Design of Two-Level Incentive Mechanisms for Hierarchical Federated Learning

Hierarchical Federated Learning (HFL) is a distributed machine learning paradigm tailored for multi-tiered computation architectures, which supports massive access of devices' models simultaneously. To enable efficient HFL, it is crucial to design suitable incentive mechanisms to ensure that devices actively participate in local training. However, there are few studies on incentive mechanism design for HFL. In this paper, we design two-level incentive mechanisms for the HFL with a two-tiered computing structure to encourage the participation of entities in each tier in the HFL training. In the lower-level game, we propose a coalition formation game to joint optimize the edge association and bandwidth allocation problem, and obtain efficient coalition partitions by the proposed preference rule, which can be proven to be stable by exact potential game. In the upper-level game, we design the Stackelberg game algorithm, which not only determines the optimal number of edge aggregations for edge servers to maximize their utility, but also optimize the unit reward provided for the edge aggregation performance to ensure the interests of cloud servers. Furthermore, numerical results indicate that the proposed algorithms can achieve better performance than the benchmark schemes.

Beamforming Design for RIS-Aided AF Relay Networks

Since reconfigurable intelligent surface (RIS) is considered to be a passive reflector for rate performance enhancement, a RIS-aided amplify-and-forward (AF) relay network is presented. By jointly optimizing the beamforming matrix at AF relay and the phase shifts matrices at RIS, two schemes are put forward to address a maximizing signal-to-noise ratio (SNR) problem. Firstly, aiming at achieving a high rate, a high-performance alternating optimization (AO) method based on Charnes-Cooper transformation and semidefinite programming (CCT-SDP) is proposed, where the optimization problem is decomposed to three subproblems solved by CCT-SDP and rank-one solutions can be recovered by Gaussian randomization. While the optimization variables in CCT-SDP method are matrices, which leads to extremely high complexity. In order to reduce the complexity, a low-complexity AO scheme based on Dinkelbachs transformation and successive convex approximation (DT-SCA) is put forward, where matrices variables are transformed to vector variables and three decoupled subproblems are solved by DT-SCA. Simulation results verify that compared to two benchmarks (i.e. a RIS-assisted AF relay network with random phase and a AF relay network without RIS), the proposed CCT-SDP and DT-SCA schemes can harvest better rate performance. Furthermore, it is revealed that the rate of the low-complexity DT-SCA method is close to that of CCT-SDP method.

Low-Complexity Three-Dimensional AOA-Cross Geometric Center Localization Methods Using Massive MIMO Receive Array

Angle of arrival (AOA) is widely used to locate a wireless signal emitter. Compared with received signal strength (RSS) and time of arrival (TOA), it has higher accuracy and is not sensitive to time synchronization of the distributed sensors. However, there are few works focused on three-dimensional (3-D) scenario. Furthermore, although maximum likelihood estimator (MLE) has a relatively high performance, its computational complexity is ultra high. It is hard to employ it in practical applications. This paper proposed two multiplane geometric center based methods for 3-D AOA positioning. The first method could estimate the source position and angle measurement noise at the same time by seeking a center of the inscribed sphere, called CIS. Firstly, every sensor could measure two angles, azimuth angle and elevation angle. Based on that, two planes are constructed. Then, the estimated values of source position and angle noise are achieved by seeking the center and radius of the corresponding inscribed sphere. Deleting the estimation of the radius, the second algorithm, called MSD-LS, is born. It is not able to estimate angle noise but has lower computational complexity. Theoretical analysis and simulation results show that proposed methods could approach the Cramer-Rao lower bound (CRLB) and have lower complexity than MLE.

Beamforming and Phase Shift Design for HR-IRS-aided Directional Modulation Network with a Malicious Attacker

In this paper, we propose to use hybrid relay-intelligent reflecting surface (HR-IRS) to improve the security performance of directional modulation (DM) system. In particular, the eavesdropper in this system works in full-duplex (FD) mode and he will eavesdrop on the confidential message (CM) as well as send malicious jamming. We aim to maximize the secrecy rate (SR) by jointly optimizing the receive beamforming, transmit beamforming and phase shift matrix (PSM) of HR-IRS. Since the optimization problem is un-convex and the variables are coupled to each other, we solve this problem by iteratively optimizing these variables. The receive beamforming and transmit beamforming are obtained based on generalized Rayleigh-Ritz theorem and Dinkelbach's Transform respectively. And for PSM, two methods, called separate optimization of PSM (SO-PSM) and joint optimization of PSM (JO-PSM) are proposed. Thus, two iterative algorithms are proposed accordingly, namely maximizing SR based on SO-PSM (Max-SR-SOP) and maximizing SR based on JO-PSM (Max-SR-JOP). The former has better performance and the latter has lower complexity. The simulation results show that when HR-IRS has sufficient power budget, the proposed Max-SR-SOP and Max-SR-JOP can enable HR-IRS-aided DM network to obtain higher SR than passive IRS-aided DM network.

Precoding and Beamforming Design for Intelligent Reconfigurable Surface-Aided Hybrid Secure Spatial Modulation

Intelligent reflecting surface (IRS) is an emerging technology for wireless communication composed of a large number of low-cost passive devices with reconfigurable parameters, which can reflect signals with a certain phase shift and is capable of building programmable communication environment. In this paper, to avoid the high hardware cost and energy consumption in spatial modulation (SM), an IRS-aided hybrid secure SM (SSM) system with a hybrid precoder is proposed. To improve the security performance, we formulate an optimization problem to maximize the secrecy rate (SR) by jointly optimizing the beamforming at IRS and hybrid precoding at the transmitter. Considering that the SR has no closed form expression, an approximate SR (ASR) expression is derived as the objective function. To improve the SR performance, three IRS beamforming methods, called IRS alternating direction method of multipliers (IRS-ADMM), IRS block coordinate ascend (IRS-BCA) and IRS semi-definite relaxation (IRS-SDR), are proposed. As for the hybrid precoding design, approximated secrecy rate-successive convex approximation (ASR-SCA) method and cut-off rate-gradient ascend (COR-GA) method are proposed. Simulation results demonstrate that the proposed IRS-SDR and IRS-ADMM beamformers harvest substantial SR performance gains over IRS-BCA. Particularly, the proposed IRS-ADMM and IRS-BCA are of low-complexity at the expense of a little performance loss compared with IRS-SDR. For hybrid precoding, the proposed ASR-SCA performs better than COR-GA in the high transmit power region.

Privacy-Preserving Joint Edge Association and Power Optimization for the Internet of Vehicles via Federated Multi-Agent Reinforcement Learning

Proactive edge association is capable of improving wireless connectivity at the cost of increased handover (HO) frequency and energy consumption, while relying on a large amount of private information sharing required for decision making. In order to improve the connectivity-cost trade-off without privacy leakage, we investigate the privacy-preserving joint edge association and power allocation (JEAPA) problem in the face of the environmental uncertainty and the infeasibility of individual learning. Upon modelling the problem by a decentralized partially observable Markov Decision Process (Dec-POMDP), it is solved by federated multi-agent reinforcement learning (FMARL) through only sharing encrypted training data for federatively learning the policy sought. Our simulation results show that the proposed solution strikes a compelling trade-off, while preserving a higher privacy level than the state-of-the-art solutions.

Deep-learning-aided Low-complexity DOA Estimators for Ultra-Massive MIMO Overlapped Receive Array

Massive multiple input multiple output(MIMO)-based fully-digital receive antenna arrays bring huge amount of complexity to both traditional direction of arrival(DOA) estimation algorithms and neural network training, which is difficult to satisfy high-precision and low-latency applications in future wireless communications. To address this challenge, two estimators called OPSC and OSAP-CBAM-CNN are proposed in this paper. The computational complexity of the traditional DOA algorithm is first considered to be reduced by dividing the total set of antennas into multiple overlapped subarrays uniformly, each subarray crosses each other proportionally and performs DOA estimation to generate coarse angles, and all angles are coherently combined to get the better estimation, the final DOA estimation can given by maximum likelihood alternating projection(ML-AP) in a very small range, which has a better performance than the direct partitioning of subarrays. To further reduce the complexity of traditional estimation algorithms, deep neural networks(DNN) are utilized to offline train the relationship between the received signal covariance matrix and the estimated angles. Due to the high complexity of the training network based on large-scale arrays, in the OSAP-CBAM-CNN method, the complex network is divided into several smaller networks based on the overlapped subarray to give rough DOA estimations, followed by coherent combining and AP algorithm to get the final DOA estimation. Simulation results show that as the number of antennas goes to large-scale, the proposed methods can achieve a remarkable complexity reduction over conventional ML-AP algorithm.

Three Efficient Beamforming Methods for Hybrid IRS-aided AF Relay Wireless Networks

In this paper, a hybrid IRS-aided amplify-and-forward (AF) relay wireless network is considered, where an optimization problem is formulated to maximize signal-to-noise ratio (SNR) by jointly optimizing the beamforming matrix at AF relay and the reflecting coefficient matrices at IRS subject to the constraints of transmit power budgets at the source/AF relay/hybrid IRS and that of unit-modulus for passive IRS phase shifts. To achieve high rate performance and extend the coverage range, a high-performance method based on semidefinite relaxation and fractional programming (HP-SDR-FP) algorithm is presented. Due to its extremely high complexity, a low-complexity method based on successive convex approximation and FP (LC-SCA-FP) algorithm is put forward. To further reduce the complexity, a lower-complexity method based on whitening filter, general power iterative and generalized Rayleigh-Ritz (WF-GPI-GRR) is proposed, where different from the above two methods, it is assumed that the amplifying coefficient of each active IRS element is equal, and the corresponding analytical solution of the amplifying coefficient can be obtained according to the transmit powers at AF relay and hybrid IRS. Simulation results show that the proposed three methods can greatly improve the rate performance compared to the existing networks, such as the passive IRS-aided AF relay and only AF relay network. In particular, a 50.0% rate gain over the existing networks is approximately achieved in the high power budget region of hybrid IRS. Moreover, it is verified that the proposed three efficient beamforming methods have an increasing order in rate performance: WF-GPI-GRR, LC-SCA-FP and HP-SDR-FP.

Enhanced-rate Iterative Beamformers for Active IRS-assisted Wireless Communications

Compared to passive intelligent reflecting surface (IRS), active IRS is viewed as a more efficient promising technique to combat the double-fading impact in IRS-aided wireless network. In this paper, in order to boost the achievable rate of user in such a wireless network, three enhanced-rate iterative beamforming methods are proposed by designing the amplifying factors and the corresponding phases at active IRS. The first method, called generalized maximum ratio reflection (GMRR), is presented with a closed-form expression, which is motivated by the maximum ratio combing. To further improve rate, maximize the simplified signal-to-noise ratio (Max-SSNR) is designed by omitting the cross-term in the definition of rate. Using the Rayleigh-Ritz (RR) theorem and the fractional programming (FP), two enhanced methods, Max-SSNR-RR and Max-SSNR-FP are proposed to iteratively optimize the norm of beamforming vector and its associated normalized vector. Simulation results indicate that the proposed three methods make an obvious rate enhancement over Max-reflecting signal-to-noise ratio (RSNR) and passive IRS, and are in increasing order of rate performance as follows: GMRR, Max-SSNR-RR, and Max-SSNR-FP.

Three High-rate Beamforming Methods for Active IRS-aided Wireless Network

Due to its ability of breaking the double-fading effect faced by passive intelligent reflecting surface (IRS), active IRS is evolving a potential technique for future 6G wireless network. To fully exploit the amplifying gain achieved by active IRS, two high-rate methods, maximum ratio reflecting (MRR) and selective ratio reflecting (SRR) are presented, which are motivated by maximum ratio combining and selective ratio combining. Moreover, both MRR and SRR are in closed-form. To further improve the rate, a maximum reflected-signal-to-noise ratio (Max-RSNR) is first proposed with an alternately iterative infrastructure between adjusting the norm of beamforming vector and its normalized vector. This may make a substantial rate enhancement over existing equal-gain reflecting (EGR). Simulation results show the proposed three methods perform much better than existing method EGR in terms of rate. They are in decreasing order of rate performance: Max-RSNR, MRR, SRR, and EGR.