adversarial attacks. While robust fine-tuning improves their robustness, existing approaches align fixed text embeddings with an image embedding, sacrificing natural performance and robustness. A robustness degradation also occurs when a model faces adversarial attacks targeting superclasses (parent classes, e.g., mammal) in addition to their base (leaf) classes (e.g., cat). Thus, to enhance adversarial robustness and leverage the inherent hierarchical properties of class space, we propose a novel adversarial fine-tuning framework based on hierarchical embeddings and several levels of adversarially robust alignment of image-text modalities. Additional mechanisms place visual embeddings at the desired depth of hierarchy, and we provide a theoretical connection between the depth of embedding in the hierarchy and the maximum viable margin size. Our model naturally realizes several margin sizes, boosting generalization of adversaries for robustification. As various trees with different parent labels can share the same leaf labels, we also consider aligning over multiple trees to boost semantic variety. Experiments across several datasets are performed.

Projected Gradient Unlearning for Text-to-Image Diffusion Models: Defending Against Concept Revival Attacks

Machine unlearning for text-to-image diffusion models aims to selectively remove undesirable concepts from pre-trained models without costly retraining. Current unlearning methods share a common weakness: erased concepts return when the model is fine-tuned on downstream data, even when that data is entirely unrelated. We adapt Projected Gradient Unlearning (PGU) from classification to the diffusion domain as a post-hoc hardening step. By constructing a Core Gradient Space (CGS) from the retain concept activations and projecting gradient updates into its orthogonal complement, PGU ensures that subsequent fine-tuning cannot undo the achieved erasure. Applied on top of existing methods (ESD, UCE, Receler), the approach eliminates revival for style concepts and substantially delays it for object concepts, running in roughly 6 minutes versus the ~2 hours required by Meta-Unlearning. PGU and Meta-Unlearning turn out to be complementary: which performs better depends on how the concept is encoded, and retain concept selection should follow visual feature similarity rather than semantic grouping.

Evaluating Assurance Cases as Text-Attributed Graphs for Structure and Provenance Analysis

An assurance case is a structured argument document that justifies claims about a system's requirements or properties, which are supported by evidence. In regulated domains, these are crucial for meeting compliance and safety requirements to industry standards. We propose a graph diagnostic framework for analysing the structure and provenance of assurance cases. We focus on two main tasks: (1) link prediction, to learn and identify connections between argument elements, and (2) graph classification, to differentiate between assurance cases created by a state-of-the-art large language model and those created by humans, aiming to detect bias. We compiled a publicly available dataset of assurance cases, represented as graphs with nodes and edges, supporting both link prediction and provenance analysis. Experiments show that graph neural networks (GNNs) achieve strong link prediction performance (ROC-AUC 0.760) on real assurance cases and generalise well across domains and semi-supervised settings. For provenance detection, GNNs effectively distinguish human-authored from LLM-generated cases (F1 0.94). We observed that LLM-generated assurance cases have different hierarchical linking patterns compared to human-authored cases. Furthermore, existing GNN explanation methods show only moderate faithfulness, revealing a gap between predicted reasoning and the true argument structure.

Identifying and Mitigating Gender Cues in Academic Recommendation Letters: An Interpretability Case Study

Letters of recommendation (LoRs) can carry patterns of implicitly gendered language that can inadvertently influence downstream decisions, e.g. in hiring and admissions. In this work, we investigate the extent to which Transformer-based encoder models as well as Large Language Models (LLMs) can infer the gender of applicants in academic LoRs submitted to an U.S. medical-residency program after explicit identifiers like names and pronouns are de-gendered. While using three models (DistilBERT, RoBERTa, and Llama 2) to classify the gender of anonymized and de-gendered LoRs, significant gender leakage was observed as evident from up to 68% classification accuracy. Text interpretation methods, like TF-IDF and SHAP, demonstrate that certain linguistic patterns are strong proxies for gender, e.g. "emotional'' and "humanitarian'' are commonly associated with LoRs from female applicants. As an experiment in creating truly gender-neutral LoRs, these implicit gender cues were remove resulting in a drop of up to 5.5% accuracy and 2.7% macro $F_1$ score on re-training the classifiers. However, applicant gender prediction still remains better than chance. In this case study, our findings highlight that 1) LoRs contain gender-identifying cues that are hard to remove and may activate bias in decision-making and 2) while our technical framework may be a concrete step toward fairer academic and professional evaluations, future work is needed to interrogate the role that gender plays in LoR review. Taken together, our findings motivate upstream auditing of evaluative text in real-world academic letters of recommendation as a necessary complement to model-level fairness interventions.

AUDITA: A New Dataset to Audit Humans vs. AI Skill at Audio QA

Existing audio question answering benchmarks largely emphasize sound event classification or caption-grounded queries, often enabling models to succeed through shortcut strategies, short-duration cues, lexical priors, dataset-specific biases, or even bypassing audio via metadata and captions rather than genuine reasoning Thus, we present AUDITA (Audio Understanding from Diverse Internet Trivia Authors), a large-scale, real-world benchmark to rigorously evaluate audio reasoning beyond surface-level acoustic recognition. AUDITA comprises carefully curated, human-authored trivia questions grounded in real-world audio, designed to stress robust auditory reasoning through challenging distractors and long-range temporal dependencies, using probing queries that cannot be answered from isolated text or sound cues alone. Human average accuracy of 32.13% shows both the challenge of the task while demonstrating meaningful comprehension of the audio. In stark contrast, state of-the-art audio question answering models perform poorly, with average accuracy below 8.86%. Beyond raw accuracy, we apply Item Response Theory (IRT) to estimate latent proficiency, question difficulty, and expose systematic deficiencies of the models and data.