Task-Oriented Hybrid Beamforming for OFDM-DFRC Systems with Flexibly Controlled Space-Frequency Spectra

This paper investigates the issues of the hybrid beamforming design for the orthogonal frequency division multiplexing dual-function radar-communication (DFRC) system in multiple task scenarios involving the radar scanning and detection task and the target tracking task. To meet different task requirements of the DFRC system, we introduce two novel radar beampattern metrics, the average integrated sidelobe to minimum mainlobe ratio (AISMMR) and average peak sidelobe to integrated mainlobe ratio (APSIMR), to characterize the space-frequency spectra in different scenarios. Then, two HBF design problems are formulated for two task scenarios by minimizing the AISMMR and APSIMR respectively subject to the constraints of communication quality-of-service (QoS), power budget, and hardware. Due to the non-linearity and close coupling between the analog and digital beamformers in both the objective functions and QoS constraint, the resultant formulated problems are challenging to solve. Towards that end, a unified optimization algorithm based on a consensus alternating direction method of multipliers (CADMM) is proposed to solve these two problems. Moreover, under the unified CADMM framework, the closed-form solutions of primal variables in the original two problems are obtained with low complexity. Numerical simulations are provided to demonstrate the feasibility and effectiveness of the proposed algorithm.

Enhancing Physical Layer Security in Dual-Function Radar-Communication Systems with Hybrid Beamforming Architecture

In this letter, we investigate enhancing the physical layer security (PLS) for the dual-function radar-communication (DFRC) system with hybrid beamforming (HBF) architecture, where the base station (BS) achieves downlink communication and radar target detection simultaneously. We consider an eavesdropper intercepting the information transmitted from the BS to the downlink communication users with imperfectly known channel state information. Additionally, the location of the radar target is also imperfectly known by the BS. To enhance PLS in the considered DFRC system, we propose a novel HBF architecture, which introduces a new integrated sensing and security (I2S) symbol. The secure HBF design problem for DFRC is formulated by maximizing the minimum legitimate user communication rate subject to radar interference-plus-noise ratio, eavesdropping rate, hardware and power constraints. To solve this non-convex problem, we propose an alternating optimization based method to jointly optimize transmit and receive beamformers. Numerical simulation results validate the effectiveness of the proposed algorithm and show the superiority of the proposed I2S-aided HBF architecture for achieving DFRC and enhancing PLS.

Relative Entropy-Based Constant-Envelope Beamforming for Target Detection in Large-Scale MIMO Radar With Low-Resoultion ADCs

Hybrid digital/analog architecture and low-resolution analog-to-digital/digital-to-analog converters (ADCs /DACs) are two low-cost implementations for large-scale millimeter wave (mmWave) systems. In this paper, we investigate the problem of constant-envelope transmit beamforming for large-scale multiple-input multiple-output (MIMO) radar system, where the transmit array adopts a hybrid digital/analog architecture with a small number of RF chains and the receive array adopts a fully digital architecture with low-resolution ADCs. We derive the relative entropy between the probability density functions associated with the two test hypotheses under low-resolution ADCs. We formulate our optimization problem by maximizing the relative entropy, subject to the constant envelope and orthogonality constraints. To suboptimally solve the resultant problem, a two-stage framework is developed. In the first stage, we optimize the transmit power at the directions of the target and clutter. In the second stage, an efficient iterative algorithm based on majorization-minimization is presented to obtain the constant-envelope beamformer according to the attained transmit power. Specifically, we apply a quadratic function as the minorizer, leading to a low-complexity solution at each iteration. In addition, to further facilitate low-cost implementation of the constant-envelope beamformer, we consider the problem of one-bit beamforming design and propose an efficient iterative method based on the Nesterov-like gradient method to solve it. Numerical simulations are provided to demonstrate the effectiveness of the proposed schemes.

A Dual-Function Radar-Communication System Empowered by Beyond Diagonal Reconfigurable Intelligent Surface

This work focuses on the use of reconfigurable intelligent surface (RIS) in dual-function radar-communication (DFRC) systems to improve communication capacity and sensing precision, and enhance coverage for both functions. In contrast to most of the existing RIS aided DFRC works where the RIS is modeled as a diagonal phase shift matrix and can only reflect signals to half space, we propose a novel beyond diagonal RIS (BD-RIS) aided DFRC system. Specifically, the proposed BD-RIS supports the hybrid reflecting and transmitting mode, and is compatible with flexible single/group/fully-connected architectures, enabling the system to realize full-space coverage. To achieve the expected benefits, we jointly optimize the transmit waveform, the BD-RIS coefficients, and sensing receive filters, by maximizing the minimum signal-to-clutter-plus-noise ratio for fair target detection, subject to the constraints of the communication quality of service, different BD-RIS architectures and power budget. To solve the non-convex and non-smooth max-min problem, a general solution based on the alternating direction method of multipliers is provided for all considered BD-RIS architectures. Numerical simulations validate the efficacy of the proposed algorithm and show the superiority of the BD-RIS aided DFRC system in terms of both communication and sensing compared to conventional RIS aided DFRC.

Hybrid Beamforming in mmWave Dual-Function Radar-Communication Systems: Models, Technologies, and Challenges

As a promising technology in beyond-5G (B5G) and 6G, dual-function radar-communication (DFRC) aims to ensure both radar sensing and communication on a single integrated platform with unified signaling schemes. To achieve accurate sensing and reliable communication, large-scale arrays are anticipated to be implemented in such systems, which brings out the prominent issues on hardware cost and power consumption. To address these issues, hybrid beamforming (HBF), beyond its successful deployment in communication-only systems, could be a promising approach in the emerging DFRC ones. In this article, we investigate the development of the HBF techniques on the DFRC system in a self-contained manner. Specifically, we first introduce the basics of the HBF based DFRC system, where the system model and different receive modes are discussed with focus. Then we illustrate the corresponding design principles, which span from the performance metrics and optimization formulations to the design approaches and our preliminary results. Finally, potential extension and key research opportunities, such as the combination with the reconfigurable intelligent surface, are discussed concisely.

Dynamic Hybrid Beamforming Design for Dual-Function Radar-Communication Systems

This paper investigates dynamic hybrid beamforming (HBF) for a dual-function radar-communication (DFRC) system, where the DFRC base station (BS) simultaneously serves multiple single-antenna users and senses a target in the presence of multiple clutters. Particularly, we apply a HBF architecture with dynamic subarrays and double phase shifters in the DFRC BS. Aiming at maximizing the radar mutual information, we consider jointly designing the dynamic HBF of the DFRC system, subject to the constraints of communication quality of service (QoS), transmit power, and analog beamformer. To solve the complicated non-convex optimization, an efficient alternating optimization algorithm based on the majorization-minimization methods is developed. Simulation results verify the advancement of the considered HBF architecture and the effectiveness of the proposed design method.

Double-Phase-Shifter based Hybrid Beamforming for mmWave DFRC in the Presence of Extended Target and Clutters

In millimeter-wave (mmWave) dual-function radar-communication (DFRC) systems, hybrid beamforming (HBF) is recognized as a promising technique utilizing a limited number of radio frequency chains. In this work, in the presence of extended target and clutters, a HBF design based on the subarray connection architecture is proposed for a multiple-input multiple-output (MIMO) DFRC system. In this HBF, the double-phase-shifter (DPS) structure is embedded to further increase the design flexibility. We derive the communication spectral efficiency (SE) and radar signal-to-interference-plus-noise-ratio (SINR) with respect to the transmit HBF and radar receiver, and formulate the HBF design problem as the SE maximization subjecting to the radar SINR and power constraints. To solve the formulated nonconvex problem, the joinT Hybrid bRamforming and Radar rEceiver OptimizatioN (THEREON) is proposed, in which the radar receiver is optimized via the generalized eigenvalue decomposition, and the transmit HBF is updated with low complexity in a parallel manner using the consensus alternating direction method of multipliers (consensus-ADMM). Furthermore, we extend the proposed method to the multi-user multiple-input single-output (MU-MISO) scenario. Numerical simulations demonstrate the efficacy of the proposed algorithm and show that the solution provides a good trade-off between number of phase shifters and performance gain of the DPS HBF.

Manifold Optimization Methods for Hybrid beamforming in mmWave Dual-Function Radar-Communication System

As a cost-effective alternative, hybrid analog and digital beamforming architecture is a promising scheme for millimeter wave (mmWave) system. This paper considers two hybrid beamforming architectures, i.e. the partially-connected and fully-connected structures, for mmWave dual-function radar communication (DFRC) system, where the transmitter communicates with the downlink users and detects radar targets simultaneously. The optimization problems are formulated by minimizing a weighted summation of radar and communication performance, subject to constant modulus and power constraints. To tackle the non-convexities caused by the two resultant problems, effective Riemannian optimization algorithms are proposed. Specifically, for the fully-connected structure, a manifold algorithm based on the alternating direction method of multipliers (ADMM) is developed. While for the partially-connected structure, a low-complexity Riemannian product manifold trust region (RPM-TR) algorithm is proposed to approach the near-optional solution. Numerical simulations are provided to demonstrate the effectiveness of the proposed methods.

Joint Design of Transmit Waveform and Receive Filter for MIMO Radar with One-Bit DACs/ADCs

Adopting extremely low-resolution (e.g. one-bit) analog-to-digital converters (ADCs) and digital-to-analog converters (DACs) is able to bring a remarkable saving of low-cost and circuit power for multiple-input multiple-output (MIMO) radar.In this paper, the problem of joint design of transmit waveform and receive filter for collocated MIMO radar with a architecture of one-bit ADCs and DACs is investigated. Under this architecture, we derive the output quantized signal-to-interference-plus-noise ratio (QSINR), which is relative to the detection performance of target, in the presence of signal-dependent interference. The optimization problem is formulated by maximizing the QSINR with a binary waveform constraint. Due to the nonconvex objective and binary constraint, the resulting problem is hard to be directly solved. To this end, we propose an alternating minimization algorithm. More concretely, at each iteration, the closed-form solution of the receive filter is attained by exploiting the minimum variance distortionless response (MVDR) method, and then the one-bit waveform is optimized with the aid of the alternating direction method of multipliers (ADMM) algorithm. In addition, the performance gap between the one-bit MIMO radar and infinite-bit MIMO radar is theoretically analyzed under the noise-only case. Several numerical simulations are provided to demonstrate the effectiveness of the proposed methods.