Uncertain Facial Expression Recognition via Multi-task Assisted Correction

Deep models for facial expression recognition achieve high performance by training on large-scale labeled data. However, publicly available datasets contain uncertain facial expressions caused by ambiguous annotations or confusing emotions, which could severely decline the robustness. Previous studies usually follow the bias elimination method in general tasks without considering the uncertainty problem from the perspective of different corresponding sources. In this paper, we propose a novel method of multi-task assisted correction in addressing uncertain facial expression recognition called MTAC. Specifically, a confidence estimation block and a weighted regularization module are applied to highlight solid samples and suppress uncertain samples in every batch. In addition, two auxiliary tasks, i.e., action unit detection and valence-arousal measurement, are introduced to learn semantic distributions from a data-driven AU graph and mitigate category imbalance based on latent dependencies between discrete and continuous emotions, respectively. Moreover, a re-labeling strategy guided by feature-level similarity constraint further generates new labels for identified uncertain samples to promote model learning. The proposed method can flexibly combine with existing frameworks in a fully-supervised or weakly-supervised manner. Experiments on RAF-DB, AffectNet, and AffWild2 datasets demonstrate that the MTAC obtains substantial improvements over baselines when facing synthetic and real uncertainties and outperforms the state-of-the-art methods.

Introduction to Facial Micro Expressions Analysis Using Color and Depth Images: A Matlab Coding Approach (Second Edition, 2023)

The book attempts to introduce a gentle introduction to the field of Facial Micro Expressions Recognition (FMER) using Color and Depth images, with the aid of MATLAB programming environment. FMER is a subset of image processing and it is a multidisciplinary topic to analysis. So, it requires familiarity with other topics of Artifactual Intelligence (AI) such as machine learning, digital image processing, psychology and more. So, it is a great opportunity to write a book which covers all of these topics for beginner to professional readers in the field of AI and even without having background of AI. Our goal is to provide a standalone introduction in the field of MFER analysis in the form of theorical descriptions for readers with no background in image processing with reproducible Matlab practical examples. Also, we describe any basic definitions for FMER analysis and MATLAB library which is used in the text, that helps final reader to apply the experiments in the real-world applications. We believe that this book is suitable for students, researchers, and professionals alike, who need to develop practical skills, along with a basic understanding of the field. We expect that, after reading this book, the reader feels comfortable with different key stages such as color and depth image processing, color and depth image representation, classification, machine learning, facial micro-expressions recognition, feature extraction and dimensionality reduction. The book attempts to introduce a gentle introduction to the field of Facial Micro Expressions Recognition (FMER) using Color and Depth images, with the aid of MATLAB programming environment.

An Exploratory Study of Masked Face Recognition with Machine Learning Algorithms

Automated face recognition is a widely adopted machine learning technology for contactless identification of people in various processes such as automated border control, secure login to electronic devices, community surveillance, tracking school attendance, workplace clock in and clock out. Using face masks have become crucial in our daily life with the recent world-wide COVID-19 pandemic. The use of face masks causes the performance of conventional face recognition technologies to degrade considerably. The effect of mask-wearing in face recognition is yet an understudied issue. In this paper, we address this issue by evaluating the performance of a number of face recognition models which are tested by identifying masked and unmasked face images. We use six conventional machine learning algorithms, which are SVC, KNN, LDA, DT, LR and NB, to find out the ones which perform best, besides the ones which poorly perform, in the presence of masked face images. Local Binary Pattern (LBP) is utilized as the feature extraction operator. We generated and used synthesized masked face images. We prepared unmasked, masked, and half-masked training datasets and evaluated the face recognition performance against both masked and unmasked images to present a broad view of this crucial problem. We believe that our study is unique in elaborating the mask-aware facial recognition with almost all possible scenarios including half_masked-to-masked and half_masked-to-unmasked besides evaluating a larger number of conventional machine learning algorithms compared the other studies in the literature.

Enhanced Face Authentication With Separate Loss Functions

The overall objective of the main project is to propose and develop a system of facial authentication in unlocking phones or applications in phones using facial recognition. The system will include four separate architectures: face detection, face recognition, face spoofing, and classification of closed eyes. In which, we consider the problem of face recognition to be the most important, determining the true identity of the person standing in front of the screen with absolute accuracy is what facial recognition systems need to achieve. Along with the development of the face recognition problem, the problem of the anti-fake face is also gradually becoming popular and equally important. Our goal is to propose and develop two loss functions: LMCot and Double Loss. Then apply them to the face authentication process.

Multi-Domain Norm-referenced Encoding Enables Data Efficient Transfer Learning of Facial Expression Recognition

People can innately recognize human facial expressions in unnatural forms, such as when depicted on the unusual faces drawn in cartoons or when applied to an animal's features. However, current machine learning algorithms struggle with out-of-domain transfer in facial expression recognition (FER). We propose a biologically-inspired mechanism for such transfer learning, which is based on norm-referenced encoding, where patterns are encoded in terms of difference vectors relative to a domain-specific reference vector. By incorporating domain-specific reference frames, we demonstrate high data efficiency in transfer learning across multiple domains. Our proposed architecture provides an explanation for how the human brain might innately recognize facial expressions on varying head shapes (humans, monkeys, and cartoon avatars) without extensive training. Norm-referenced encoding also allows the intensity of the expression to be read out directly from neural unit activity, similar to face-selective neurons in the brain. Our model achieves a classification accuracy of 92.15\% on the FERG dataset with extreme data efficiency. We train our proposed mechanism with only 12 images, including a single image of each class (facial expression) and one image per domain (avatar). In comparison, the authors of the FERG dataset achieved a classification accuracy of 89.02\% with their FaceExpr model, which was trained on 43,000 images.

POSTER++: A simpler and stronger facial expression recognition network

Facial expression recognition (FER) plays an important role in a variety of real-world applications such as human-computer interaction. POSTER achieves the state-of-the-art (SOTA) performance in FER by effectively combining facial landmark and image features through two-stream pyramid cross-fusion design. However, the architecture of POSTER is undoubtedly complex. It causes expensive computational costs. In order to relieve the computational pressure of POSTER, in this paper, we propose POSTER++. It improves POSTER in three directions: cross-fusion, two-stream, and multi-scale feature extraction. In cross-fusion, we use window-based cross-attention mechanism replacing vanilla cross-attention mechanism. We remove the image-to-landmark branch in the two-stream design. For multi-scale feature extraction, POSTER++ combines images with landmark's multi-scale features to replace POSTER's pyramid design. Extensive experiments on several standard datasets show that our POSTER++ achieves the SOTA FER performance with the minimum computational cost. For example, POSTER++ reached 92.21% on RAF-DB, 67.49% on AffectNet (7 cls) and 63.77% on AffectNet (8 cls), respectively, using only 8.4G floating point operations (FLOPs) and 43.7M parameters (Param). This demonstrates the effectiveness of our improvements.

Occlusion Aware Student Emotion Recognition based on Facial Action Unit Detection

Given that approximately half of science, technology, engineering, and mathematics (STEM) undergraduate students in U.S. colleges and universities leave by the end of the first year [15], it is crucial to improve the quality of classroom environments. This study focuses on monitoring students' emotions in the classroom as an indicator of their engagement and proposes an approach to address this issue. The impact of different facial parts on the performance of an emotional recognition model is evaluated through experimentation. To test the proposed model under partial occlusion, an artificially occluded dataset is introduced. The novelty of this work lies in the proposal of an occlusion-aware architecture for facial action units (AUs) extraction, which employs attention mechanism and adaptive feature learning. The AUs can be used later to classify facial expressions in classroom settings. This research paper's findings provide valuable insights into handling occlusion in analyzing facial images for emotional engagement analysis. The proposed experiments demonstrate the significance of considering occlusion and enhancing the reliability of facial analysis models in classroom environments. These findings can also be extended to other settings where occlusions are prevalent.

Revisiting Self-Supervised Contrastive Learning for Facial Expression Recognition

The success of most advanced facial expression recognition works relies heavily on large-scale annotated datasets. However, it poses great challenges in acquiring clean and consistent annotations for facial expression datasets. On the other hand, self-supervised contrastive learning has gained great popularity due to its simple yet effective instance discrimination training strategy, which can potentially circumvent the annotation issue. Nevertheless, there remain inherent disadvantages of instance-level discrimination, which are even more challenging when faced with complicated facial representations. In this paper, we revisit the use of self-supervised contrastive learning and explore three core strategies to enforce expression-specific representations and to minimize the interference from other facial attributes, such as identity and face styling. Experimental results show that our proposed method outperforms the current state-of-the-art self-supervised learning methods, in terms of both categorical and dimensional facial expression recognition tasks.

SimFLE: Simple Facial Landmark Encoding for Self-Supervised Facial Expression Recognition in the Wild

One of the key issues in facial expression recognition in the wild (FER-W) is that curating large-scale labeled facial images is challenging due to the inherent complexity and ambiguity of facial images. Therefore, in this paper, we propose a self-supervised simple facial landmark encoding (SimFLE) method that can learn effective encoding of facial landmarks, which are important features for improving the performance of FER-W, without expensive labels. Specifically, we introduce novel FaceMAE module for this purpose. FaceMAE reconstructs masked facial images with elaborately designed semantic masking. Unlike previous random masking, semantic masking is conducted based on channel information processed in the backbone, so rich semantics of channels can be explored. Additionally, the semantic masking process is fully trainable, enabling FaceMAE to guide the backbone to learn spatial details and contextual properties of fine-grained facial landmarks. Experimental results on several FER-W benchmarks prove that the proposed SimFLE is superior in facial landmark localization and noticeably improved performance compared to the supervised baseline and other self-supervised methods.

Facial Affect Recognition based on Transformer Encoder and Audiovisual Fusion for the ABAW5 Challenge

In this paper, we present our solutions for the 5th Workshop and Competition on Affective Behavior Analysis in-the-wild (ABAW), which includes four sub-challenges of Valence-Arousal (VA) Estimation, Expression (Expr) Classification, Action Unit (AU) Detection and Emotional Reaction Intensity (ERI) Estimation. The 5th ABAW competition focuses on facial affect recognition utilizing different modalities and datasets. In our work, we extract powerful audio and visual features using a large number of sota models. These features are fused by Transformer Encoder and TEMMA. Besides, to avoid the possible impact of large dimensional differences between various features, we design an Affine Module to align different features to the same dimension. Extensive experiments demonstrate that the superiority of the proposed method. For the VA Estimation sub-challenge, our method obtains the mean Concordance Correlation Coefficient (CCC) of 0.6066. For the Expression Classification sub-challenge, the average F1 Score is 0.4055. For the AU Detection sub-challenge, the average F1 Score is 0.5296. For the Emotional Reaction Intensity Estimation sub-challenge, the average pearson's correlations coefficient on the validation set is 0.3968. All of the results of four sub-challenges outperform the baseline with a large margin.