Dual Operating Modes of In-Context Learning

In-context learning (ICL) exhibits dual operating modes: task learning, i.e., acquiring a new skill from in-context samples, and task retrieval, i.e., locating and activating a relevant pretrained skill. Recent theoretical work investigates various mathematical models to analyze ICL, but existing models explain only one operating mode at a time. We introduce a probabilistic model, with which one can explain the dual operating modes of ICL simultaneously. Focusing on in-context learning of linear functions, we extend existing models for pretraining data by introducing multiple task groups and task-dependent input distributions. We then analyze the behavior of the optimally pretrained model under the squared loss, i.e., the MMSE estimator of the label given in-context examples. Regarding pretraining task distribution as prior and in-context examples as the observation, we derive the closed-form expression of the task posterior distribution. With the closed-form expression, we obtain a quantitative understanding of the two operating modes of ICL. Furthermore, we shed light on an unexplained phenomenon observed in practice: under certain settings, the ICL risk initially increases and then decreases with more in-context examples. Our model offers a plausible explanation for this "early ascent" phenomenon: a limited number of in-context samples may lead to the retrieval of an incorrect skill, thereby increasing the risk, which will eventually diminish as task learning takes effect with more in-context samples. We also theoretically analyze ICL with biased labels, e.g., zero-shot ICL, where in-context examples are assigned random labels. Lastly, we validate our findings and predictions via experiments involving Transformers and large language models.

Pre-trained Recommender Systems: A Causal Debiasing Perspective

Recent studies on pre-trained vision/language models have demonstrated the practical benefit of a new, promising solution-building paradigm in AI where models can be pre-trained on broad data describing a generic task space and then adapted successfully to solve a wide range of downstream tasks, even when training data is severely limited (e.g., in zero- or few-shot learning scenarios). Inspired by such progress, we investigate in this paper the possibilities and challenges of adapting such a paradigm to the context of recommender systems, which is less investigated from the perspective of pre-trained model. In particular, we propose to develop a generic recommender that captures universal interaction patterns by training on generic user-item interaction data extracted from different domains, which can then be fast adapted to improve few-shot learning performance in unseen new domains (with limited data). However, unlike vision/language data which share strong conformity in the semantic space, universal patterns underlying recommendation data collected across different domains (e.g., different countries or different E-commerce platforms) are often occluded by both in-domain and cross-domain biases implicitly imposed by the cultural differences in their user and item bases, as well as their uses of different e-commerce platforms. As shown in our experiments, such heterogeneous biases in the data tend to hinder the effectiveness of the pre-trained model. To address this challenge, we further introduce and formalize a causal debiasing perspective, which is substantiated via a hierarchical Bayesian deep learning model, named PreRec. Our empirical studies on real-world data show that the proposed model could significantly improve the recommendation performance in zero- and few-shot learning settings under both cross-market and cross-platform scenarios.

LIFT: Language-Interfaced Fine-Tuning for Non-Language Machine Learning Tasks

Fine-tuning pretrained language models (LMs) without making any architectural changes has become a norm for learning various language downstream tasks. However, for non-language downstream tasks, a common practice is to employ task-specific designs for input, output layers, and loss functions. For instance, it is possible to fine-tune an LM into an MNIST classifier by replacing the word embedding layer with an image patch embedding layer, the word token output layer with a 10-way output layer, and the word prediction loss with a 10-way classification loss, respectively. A natural question arises: can LM fine-tuning solve non-language downstream tasks without changing the model architecture or loss function? To answer this, we propose Language-Interfaced Fine-Tuning (LIFT) and study its efficacy and limitations by conducting an extensive empirical study on a suite of non-language classification and regression tasks. LIFT does not make any changes to the model architecture or loss function, and it solely relies on the natural language interface, enabling "no-code machine learning with LMs." We find that LIFT performs relatively well across a wide range of low-dimensional classification and regression tasks, matching the performances of the best baselines in many cases, especially for the classification tasks. We report the experimental results on the fundamental properties of LIFT, including its inductive bias, sample efficiency, ability to extrapolate, robustness to outliers and label noise, and generalization. We also analyze a few properties/techniques specific to LIFT, e.g., context-aware learning via appropriate prompting, quantification of predictive uncertainty, and two-stage fine-tuning. Our code is available at https://github.com/UW-Madison-Lee-Lab/LanguageInterfacedFineTuning.

MOOD: Multi-level Out-of-distribution Detection

Out-of-distribution (OOD) detection is essential to prevent anomalous inputs from causing a model to fail during deployment. While improved OOD detection methods have emerged, they often rely on the final layer outputs and require a full feedforward pass for any given input. In this paper, we propose a novel framework, multi-level out-of-distribution detection MOOD, which exploits intermediate classifier outputs for dynamic and efficient OOD inference. We explore and establish a direct relationship between the OOD data complexity and optimal exit level, and show that easy OOD examples can be effectively detected early without propagating to deeper layers. At each exit, the OOD examples can be distinguished through our proposed adjusted energy score, which is both empirically and theoretically suitable for networks with multiple classifiers. We extensively evaluate MOOD across 10 OOD datasets spanning a wide range of complexities. Experiments demonstrate that MOOD achieves up to 71.05% computational reduction in inference, while maintaining competitive OOD detection performance.