FinReport: Explainable Stock Earnings Forecasting via News Factor Analyzing Model

The task of stock earnings forecasting has received considerable attention due to the demand investors in real-world scenarios. However, compared with financial institutions, it is not easy for ordinary investors to mine factors and analyze news. On the other hand, although large language models in the financial field can serve users in the form of dialogue robots, it still requires users to have financial knowledge to ask reasonable questions. To serve the user experience, we aim to build an automatic system, FinReport, for ordinary investors to collect information, analyze it, and generate reports after summarizing. Specifically, our FinReport is based on financial news announcements and a multi-factor model to ensure the professionalism of the report. The FinReport consists of three modules: news factorization module, return forecasting module, risk assessment module. The news factorization module involves understanding news information and combining it with stock factors, the return forecasting module aim to analysis the impact of news on market sentiment, and the risk assessment module is adopted to control investment risk. Extensive experiments on real-world datasets have well verified the effectiveness and explainability of our proposed FinReport. Our codes and datasets are available at https://github.com/frinkleko/FinReport.

Energy-based Automated Model Evaluation

The conventional evaluation protocols on machine learning models rely heavily on a labeled, i.i.d-assumed testing dataset, which is not often present in real world applications. The Automated Model Evaluation (AutoEval) shows an alternative to this traditional workflow, by forming a proximal prediction pipeline of the testing performance without the presence of ground-truth labels. Despite its recent successes, the AutoEval frameworks still suffer from an overconfidence issue, substantial storage and computational cost. In that regard, we propose a novel measure -- Meta-Distribution Energy (MDE) -- that allows the AutoEval framework to be both more efficient and effective. The core of the MDE is to establish a meta-distribution statistic, on the information (energy) associated with individual samples, then offer a smoother representation enabled by energy-based learning. We further provide our theoretical insights by connecting the MDE with the classification loss. We provide extensive experiments across modalities, datasets and different architectural backbones to validate MDE's validity, together with its superiority compared with prior approaches. We also prove MDE's versatility by showing its seamless integration with large-scale models, and easy adaption to learning scenarios with noisy- or imbalanced- labels. Code and data are available: https://github.com/pengr/Energy_AutoEval

Multi-Prompts Learning with Cross-Modal Alignment for Attribute-based Person Re-Identification

The fine-grained attribute descriptions can significantly supplement the valuable semantic information for person image, which is vital to the success of person re-identification (ReID) task. However, current ReID algorithms typically failed to effectively leverage the rich contextual information available, primarily due to their reliance on simplistic and coarse utilization of image attributes. Recent advances in artificial intelligence generated content have made it possible to automatically generate plentiful fine-grained attribute descriptions and make full use of them. Thereby, this paper explores the potential of using the generated multiple person attributes as prompts in ReID tasks with off-the-shelf (large) models for more accurate retrieval results. To this end, we present a new framework called Multi-Prompts ReID (MP-ReID), based on prompt learning and language models, to fully dip fine attributes to assist ReID task. Specifically, MP-ReID first learns to hallucinate diverse, informative, and promptable sentences for describing the query images. This procedure includes (i) explicit prompts of which attributes a person has and furthermore (ii) implicit learnable prompts for adjusting/conditioning the criteria used towards this person identity matching. Explicit prompts are obtained by ensembling generation models, such as ChatGPT and VQA models. Moreover, an alignment module is designed to fuse multi-prompts (i.e., explicit and implicit ones) progressively and mitigate the cross-modal gap. Extensive experiments on the existing attribute-involved ReID datasets, namely, Market1501 and DukeMTMC-reID, demonstrate the effectiveness and rationality of the proposed MP-ReID solution.

Do LLMs Possess a Personality? Making the MBTI Test an Amazing Evaluation for Large Language Models

The field of large language models (LLMs) has made significant progress, and their knowledge storage capacity is approaching that of human beings. Furthermore, advanced techniques, such as prompt learning and reinforcement learning, are being employed to address ethical concerns and hallucination problems associated with LLMs, bringing them closer to aligning with human values. This situation naturally raises the question of whether LLMs with human-like abilities possess a human-like personality? In this paper, we aim to investigate the feasibility of using the Myers-Briggs Type Indicator (MBTI), a widespread human personality assessment tool, as an evaluation metric for LLMs. Specifically, extensive experiments will be conducted to explore: 1) the personality types of different LLMs, 2) the possibility of changing the personality types by prompt engineering, and 3) How does the training dataset affect the model's personality. Although the MBTI is not a rigorous assessment, it can still reflect the similarity between LLMs and human personality. In practice, the MBTI has the potential to serve as a rough indicator. Our codes are available at https://github.com/HarderThenHarder/transformers_tasks/tree/main/LLM/llms_mbti.

Better Sign Language Translation with Monolingual Data

Sign language translation (SLT) systems, which are often decomposed into video-to-gloss (V2G) recognition and gloss-to-text (G2T) translation through the pivot gloss, heavily relies on the availability of large-scale parallel G2T pairs. However, the manual annotation of pivot gloss, which is a sequence of transcribed written-language words in the order in which they are signed, further exacerbates the scarcity of data for SLT. To address this issue, this paper proposes a simple and efficient rule transformation method to transcribe the large-scale target monolingual data into its pseudo glosses automatically for enhancing the SLT translation. Empirical results show that the proposed approach can significantly improve the performance of SLT, especially achieving state-of-the-art results on two SLT benchmark datasets PHEONIX-WEATHER 2014T and ASLG-PC12. Our code has been released at: https://github.com/pengr/Mono\_SLT.

Distill the Image to Nowhere: Inversion Knowledge Distillation for Multimodal Machine Translation

Past works on multimodal machine translation (MMT) elevate bilingual setup by incorporating additional aligned vision information. However, an image-must requirement of the multimodal dataset largely hinders MMT's development -- namely that it demands an aligned form of [image, source text, target text]. This limitation is generally troublesome during the inference phase especially when the aligned image is not provided as in the normal NMT setup. Thus, in this work, we introduce IKD-MMT, a novel MMT framework to support the image-free inference phase via an inversion knowledge distillation scheme. In particular, a multimodal feature generator is executed with a knowledge distillation module, which directly generates the multimodal feature from (only) source texts as the input. While there have been a few prior works entertaining the possibility to support image-free inference for machine translation, their performances have yet to rival the image-must translation. In our experiments, we identify our method as the first image-free approach to comprehensively rival or even surpass (almost) all image-must frameworks, and achieved the state-of-the-art result on the often-used Multi30k benchmark. Our code and data are available at: https://github.com/pengr/IKD-mmt/tree/master..

Visual Spatio-Temporal Relation-Enhanced Network for Cross-Modal Text-Video Retrieval

The task of cross-modal retrieval between texts and videos aims to understand the correspondence between vision and language. Existing studies follow a trend of measuring text-video similarity on the basis of textual and video embeddings. In common practice, video representation is constructed by feeding video frames into 2D/3D-CNN for global visual feature extraction or only learning simple semantic relations by using local-level fine-grained frame regions via graph convolutional network. However, these video representations do not fully exploit spatio-temporal relation among visual components in learning video representations, resulting in their inability to distinguish videos with the same visual components but with different relations. To solve this problem, we propose a Visual Spatio-Temporal Relation-Enhanced Network (VSR-Net), a novel cross-modal retrieval framework that considers the spatial-temporal visual relations among components to enhance global video representation in bridging text-video modalities. Specifically, visual spatio-temporal relations are encoded using a multi-layer spatio-temporal transformer to learn visual relational features. We align the global visual and fine-grained relational features with the text feature on two embedding spaces for cross-modal text-video retrieval. Extensive experimental are conducted on both MSR-VTT and MSVD datasets. The results demonstrate the effectiveness of our proposed model. We will release the code to facilitate future researches.

Visual Spatio-temporal Relation-enhanced Network for Cross-modal Text-Video Retrieval

The task of cross-modal retrieval between texts and videos aims to understand the correspondence between vision and language. Existing studies follow a trend of measuring text-video similarity on the basis of textual and video embeddings. In common practice, video representation is constructed by feeding video frames into 2D/3D-CNN for global visual feature extraction or only learning simple semantic relations by using local-level fine-grained frame regions via graph convolutional network. However, these video representations do not fully exploit spatio-temporal relation among visual components in learning video representations, resulting in their inability to distinguish videos with the same visual components but with different relations. To solve this problem, we propose a Visual Spatio-temporal Relation-enhanced Network (VSR-Net), a novel cross-modal retrieval framework that enhances visual representation with spatio-temporal relations among components. Specifically, visual spatio-temporal relations are encoded using a multi-layer spatio-temporal transformer to learn visual relational features. We combine fine-grained local relation and global features in bridging text-video modalities. Extensive experimental are conducted on both MSR-VTT and MSVD datasets. The results demonstrate the effectiveness of our proposed model.