Optimizing RAG Rerankers with LLM Feedback via Reinforcement Learning

Rerankers play a pivotal role in refining retrieval results for Retrieval-Augmented Generation. However, current reranking models are typically optimized on static human annotated relevance labels in isolation, decoupled from the downstream generation process. This isolation leads to a fundamental misalignment: documents identified as topically relevant by information retrieval metrics often fail to provide the actual utility required by the LLM for precise answer generation. To bridge this gap, we introduce ReRanking Preference Optimization (RRPO), a reinforcement learning framework that directly aligns reranking with the LLM's generation quality. By formulating reranking as a sequential decision-making process, RRPO optimizes for context utility using LLM feedback, thereby eliminating the need for expensive human annotations. To ensure training stability, we further introduce a reference-anchored deterministic baseline. Extensive experiments on knowledge-intensive benchmarks demonstrate that RRPO significantly outperforms strong baselines, including the powerful list-wise reranker RankZephyr. Further analysis highlights the versatility of our framework: it generalizes seamlessly to diverse readers (e.g., GPT-4o), integrates orthogonally with query expansion modules like Query2Doc, and remains robust even when trained with noisy supervisors.

From BM25 to Corrective RAG: Benchmarking Retrieval Strategies for Text-and-Table Documents

Retrieval-Augmented Generation (RAG) systems critically depend on retrieval quality, yet no systematic comparison of modern retrieval methods exists for heterogeneous documents containing both text and tabular data. We benchmark ten retrieval strategies spanning sparse, dense, hybrid fusion, cross-encoder reranking, query expansion, index augmentation, and adaptive retrieval on a challenging financial QA benchmark of 23,088 queries over 7,318 documents with mixed text-and-table content. We evaluate retrieval quality via Recall@k, MRR, and nDCG, and end-to-end generation quality via Number Match, with paired bootstrap significance testing. Our results show that (1) a two-stage pipeline combining hybrid retrieval with neural reranking achieves Recall@5 of 0.816 and MRR@3 of 0.605, outperforming all single-stage methods by a large margin; (2) BM25 outperforms state-of-the-art dense retrieval on financial documents, challenging the common assumption that semantic search universally dominates; and (3) query expansion methods (HyDE, multi-query) and adaptive retrieval provide limited benefit for precise numerical queries, while contextual retrieval yields consistent gains. We provide ablation studies on fusion methods and reranker depth, actionable cost-accuracy recommendations, and release our full benchmark code.

Retrieval-Augmented Question Answering over Scientific Literature for the Electron-Ion Collider

To harness the power of Language Models in answering domain specific specialized technical questions, Retrieval Augmented Generation (RAG) is been used widely. In this work, we have developed a Q\&A application inspired by the Retrieval Augmented Generation (RAG), which is comprised of an in-house database indexed on the arXiv articles related to the Electron-Ion Collider (EIC) experiment - one of the largest international scientific collaboration and incorporated an open-source LLaMA model for answer generation. This is an extension to it's proceeding application built on proprietary model and Cloud-hosted external knowledge-base for the EIC experiment. This locally-deployed RAG-system offers a cost-effective, resource-constraint alternative solution to build a RAG-assisted Q\&A application on answering domain-specific queries in the field of experimental nuclear physics. This set-up facilitates data-privacy, avoids sending any pre-publication scientific data and information to public domain. Future improvement will expand the knowledge base to encompass heterogeneous EIC-related publications and reports and upgrade the application pipeline orchestration to the LangGraph framework.

De Jure: Iterative LLM Self-Refinement for Structured Extraction of Regulatory Rules

Regulatory documents encode legally binding obligations that LLM-based systems must respect. Yet converting dense, hierarchically structured legal text into machine-readable rules remains a costly, expert-intensive process. We present De Jure, a fully automated, domain-agnostic pipeline for extracting structured regulatory rules from raw documents, requiring no human annotation, domain-specific prompting, or annotated gold data. De Jure operates through four sequential stages: normalization of source documents into structured Markdown; LLM-driven semantic decomposition into structured rule units; multi-criteria LLM-as-a-judge evaluation across 19 dimensions spanning metadata, definitions, and rule semantics; and iterative repair of low-scoring extractions within a bounded regeneration budget, where upstream components are repaired before rule units are evaluated. We evaluate De Jure across four models on three regulatory corpora spanning finance, healthcare, and AI governance. On the finance domain, De Jure yields consistent and monotonic improvement in extraction quality, reaching peak performance within three judge-guided iterations. De Jure generalizes effectively to healthcare and AI governance, maintaining high performance across both open- and closed-source models. In a downstream compliance question-answering evaluation via RAG, responses grounded in De Jure extracted rules are preferred over prior work in 73.8% of cases at single-rule retrieval depth, rising to 84.0% under broader retrieval, confirming that extraction fidelity translates directly into downstream utility. These results demonstrate that explicit, interpretable evaluation criteria can substitute for human annotation in complex regulatory domains, offering a scalable and auditable path toward regulation-grounded LLM alignment.

AI in Insurance: Adaptive Questionnaires for Improved Risk Profiling

Insurance application processes often rely on lengthy and standardized questionnaires that struggle to capture individual differences. Moreover, insurers must blindly trust users' responses, increasing the chances of fraud. The ARQuest framework introduces a new approach to underwriting by using Large Language Models (LLMs) and alternative data sources to create personalized and adaptive questionnaires. Techniques such as social media image analysis, geographic data categorization, and Retrieval Augmented Generation (RAG) are used to extract meaningful user insights and guide targeted follow-up questions. A life insurance system integrated into an industry partner mobile app was tested in two experiments. While traditional questionnaires yielded slightly higher accuracy in risk assessment, adaptive versions powered by GPT models required fewer questions and were preferred by users for their more fluid and engaging experience. ARQuest shows great potential to improve user satisfaction and streamline insurance processes. With further development, this approach may exceed traditional methods regarding risk accuracy and help drive innovation in the insurance industry.

A novel three-step approach to forecast firm-specific technology convergence opportunity via multi-dimensional feature fusion

As a crucial innovation paradigm, technology convergence (TC) is gaining ever-increasing attention. Yet, existing studies primarily focus on predicting TC at the industry level, with little attention paid to TC forecast for firm-specific technology opportunity discovery (TOD). Moreover, although technological documents like patents contain a rich body of bibliometric, network structure, and textual features, such features are underexploited in the extant TC predictions; most of the relevant studies only used one or two dimensions of these features, and all the three dimensional features have rarely been fused. Here we propose a novel approach that fuses multi-dimensional features from patents to predict TC for firm-specific TOD. Our method comprises three steps, which are elaborated as follows. First, bibliometric, network structure, and textual features are extracted from patent documents, and then fused at the International Patent Classification (IPC)-pair level using attention mechanisms. Second, IPC-level TC opportunities are identified using a two-stage ensemble learning model that incorporates various imbalance-handling strategies. Third, to acquire feasible firm-specific TC opportunities, the performance metrics of topic-level TC opportunities, which are refined from IPC-level opportunities, are evaluated via retrieval-augmented generation (RAG) with a large language model (LLM). We prove the effectiveness of our proposed approach by predicting TC opportunities for a leading Chinese auto part manufacturer, Zhejiang Sanhua Intelligent Controls co., ltd, in the domains of thermal management for energy storage and robotics. In sum, this work advances the theory and applicability of forecasting firm-specific TC opportunity through fusing multi-dimensional features and leveraging LLM-as-a-judge for technology opportunity evaluation.

BloClaw: An Omniscient, Multi-Modal Agentic Workspace for Next-Generation Scientific Discovery

The integration of Large Language Models (LLMs) into life sciences has catalyzed the development of "AI Scientists." However, translating these theoretical capabilities into deployment-ready research environments exposes profound infrastructural vulnerabilities. Current frameworks are bottlenecked by fragile JSON-based tool-calling protocols, easily disrupted execution sandboxes that lose graphical outputs, and rigid conversational interfaces inherently ill-suited for high-dimensional scientific data.We introduce BloClaw, a unified, multi-modal operating system designed for Artificial Intelligence for Science (AI4S). BloClaw reconstructs the Agent-Computer Interaction (ACI) paradigm through three architectural innovations: (1) An XML-Regex Dual-Track Routing Protocol that statistically eliminates serialization failures (0.2% error rate vs. 17.6% in JSON); (2) A Runtime State Interception Sandbox that utilizes Python monkey-patching to autonomously capture and compile dynamic data visualizations (Plotly/Matplotlib), circumventing browser CORS policies; and (3) A State-Driven Dynamic Viewport UI that morphs seamlessly between a minimalist command deck and an interactive spatial rendering engine. We comprehensively benchmark BloClaw across cheminformatics (RDKit), de novo 3D protein folding via ESMFold, molecular docking, and autonomous Retrieval-Augmented Generation (RAG), establishing a highly robust, self-evolving paradigm for computational research assistants. The open-source repository is available at https://github.com/qinheming/BloClaw.

Adaptive Stopping for Multi-Turn LLM Reasoning

Large Language Models (LLMs) increasingly rely on multi-turn reasoning and interaction, such as adaptive retrieval-augmented generation (RAG) and ReAct-style agents, to answer difficult questions. These methods improve accuracy by iteratively retrieving information, reasoning, or acting, but introduce a key challenge: \textbf{When should the model stop?} Existing approaches rely on heuristic stopping rules or fixed turn budgets and provide no formal guarantees that the final prediction still contains the correct answer. This limitation is particularly problematic in high-stakes domains such as finance and healthcare, where unnecessary turns increase cost and latency, while stopping too early risks incorrect decisions. Conformal prediction (CP) provides formal coverage guarantees, but existing LLM-CP methods only apply to a single model output and cannot handle multi-turn pipelines with adaptive stopping. To address this gap, we propose Multi-Turn Language Models with Conformal Prediction (MiCP), the first CP framework for multi-turn reasoning. MiCP allocates different error budgets across turns, enabling the model to stop early while maintaining an overall coverage guarantee. We demonstrate MiCP on adaptive RAG and ReAct, where it achieves the target coverage on both single-hop and multi-hop question answering benchmarks while reducing the number of turns, inference cost, and prediction set size. We further introduce a new metric that jointly evaluates coverage validity and answering efficiency.

RAGShield: Provenance-Verified Defense-in-Depth Against Knowledge Base Poisoning in Government Retrieval-Augmented Generation Systems

RAG systems deployed across federal agencies for citizen-facing services are vulnerable to knowledge base poisoning attacks, where adversaries inject malicious documents to manipulate outputs. Recent work demonstrates that as few as 10 adversarial passages can achieve 98.2% retrieval success rates. We observe that RAG knowledge base poisoning is structurally analogous to software supply chain attacks, and propose RAGShield, a five-layer defense-in-depth framework applying supply chain provenance verification to the RAG knowledge pipeline. RAGShield introduces: (1) C2PA-inspired cryptographic document attestation blocking unsigned and forged documents at ingestion; (2) trust-weighted retrieval prioritizing provenance-verified sources; (3) a formal taint lattice with cross-source contradiction detection catching insider threats even when provenance is valid; (4) provenance-aware generation with auditable citations; and (5) NIST SP 800-53 compliance mapping across 15 control families. Evaluation on a 500-passage Natural Questions corpus with 63 attack documents and 200 queries against five adversary tiers achieves 0.0% attack success rate including adaptive attacks (95% CI: [0.0%, 1.9%]) with 0.0% false positive rate. We honestly report that insider in-place replacement attacks achieve 17.5% ASR, identifying the fundamental limit of ingestion-time defense. The cross-source contradiction detector catches subtle numerical manipulation attacks that bypass provenance verification entirely.

Doctor-RAG: Failure-Aware Repair for Agentic Retrieval-Augmented Generation

Agentic Retrieval-Augmented Generation (Agentic RAG) has become a widely adopted paradigm for multi-hop question answering and complex knowledge reasoning, where retrieval and reasoning are interleaved at inference time. As reasoning trajectories grow longer, failures become increasingly common. Existing approaches typically address such failures by either stopping at diagnostic analysis or rerunning the entire retrieval-reasoning pipeline, which leads to substantial computational overhead and redundant reasoning. In this paper, we propose Doctor-RAG (DR-RAG), a unified diagnose-and-repair framework that corrects failures in Agentic RAG through explicit error localization and prefix reuse, enabling minimal-cost intervention. DR-RAG decomposes failure handling into two consecutive stages: (i) trajectory-level failure diagnosis and localization, which attributes errors to a coverage-gated taxonomy and identifies the earliest failure point in the reasoning trajectory; and (ii) tool-conditioned local repair, which intervenes only at the diagnosed failure point while maximally reusing validated reasoning prefixes and retrieved evidence. By explicitly separating error attribution from correction, DR-RAG enables precise error localization, thereby avoiding expensive full-pipeline reruns and enabling targeted, efficient repair. We evaluate DR-RAG across three multi-hop question answering benchmarks, multiple agentic RAG baselines, and different backbone models. Experimental results demonstrate that DR-RAG substantially improves answer accuracy while significantly reducing reasoning token consumption compared to rerun-based repair strategies.