User-Controllable Recommendation via Counterfactual Retrospective and Prospective Explanations

Modern recommender systems utilize users' historical behaviors to generate personalized recommendations. However, these systems often lack user controllability, leading to diminished user satisfaction and trust in the systems. Acknowledging the recent advancements in explainable recommender systems that enhance users' understanding of recommendation mechanisms, we propose leveraging these advancements to improve user controllability. In this paper, we present a user-controllable recommender system that seamlessly integrates explainability and controllability within a unified framework. By providing both retrospective and prospective explanations through counterfactual reasoning, users can customize their control over the system by interacting with these explanations. Furthermore, we introduce and assess two attributes of controllability in recommendation systems: the complexity of controllability and the accuracy of controllability. Experimental evaluations on MovieLens and Yelp datasets substantiate the effectiveness of our proposed framework. Additionally, our experiments demonstrate that offering users control options can potentially enhance recommendation accuracy in the future. Source code and data are available at \url{https://github.com/chrisjtan/ucr}.

GenRec: Large Language Model for Generative Recommendation

In recent years, large language models (LLM) have emerged as powerful tools for diverse natural language processing tasks. However, their potential for recommender systems under the generative recommendation paradigm remains relatively unexplored. This paper presents an innovative approach to recommendation systems using large language models (LLMs) based on text data. In this paper, we present a novel LLM for generative recommendation (GenRec) that utilized the expressive power of LLM to directly generate the target item to recommend, rather than calculating ranking score for each candidate item one by one as in traditional discriminative recommendation. GenRec uses LLM's understanding ability to interpret context, learn user preferences, and generate relevant recommendation. Our proposed approach leverages the vast knowledge encoded in large language models to accomplish recommendation tasks. We first we formulate specialized prompts to enhance the ability of LLM to comprehend recommendation tasks. Subsequently, we use these prompts to fine-tune the LLaMA backbone LLM on a dataset of user-item interactions, represented by textual data, to capture user preferences and item characteristics. Our research underscores the potential of LLM-based generative recommendation in revolutionizing the domain of recommendation systems and offers a foundational framework for future explorations in this field. We conduct extensive experiments on benchmark datasets, and the experiments shows that our GenRec has significant better results on large dataset.

Counterfactual Collaborative Reasoning

Causal reasoning and logical reasoning are two important types of reasoning abilities for human intelligence. However, their relationship has not been extensively explored under machine intelligence context. In this paper, we explore how the two reasoning abilities can be jointly modeled to enhance both accuracy and explainability of machine learning models. More specifically, by integrating two important types of reasoning ability -- counterfactual reasoning and (neural) logical reasoning -- we propose Counterfactual Collaborative Reasoning (CCR), which conducts counterfactual logic reasoning to improve the performance. In particular, we use recommender system as an example to show how CCR alleviate data scarcity, improve accuracy and enhance transparency. Technically, we leverage counterfactual reasoning to generate "difficult" counterfactual training examples for data augmentation, which -- together with the original training examples -- can enhance the model performance. Since the augmented data is model irrelevant, they can be used to enhance any model, enabling the wide applicability of the technique. Besides, most of the existing data augmentation methods focus on "implicit data augmentation" over users' implicit feedback, while our framework conducts "explicit data augmentation" over users explicit feedback based on counterfactual logic reasoning. Experiments on three real-world datasets show that CCR achieves better performance than non-augmented models and implicitly augmented models, and also improves model transparency by generating counterfactual explanations.

Automated Data Denoising for Recommendation

In real-world scenarios, most platforms collect both large-scale, naturally noisy implicit feedback and small-scale yet highly relevant explicit feedback. Due to the issue of data sparsity, implicit feedback is often the default choice for training recommender systems (RS), however, such data could be very noisy due to the randomness and diversity of user behaviors. For instance, a large portion of clicks may not reflect true user preferences and many purchases may result in negative reviews or returns. Fortunately, by utilizing the strengths of both types of feedback to compensate for the weaknesses of the other, we can mitigate the above issue at almost no cost. In this work, we propose an Automated Data Denoising framework, \textbf{\textit{AutoDenoise}}, for recommendation, which uses a small number of explicit data as validation set to guide the recommender training. Inspired by the generalized definition of curriculum learning (CL), AutoDenoise learns to automatically and dynamically assign the most appropriate (discrete or continuous) weights to each implicit data sample along the training process under the guidance of the validation performance. Specifically, we use a delicately designed controller network to generate the weights, combine the weights with the loss of each input data to train the recommender system, and optimize the controller with reinforcement learning to maximize the expected accuracy of the trained RS on the noise-free validation set. Thorough experiments indicate that AutoDenoise is able to boost the performance of the state-of-the-art recommendation algorithms on several public benchmark datasets.

UP5: Unbiased Foundation Model for Fairness-aware Recommendation

Recent advancements in foundation models such as large language models (LLM) have propelled them to the forefront of recommender systems (RS). Moreover, fairness in RS is critical since many users apply it for decision-making and demand fulfillment. However, at present, there is a lack of understanding regarding the level of fairness exhibited by recommendation foundation models and the appropriate methods for equitably treating different groups of users in foundation models. In this paper, we focus on user-side unfairness problem and show through a thorough examination that there is unfairness involved in LLMs that lead to unfair recommendation results. To eliminate bias from LLM for fairness-aware recommendation, we introduce a novel Unbiased P5 (UP5) foundation model based on Counterfactually-Fair-Prompting (CFP) techniques. CFP includes two sub-modules: a personalized prefix prompt that enhances fairness with respect to individual sensitive attributes, and a Prompt Mixture that integrates multiple counterfactually-fair prompts for a set of sensitive attributes. Experiments are conducted on two real-world datasets, MovieLens-1M and Insurance, and results are compared with both matching-based and sequential-based fairness-aware recommendation models. The results show that UP5 achieves better recommendation performance and meanwhile exhibits a high level of fairness.

How to Index Item IDs for Recommendation Foundation Models

Recommendation foundation model utilizes large language models (LLM) for recommendation by converting recommendation tasks into natural language tasks. It enables generative recommendation which directly generates the item(s) to recommend rather than calculating a ranking score for each and every candidate item in traditional recommendation models, simplifying the recommendation pipeline from multi-stage filtering to single-stage filtering. To avoid generating excessively long text when deciding which item(s) to recommend, creating LLM-compatible item IDs is essential for recommendation foundation models. In this study, we systematically examine the item indexing problem for recommendation foundation models, using P5 as the representative backbone model and replicating its results with various indexing methods. To emphasize the importance of item indexing, we first discuss the issues of several trivial item indexing methods, such as independent indexing, title indexing, and random indexing. We then propose four simple yet effective solutions, including sequential indexing, collaborative indexing, semantic (content-based) indexing, and hybrid indexing. Our reproducibility study of P5 highlights the significant influence of item indexing methods on the model performance, and our results on real-world datasets validate the effectiveness of our proposed solutions.

OpenAGI: When LLM Meets Domain Experts

Human intelligence has the remarkable ability to assemble basic skills into complex ones so as to solve complex tasks. This ability is equally important for Artificial Intelligence (AI), and thus, we assert that in addition to the development of large, comprehensive intelligent models, it is equally crucial to equip such models with the capability to harness various domain-specific expert models for complex task-solving in the pursuit of Artificial General Intelligence (AGI). Recent developments in Large Language Models (LLMs) have demonstrated remarkable learning and reasoning abilities, making them promising as a controller to select, synthesize, and execute external models to solve complex tasks. In this project, we develop OpenAGI, an open-source AGI research platform, specifically designed to offer complex, multi-step tasks and accompanied by task-specific datasets, evaluation metrics, and a diverse range of extensible models. OpenAGI formulates complex tasks as natural language queries, serving as input to the LLM. The LLM subsequently selects, synthesizes, and executes models provided by OpenAGI to address the task. Furthermore, we propose a Reinforcement Learning from Task Feedback (RLTF) mechanism, which uses the task-solving result as feedback to improve the LLM's task-solving ability. Thus, the LLM is responsible for synthesizing various external models for solving complex tasks, while RLTF provides feedback to improve its task-solving ability, enabling a feedback loop for self-improving AI. We believe that the paradigm of LLMs operating various expert models for complex task-solving is a promising approach towards AGI. To facilitate the community's long-term improvement and evaluation of AGI's ability, we open-source the code, benchmark, and evaluation methods of the OpenAGI project at https://github.com/agiresearch/OpenAGI.

Fairness-aware Differentially Private Collaborative Filtering

Recently, there has been an increasing adoption of differential privacy guided algorithms for privacy-preserving machine learning tasks. However, the use of such algorithms comes with trade-offs in terms of algorithmic fairness, which has been widely acknowledged. Specifically, we have empirically observed that the classical collaborative filtering method, trained by differentially private stochastic gradient descent (DP-SGD), results in a disparate impact on user groups with respect to different user engagement levels. This, in turn, causes the original unfair model to become even more biased against inactive users. To address the above issues, we propose \textbf{DP-Fair}, a two-stage framework for collaborative filtering based algorithms. Specifically, it combines differential privacy mechanisms with fairness constraints to protect user privacy while ensuring fair recommendations. The experimental results, based on Amazon datasets, and user history logs collected from Etsy, one of the largest e-commerce platforms, demonstrate that our proposed method exhibits superior performance in terms of both overall accuracy and user group fairness on both shallow and deep recommendation models compared to vanilla DP-SGD.

Causal Inference for Recommendation: Foundations, Methods and Applications

Recommender systems are important and powerful tools for various personalized services. Traditionally, these systems use data mining and machine learning techniques to make recommendations based on correlations found in the data. However, relying solely on correlation without considering the underlying causal mechanism may lead to various practical issues such as fairness, explainability, robustness, bias, echo chamber and controllability problems. Therefore, researchers in related area have begun incorporating causality into recommendation systems to address these issues. In this survey, we review the existing literature on causal inference in recommender systems. We discuss the fundamental concepts of both recommender systems and causal inference as well as their relationship, and review the existing work on causal methods for different problems in recommender systems. Finally, we discuss open problems and future directions in the field of causal inference for recommendations.