Agent-Pro: Learning to Evolve via Policy-Level Reflection and Optimization

Large Language Models exhibit robust problem-solving capabilities for diverse tasks. However, most LLM-based agents are designed as specific task solvers with sophisticated prompt engineering, rather than agents capable of learning and evolving through interactions. These task solvers necessitate manually crafted prompts to inform task rules and regulate LLM behaviors, inherently incapacitating to address complex dynamic scenarios e.g., large interactive games. In light of this, we propose Agent-Pro: an LLM-based Agent with Policy-level Reflection and Optimization that can learn a wealth of expertise from interactive experiences and progressively elevate its behavioral policy. Specifically, it involves a dynamic belief generation and reflection process for policy evolution. Rather than action-level reflection, Agent-Pro iteratively reflects on past trajectories and beliefs, fine-tuning its irrational beliefs for a better policy. Moreover, a depth-first search is employed for policy optimization, ensuring continual enhancement in policy payoffs. Agent-Pro is evaluated across two games: Blackjack and Texas Hold'em, outperforming vanilla LLM and specialized models. Our results show Agent-Pro can learn and evolve in complex and dynamic scenes, which also benefits numerous LLM-based applications.

An Expression Tree Decoding Strategy for Mathematical Equation Generation

Generating mathematical equations from natural language requires an accurate understanding of the relations among math expressions. Existing approaches can be broadly categorized into token-level and expression-level generation. The former treats equations as a mathematical language, sequentially generating math tokens. Expression-level methods generate each expression one by one. However, each expression represents a solving step, and there naturally exist parallel or dependent relations between these steps, which are ignored by current sequential methods. Therefore, we integrate tree structure into the expression-level generation and advocate an expression tree decoding strategy. To generate a tree with expression as its node, we employ a layer-wise parallel decoding strategy: we decode multiple independent expressions (leaf nodes) in parallel at each layer and repeat parallel decoding layer by layer to sequentially generate these parent node expressions that depend on others. Besides, a bipartite matching algorithm is adopted to align multiple predictions with annotations for each layer. Experiments show our method outperforms other baselines, especially for these equations with complex structures.

MProto: Multi-Prototype Network with Denoised Optimal Transport for Distantly Supervised Named Entity Recognition

Distantly supervised named entity recognition (DS-NER) aims to locate entity mentions and classify their types with only knowledge bases or gazetteers and unlabeled corpus. However, distant annotations are noisy and degrade the performance of NER models. In this paper, we propose a noise-robust prototype network named MProto for the DS-NER task. Different from previous prototype-based NER methods, MProto represents each entity type with multiple prototypes to characterize the intra-class variance among entity representations. To optimize the classifier, each token should be assigned an appropriate ground-truth prototype and we consider such token-prototype assignment as an optimal transport (OT) problem. Furthermore, to mitigate the noise from incomplete labeling, we propose a novel denoised optimal transport (DOT) algorithm. Specifically, we utilize the assignment result between Other class tokens and all prototypes to distinguish unlabeled entity tokens from true negatives. Experiments on several DS-NER benchmarks demonstrate that our MProto achieves state-of-the-art performance. The source code is now available on Github.

PromptNER: Prompt Locating and Typing for Named Entity Recognition

Prompt learning is a new paradigm for utilizing pre-trained language models and has achieved great success in many tasks. To adopt prompt learning in the NER task, two kinds of methods have been explored from a pair of symmetric perspectives, populating the template by enumerating spans to predict their entity types or constructing type-specific prompts to locate entities. However, these methods not only require a multi-round prompting manner with a high time overhead and computational cost, but also require elaborate prompt templates, that are difficult to apply in practical scenarios. In this paper, we unify entity locating and entity typing into prompt learning, and design a dual-slot multi-prompt template with the position slot and type slot to prompt locating and typing respectively. Multiple prompts can be input to the model simultaneously, and then the model extracts all entities by parallel predictions on the slots. To assign labels for the slots during training, we design a dynamic template filling mechanism that uses the extended bipartite graph matching between prompts and the ground-truth entities. We conduct experiments in various settings, including resource-rich flat and nested NER datasets and low-resource in-domain and cross-domain datasets. Experimental results show that the proposed model achieves a significant performance improvement, especially in the cross-domain few-shot setting, which outperforms the state-of-the-art model by +7.7% on average.

GDA: Generative Data Augmentation Techniques for Relation Extraction Tasks

Relation extraction (RE) tasks show promising performance in extracting relations from two entities mentioned in sentences, given sufficient annotations available during training. Such annotations would be labor-intensive to obtain in practice. Existing work adopts data augmentation techniques to generate pseudo-annotated sentences beyond limited annotations. These techniques neither preserve the semantic consistency of the original sentences when rule-based augmentations are adopted, nor preserve the syntax structure of sentences when expressing relations using seq2seq models, resulting in less diverse augmentations. In this work, we propose a dedicated augmentation technique for relational texts, named GDA, which uses two complementary modules to preserve both semantic consistency and syntax structures. We adopt a generative formulation and design a multi-tasking solution to achieve synergies. Furthermore, GDA adopts entity hints as the prior knowledge of the generative model to augment diverse sentences. Experimental results in three datasets under a low-resource setting showed that GDA could bring {\em 2.0\%} F1 improvements compared with no augmentation technique. Source code and data are available.

DAMO-NLP at SemEval-2023 Task 2: A Unified Retrieval-augmented System for Multilingual Named Entity Recognition

The MultiCoNER \RNum{2} shared task aims to tackle multilingual named entity recognition (NER) in fine-grained and noisy scenarios, and it inherits the semantic ambiguity and low-context setting of the MultiCoNER \RNum{1} task. To cope with these problems, the previous top systems in the MultiCoNER \RNum{1} either incorporate the knowledge bases or gazetteers. However, they still suffer from insufficient knowledge, limited context length, single retrieval strategy. In this paper, our team \textbf{DAMO-NLP} proposes a unified retrieval-augmented system (U-RaNER) for fine-grained multilingual NER. We perform error analysis on the previous top systems and reveal that their performance bottleneck lies in insufficient knowledge. Also, we discover that the limited context length causes the retrieval knowledge to be invisible to the model. To enhance the retrieval context, we incorporate the entity-centric Wikidata knowledge base, while utilizing the infusion approach to broaden the contextual scope of the model. Also, we explore various search strategies and refine the quality of retrieval knowledge. Our system\footnote{We will release the dataset, code, and scripts of our system at {\small \url{https://github.com/modelscope/AdaSeq/tree/master/examples/U-RaNER}}.} wins 9 out of 13 tracks in the MultiCoNER \RNum{2} shared task. Additionally, we compared our system with ChatGPT, one of the large language models which have unlocked strong capabilities on many tasks. The results show that there is still much room for improvement for ChatGPT on the extraction task.

Query-based Instance Discrimination Network for Relational Triple Extraction

Joint entity and relation extraction has been a core task in the field of information extraction. Recent approaches usually consider the extraction of relational triples from a stereoscopic perspective, either learning a relation-specific tagger or separate classifiers for each relation type. However, they still suffer from error propagation, relation redundancy and lack of high-level connections between triples. To address these issues, we propose a novel query-based approach to construct instance-level representations for relational triples. By metric-based comparison between query embeddings and token embeddings, we can extract all types of triples in one step, thus eliminating the error propagation problem. In addition, we learn the instance-level representation of relational triples via contrastive learning. In this way, relational triples can not only enclose rich class-level semantics but also access to high-order global connections. Experimental results show that our proposed method achieves the state of the art on five widely used benchmarks.

Propose-and-Refine: A Two-Stage Set Prediction Network for Nested Named Entity Recognition

Nested named entity recognition (nested NER) is a fundamental task in natural language processing. Various span-based methods have been proposed to detect nested entities with span representations. However, span-based methods do not consider the relationship between a span and other entities or phrases, which is helpful in the NER task. Besides, span-based methods have trouble predicting long entities due to limited span enumeration length. To mitigate these issues, we present the Propose-and-Refine Network (PnRNet), a two-stage set prediction network for nested NER. In the propose stage, we use a span-based predictor to generate some coarse entity predictions as entity proposals. In the refine stage, proposals interact with each other, and richer contextual information is incorporated into the proposal representations. The refined proposal representations are used to re-predict entity boundaries and classes. In this way, errors in coarse proposals can be eliminated, and the boundary prediction is no longer constrained by the span enumeration length limitation. Additionally, we build multi-scale sentence representations, which better model the hierarchical structure of sentences and provide richer contextual information than token-level representations. Experiments show that PnRNet achieves state-of-the-art performance on four nested NER datasets and one flat NER dataset.

Parallel Instance Query Network for Named Entity Recognition

Named entity recognition (NER) is a fundamental task in natural language processing. Recent works treat named entity recognition as a reading comprehension task, constructing type-specific queries manually to extract entities. This paradigm suffers from three issues. First, type-specific queries can only extract one type of entities per inference, which is inefficient. Second, the extraction for different types of entities is isolated, ignoring the dependencies between them. Third, query construction relies on external knowledge and is difficult to apply to realistic scenarios with hundreds of entity types. To deal with them, we propose Parallel Instance Query Network (PIQN), which sets up global and learnable instance queries to extract entities from a sentence in a parallel manner. Each instance query predicts one entity, and by feeding all instance queries simultaneously, we can query all entities in parallel. Instead of being constructed from external knowledge, instance queries can learn their different query semantics during training. For training the model, we treat label assignment as a one-to-many Linear Assignment Problem (LAP) and dynamically assign gold entities to instance queries with minimal assignment cost. Experiments on both nested and flat NER datasets demonstrate that our proposed method outperforms previous state-of-the-art models.