Understanding is Compression

We have previously shown all understanding or learning are compression, under reasonable assumptions. In principle, better understanding of data should improve data compression. Traditional compression methodologies focus on encoding frequencies or some other computable properties of data. Large language models approximate the uncomputable Solomonoff distribution, opening up a whole new avenue to justify our theory. Under the new uncomputable paradigm, we present LMCompress based on the understanding of data using large models. LMCompress has significantly better lossless compression ratios than all other lossless data compression methods, doubling the compression ratios of JPEG-XL for images, FLAC for audios and H264 for videos, and tripling or quadrupling the compression ratio of bz2 for texts. The better a large model understands the data, the better LMCompress compresses.

Ranking LLMs by compression

We conceptualize the process of understanding as information compression, and propose a method for ranking large language models (LLMs) based on lossless data compression. We demonstrate the equivalence of compression length under arithmetic coding with cumulative negative log probabilities when using a large language model as a prior, that is, the pre-training phase of the model is essentially the process of learning the optimal coding length. At the same time, the evaluation metric compression ratio can be obtained without actual compression, which greatly saves overhead. In this paper, we use five large language models as priors for compression, then compare their performance on challenging natural language processing tasks, including sentence completion, question answering, and coreference resolution. Experimental results show that compression ratio and model performance are positively correlated, so it can be used as a general metric to evaluate large language models.

DiffMM: Multi-Modal Diffusion Model for Recommendation

The rise of online multi-modal sharing platforms like TikTok and YouTube has enabled personalized recommender systems to incorporate multiple modalities (such as visual, textual, and acoustic) into user representations. However, addressing the challenge of data sparsity in these systems remains a key issue. To address this limitation, recent research has introduced self-supervised learning techniques to enhance recommender systems. However, these methods often rely on simplistic random augmentation or intuitive cross-view information, which can introduce irrelevant noise and fail to accurately align the multi-modal context with user-item interaction modeling. To fill this research gap, we propose a novel multi-modal graph diffusion model for recommendation called DiffMM. Our framework integrates a modality-aware graph diffusion model with a cross-modal contrastive learning paradigm to improve modality-aware user representation learning. This integration facilitates better alignment between multi-modal feature information and collaborative relation modeling. Our approach leverages diffusion models' generative capabilities to automatically generate a user-item graph that is aware of different modalities, facilitating the incorporation of useful multi-modal knowledge in modeling user-item interactions. We conduct extensive experiments on three public datasets, consistently demonstrating the superiority of our DiffMM over various competitive baselines. For open-sourced model implementation details, you can access the source codes of our proposed framework at: https://github.com/HKUDS/DiffMM .

StructuralSleight: Automated Jailbreak Attacks on Large Language Models Utilizing Uncommon Text-Encoded Structure

Large Language Models (LLMs) are widely used in natural language processing but face the risk of jailbreak attacks that maliciously induce them to generate harmful content. Existing jailbreak attacks, including character-level and context-level attacks, mainly focus on the prompt of the plain text without specifically exploring the significant influence of its structure. In this paper, we focus on studying how prompt structure contributes to the jailbreak attack. We introduce a novel structure-level attack method based on tail structures that are rarely used during LLM training, which we refer to as Uncommon Text-Encoded Structure (UTES). We extensively study 12 UTESs templates and 6 obfuscation methods to build an effective automated jailbreak tool named StructuralSleight that contains three escalating attack strategies: Structural Attack, Structural and Character/Context Obfuscation Attack, and Fully Obfuscated Structural Attack. Extensive experiments on existing LLMs show that StructuralSleight significantly outperforms baseline methods. In particular, the attack success rate reaches 94.62\% on GPT-4o, which has not been addressed by state-of-the-art techniques.

Scaling Value Iteration Networks to 5000 Layers for Extreme Long-Term Planning

The Value Iteration Network (VIN) is an end-to-end differentiable architecture that performs value iteration on a latent MDP for planning in reinforcement learning (RL). However, VINs struggle to scale to long-term and large-scale planning tasks, such as navigating a $100\times 100$ maze -- a task which typically requires thousands of planning steps to solve. We observe that this deficiency is due to two issues: the representation capacity of the latent MDP and the planning module's depth. We address these by augmenting the latent MDP with a dynamic transition kernel, dramatically improving its representational capacity, and, to mitigate the vanishing gradient problem, introducing an "adaptive highway loss" that constructs skip connections to improve gradient flow. We evaluate our method on both 2D maze navigation environments and the ViZDoom 3D navigation benchmark. We find that our new method, named Dynamic Transition VIN (DT-VIN), easily scales to 5000 layers and casually solves challenging versions of the above tasks. Altogether, we believe that DT-VIN represents a concrete step forward in performing long-term large-scale planning in RL environments.

XRec: Large Language Models for Explainable Recommendation

Recommender systems help users navigate information overload by providing personalized recommendations aligned with their preferences. Collaborative Filtering (CF) is a widely adopted approach, but while advanced techniques like graph neural networks (GNNs) and self-supervised learning (SSL) have enhanced CF models for better user representations, they often lack the ability to provide explanations for the recommended items. Explainable recommendations aim to address this gap by offering transparency and insights into the recommendation decision-making process, enhancing users' understanding. This work leverages the language capabilities of Large Language Models (LLMs) to push the boundaries of explainable recommender systems. We introduce a model-agnostic framework called XRec, which enables LLMs to provide comprehensive explanations for user behaviors in recommender systems. By integrating collaborative signals and designing a lightweight collaborative adaptor, the framework empowers LLMs to understand complex patterns in user-item interactions and gain a deeper understanding of user preferences. Our extensive experiments demonstrate the effectiveness of XRec, showcasing its ability to generate comprehensive and meaningful explanations that outperform baseline approaches in explainable recommender systems. We open-source our model implementation at https://github.com/HKUDS/XRec.

RecDiff: Diffusion Model for Social Recommendation

Social recommendation has emerged as a powerful approach to enhance personalized recommendations by leveraging the social connections among users, such as following and friend relations observed in online social platforms. The fundamental assumption of social recommendation is that socially-connected users exhibit homophily in their preference patterns. This means that users connected by social ties tend to have similar tastes in user-item activities, such as rating and purchasing. However, this assumption is not always valid due to the presence of irrelevant and false social ties, which can contaminate user embeddings and adversely affect recommendation accuracy. To address this challenge, we propose a novel diffusion-based social denoising framework for recommendation (RecDiff). Our approach utilizes a simple yet effective hidden-space diffusion paradigm to alleivate the noisy effect in the compressed and dense representation space. By performing multi-step noise diffusion and removal, RecDiff possesses a robust ability to identify and eliminate noise from the encoded user representations, even when the noise levels vary. The diffusion module is optimized in a downstream task-aware manner, thereby maximizing its ability to enhance the recommendation process. We conducted extensive experiments to evaluate the efficacy of our framework, and the results demonstrate its superiority in terms of recommendation accuracy, training efficiency, and denoising effectiveness. The source code for the model implementation is publicly available at: https://github.com/HKUDS/RecDiff.

SelfGNN: Self-Supervised Graph Neural Networks for Sequential Recommendation

Sequential recommendation effectively addresses information overload by modeling users' temporal and sequential interaction patterns. To overcome the limitations of supervision signals, recent approaches have adopted self-supervised learning techniques in recommender systems. However, there are still two critical challenges that remain unsolved. Firstly, existing sequential models primarily focus on long-term modeling of individual interaction sequences, overlooking the valuable short-term collaborative relationships among the behaviors of different users. Secondly, real-world data often contain noise, particularly in users' short-term behaviors, which can arise from temporary intents or misclicks. Such noise negatively impacts the accuracy of both graph and sequence models, further complicating the modeling process. To address these challenges, we propose a novel framework called Self-Supervised Graph Neural Network (SelfGNN) for sequential recommendation. The SelfGNN framework encodes short-term graphs based on time intervals and utilizes Graph Neural Networks (GNNs) to learn short-term collaborative relationships. It captures long-term user and item representations at multiple granularity levels through interval fusion and dynamic behavior modeling. Importantly, our personalized self-augmented learning structure enhances model robustness by mitigating noise in short-term graphs based on long-term user interests and personal stability. Extensive experiments conducted on four real-world datasets demonstrate that SelfGNN outperforms various state-of-the-art baselines. Our model implementation codes are available at https://github.com/HKUDS/SelfGNN.

FlashST: A Simple and Universal Prompt-Tuning Framework for Traffic Prediction

The objective of traffic prediction is to accurately forecast and analyze the dynamics of transportation patterns, considering both space and time. However, the presence of distribution shift poses a significant challenge in this field, as existing models struggle to generalize well when faced with test data that significantly differs from the training distribution. To tackle this issue, this paper introduces a simple and universal spatio-temporal prompt-tuning framework-FlashST, which adapts pre-trained models to the specific characteristics of diverse downstream datasets, improving generalization in diverse traffic prediction scenarios. Specifically, the FlashST framework employs a lightweight spatio-temporal prompt network for in-context learning, capturing spatio-temporal invariant knowledge and facilitating effective adaptation to diverse scenarios. Additionally, we incorporate a distribution mapping mechanism to align the data distributions of pre-training and downstream data, facilitating effective knowledge transfer in spatio-temporal forecasting. Empirical evaluations demonstrate the effectiveness of our FlashST across different spatio-temporal prediction tasks using diverse urban datasets. Code is available at https://github.com/HKUDS/FlashST.

Variational Delayed Policy Optimization

In environments with delayed observation, state augmentation by including actions within the delay window is adopted to retrieve Markovian property to enable reinforcement learning (RL). However, state-of-the-art (SOTA) RL techniques with Temporal-Difference (TD) learning frameworks often suffer from learning inefficiency, due to the significant expansion of the augmented state space with the delay. To improve learning efficiency without sacrificing performance, this work introduces a novel framework called Variational Delayed Policy Optimization (VDPO), which reformulates delayed RL as a variational inference problem. This problem is further modelled as a two-step iterative optimization problem, where the first step is TD learning in the delay-free environment with a small state space, and the second step is behaviour cloning which can be addressed much more efficiently than TD learning. We not only provide a theoretical analysis of VDPO in terms of sample complexity and performance, but also empirically demonstrate that VDPO can achieve consistent performance with SOTA methods, with a significant enhancement of sample efficiency (approximately 50\% less amount of samples) in the MuJoCo benchmark.