Active RISs: Modeling and Optimization

Reconfigurable Intelligent Surfaces (RIS)-empowered communication has emerged as a transformative technology for next generation wireless networks, enabling the programmable shaping of the propagation environment. However, conventional RISs are fundamentally limited by the double path loss effect, which severely attenuates the reflected signals. To overcome this, active RIS architectures, capable of amplifying impinging signals, have been proposed. This chapter investigates the modeling, performance analysis, and optimization of active RISs, focusing on two hardware designs: a dual-RIS structure with a single Power Amplifier (PA), and a reflection amplification structure at the unit cell level using tunnel diodes. For the PA-based design, a comprehensive mathematical model is developed, and closed-form expressions for the received signal-to-noise ratio, bit error probability, and Energy Efficiency (EE) are derived. An optimization framework for configuring the phase shifts and amplifier gain is proposed to maximize system capacity under power constraints. Regarding the second design, the integration of a tunnel diode into the unit cell is carefully studied by analyzing its I-V characteristic, enabling the derivation of the negative resistance range and the power consumption model. Furthermore, the intrinsic phase-amplitude coupling of the reflection coefficient is characterized through compact linear algebra formulations, enabling practical optimization of active RISs. Extensive numerical simulations validate the theoretical analyses, demonstrating that active RISs can effectively overcome the double path loss limitation and achieve favorable EE trade-offs compared to passive RISs. Finally, the trade-off between the available power budget and the number of active elements is examined, revealing that a higher number of active elements does not always lead to optimal performance.

Multi-RIS-Empowered Communication Systems: Capacity Analysis and Optimization

In this chapter, using statistical physics methods, asymptotic closed-form expressions for the mean and variance of the mutual information for a multi-antenna transmitter-receiver pair in the presence of multiple Reconfigurable Intelligent Surfaces (RISs) are presented. While nominally valid in the large-system limit, it is shown that the derived Gaussian approximation for the mutual information can be quite accurate, even for modest-sized antenna arrays and metasurfaces. The above results are particularly useful when fast-fading conditions are present, which renders channel estimation challenging. The derived analysis indicates that, when the channel close to an RIS is correlated, for instance due to small angle spread which is reasonable for wireless systems with increasing carrier frequencies, the communication link benefits significantly from statistical RIS optimization, resulting in gains that are surprisingly higher than the nearly uncorrelated case. More importantly, the presented novel asymptotic properties of the correlation matrices of the impinging and outgoing signals at the RISs can be deployed to optimize the metasurfaces without brute-force numerical optimization. The numerical investigation demonstrates that, when the desired reflection from any of the RISs departs significantly from geometrical optics, the metasurfaces can be optimized to provide robust communication links, without significant need for their optimal placement.

Hybrid RISs for Simultaneous Tunable Reflections and Sensing

The concept of smart wireless environments envisions dynamic programmable propagation of information-bearing signals through the deployment of Reconfigurable Intelligent Surfaces (RISs). Typical RIS implementations include metasurfaces with passive unit elements capable to reflect their incident waves in controllable ways. However, this solely reflective operation induces significant challenges in the RIS orchestration from the wireless network. For example, channel estimation, which is essential for coherent RIS-empowered wireless communications, is quite challenging with the available solely reflecting RIS designs. This chapter reviews the emerging concept of Hybrid Reflecting and Sensing RISs (HRISs), which enables metasurfaces to reflect the impinging signal in a controllable manner, while simultaneously sensing a portion of it. The sensing capability of HRISs facilitates various network management functionalities, including channel parameter estimation and localization, while, most importantly, giving rise to computationally autonomous and self-configuring RISs. The implementation details of HRISs are first presented, which are then followed by a convenient mathematical model for characterizing their dual functionality. Then, two indicative applications of HRISs are discussed, one for simultaneous communications and sensing and another that showcases their usefulness for estimating the individual channels in the uplink of a multi-user HRIS-empowered communication system. For both of these applications, performance evaluation results are included validating the role of HRISs for sensing as well as integrated sensing and communications.

AI-Empowered Channel Generation for IoV Semantic Communications in Dynamic Conditions

The Internet of Vehicles (IoV) transforms the transportation ecosystem promising pervasive connectivity and data-driven approaches. Deep learning and generative Artificial Intelligence (AI) have the potential to significantly enhance the operation of applications within IoV by facilitating efficient decision-making and predictive capabilities, including intelligent navigation, vehicle safety monitoring, accident prevention, and intelligent traffic management. Nevertheless, efficiently transmitting and processing the massive volumes of data generated by the IoV in real-time remains a significant challenge, particularly in dynamic and unpredictable wireless channel conditions. To address these challenges, this paper proposes a semantic communication framework based on channel perception to improve the accuracy and efficiency of data transmission. The semantic communication model extracts and compresses the information to be transmitted. In addition, the wireless channel is estimated by using a generative diffusion model, which is employed to predict the dynamic channel states, thereby improving the quality of IoV service. In dynamic scenarios, however, the channel estimation performance may be degraded when substantially new scenarios take place, which will adversely affect user experience. To mitigate this limitation, we employ a large model to fine-tune the channel generation model to enhance its adaptability for varying scenarios. The performance and reliability of the proposed framework are evaluated on the two public datasets.

Metasurfaces-Integrated Doubly-Dispersive MIMO: Channel Modeling and Optimization

The doubly-dispersive (DD) channel structure has played a pivotal role in wireless communications, particularly in high-mobility scenarios and integrated sensing and communications (ISAC), due to its ability to capture the key fading effects experienced by a transmitted signal as it propagates through a dynamic medium. However, extending the DD framework to multiple-input multiple-output (MIMO) systems, especially in environments artificially enhanced by reconfigurable intelligent surfaces (RISs) and stacked intelligent metasurfaces (SIM), remains a challenging open problem. In this chapter, a novel metasurfaces-parametrized DD (MPDD) channel model that integrates an arbitrary number of RISs, while also incorporating SIM at both the transmitter and receiver is introduced. Next, the application of this model to some key waveforms optimized for DD environments -- namely orthogonal frequency division multiplexing (OFDM), orthogonal time frequency space (OTFS), and affine frequency division multiplexing (AFDM) -- is discussed. Finally, the programmability of the proposed model is highlighted through an illustrative application, demonstrating its potential for enhancing waveform performance in SIM-assisted wireless systems.

Receiving RISs: Enabling Channel Estimation and Autonomous Configuration

This chapter focuses on a hardware architecture for semi-passive Reconfigurable Intelligent Surfaces (RISs) and investigates its consideration for boosting the performance of Multiple-Input Multiple-Output (MIMO) communication systems. The architecture incorporates a single or multiple radio-frequency chains to receive pilot signals via tunable absorption phase profiles realized by the metasurface front end, as well as a controller encompassing a baseband processing unit to carry out channel estimation, and consequently, the optimization of the RIS reflection coefficients. A novel channel estimation protocol, according to which the RIS receives non-orthogonal training pilot sequences from two multi-antenna terminals via tunable absorption phase profiles, and then, estimates the respective channels via its signal processing unit, is presented. The channel estimates are particularly used by the RIS controller to design the capacity-achieving reflection phase configuration of the metasurface front end. The proposed channel estimation algorithm, which is based on the Alternating Direction Method of Multipliers (ADMM), profits from the RIS random spatial absorption sampling to capture the entire signal space, and exploits the beamspace sparsity and low-rank properties of extremely large MIMO channels, which is particularly relevant for communication systems at the FR3 band and above. Our extensive numerical investigations showcase the superiority of the proposed channel estimation technique over benchmark schemes for various system and RIS hardware configuration parameters, as well as the effectiveness of using channel estimates at the RIS side to dynamically optimize the possibly phase-quantized reflection coefficients of its unit elements.

Performance Analysis of Wireless Communication Systems Assisted by Fluid Reconfigurable Intelligent Surfaces

This letter investigates the performance of emerging wireless communication systems assisted by a fluid reconfigurable intelligent surface (FRIS). Unlike conventional reconfigurable intelligent surfaces (RISs), an FRIS consists of fluid-inspired metamaterials arranged in a densely packed matrix of sub-elements over a surface. It dynamically activates specific elements for signal reflection and modulation based on real-time channel conditions. Considering a downlink scenario where a base station communicates with a user terminal via a FRIS, we first characterize the statistical behavior of the equivalent end-to-end channel by deriving closed-form approximations for its cumulative distribution and probability density functions. Using these expressions, an analytical approximation for the outage probability and a tight upper bound on the ergodic capacity, including their asymptotic behaviors for high signal-to-noise ratio values, are derived. Our findings reveal key performance trends demonstrating that FRIS can substantially improve link reliability and spectral efficiency compared to conventional RISs, owing to its capability to dynamically select optimal elements from a dense preconfigured grid.

Dynamical ON-OFF Control with Trajectory Prediction for Multi-RIS Wireless Networks

Reconfigurable intelligent surfaces (RISs) have demonstrated an unparalleled ability to reconfigure wireless environments by dynamically controlling the phase, amplitude, and polarization of impinging waves. However, as nearly passive reflective metasurfaces, RISs may not distinguish between desired and interference signals, which can lead to severe spectrum pollution and even affect performance negatively. In particular, in large-scale networks, the signal-to-interference-plus-noise ratio (SINR) at the receiving node can be degraded due to excessive interference reflected from the RIS. To overcome this fundamental limitation, we propose in this paper a trajectory prediction-based dynamical control algorithm (TPC) for anticipating RIS ON-OFF states sequence, integrating a long-short-term-memory (LSTM) scheme to predict user trajectories. In particular, through a codebook-based algorithm, the RIS controller adaptively coordinates the configuration of the RIS elements to maximize the received SINR. Our simulation results demonstrate the superiority of the proposed TPC method over various system settings.

FIRES: Fluid Integrated Reflecting and Emitting Surfaces

This letter introduces the concept of fluid integrated reflecting and emitting surface (FIRES), which constitutes a new paradigm seamlessly integrating the flexibility of fluid-antenna systems (FASs) with the dual functionality of simultaneous transmitting and reflecting reconfigurable intelligent surfaces (STAR-RISs). The potential of the proposed metasurface structure is studied though an FIRES-enabled multicast system based on the energy splitting protocol. In this model, the FIRES is divided into non-overlapping subareas, each functioning as a 'fluid' element capable of concurrent reflection and transmission and changing its position of radiation within the subarea. In particular, we formulate an optimization problem for the design of the triple tunable features of the surface unit elements, which is solved via a tailored particle swarm optimization approach. Our results showcase that the proposed FIRES architecture significantly outperforms its conventional STAR-RIS counterpart.

Parametrized Stacked Intelligent Metasurfaces for Bistatic Integrated Sensing and Communications

We consider stacked intelligent metasurfaces (SIMs) as a tool to improve the performance of bistatic integrated sensing and communications (ISAC) schemes. To that end, we optimize the SIMs and design a radar parameter estimation (RPE) scheme aimed at enhancing radar sensing capabilities as well as communication performance under ISAC-enabling waveforms known to perform well in doubly-dispersive (DD) channels. The SIM optimization is done via a min-max problem formulation solved via steepest ascent with closed-form gradients, while the RPE is carried out via a compressed sensing-based probabilistic data association (PDA) algorithm. Our numerical results indicate that the design of waveforms suitable to mitigating the effects of DD channels is significantly impacted by the emerging SIM technology.