Denoising Concept Vectors with Sparse Autoencoders for Improved Language Model Steering

Linear Concept Vectors have proven effective for steering large language models (LLMs). While existing approaches like linear probing and difference-in-means derive these vectors from LLM hidden representations, diverse data introduces noises (i.e., irrelevant features) that challenge steering robustness. To address this, we propose Sparse Autoencoder-Denoised Concept Vectors (SDCV), which uses Sparse Autoencoders to filter out noisy features from hidden representations. When applied to linear probing and difference-in-means, our method improves their steering success rates. We validate our noise hypothesis through counterfactual experiments and feature visualizations.

Artificial Intelligence Bias on English Language Learners in Automatic Scoring

This study investigated potential scoring biases and disparities toward English Language Learners (ELLs) when using automatic scoring systems for middle school students' written responses to science assessments. We specifically focus on examining how unbalanced training data with ELLs contributes to scoring bias and disparities. We fine-tuned BERT with four datasets: responses from (1) ELLs, (2) non-ELLs, (3) a mixed dataset reflecting the real-world proportion of ELLs and non-ELLs (unbalanced), and (4) a balanced mixed dataset with equal representation of both groups. The study analyzed 21 assessment items: 10 items with about 30,000 ELL responses, five items with about 1,000 ELL responses, and six items with about 200 ELL responses. Scoring accuracy (Acc) was calculated and compared to identify bias using Friedman tests. We measured the Mean Score Gaps (MSGs) between ELLs and non-ELLs and then calculated the differences in MSGs generated through both the human and AI models to identify the scoring disparities. We found that no AI bias and distorted disparities between ELLs and non-ELLs were found when the training dataset was large enough (ELL = 30,000 and ELL = 1,000), but concerns could exist if the sample size is limited (ELL = 200).

Beyond Input Activations: Identifying Influential Latents by Gradient Sparse Autoencoders

Sparse Autoencoders (SAEs) have recently emerged as powerful tools for interpreting and steering the internal representations of large language models (LLMs). However, conventional approaches to analyzing SAEs typically rely solely on input-side activations, without considering the causal influence between each latent feature and the model's output. This work is built on two key hypotheses: (1) activated latents do not contribute equally to the construction of the model's output, and (2) only latents with high causal influence are effective for model steering. To validate these hypotheses, we propose Gradient Sparse Autoencoder (GradSAE), a simple yet effective method that identifies the most influential latents by incorporating output-side gradient information.

A Survey on Sparse Autoencoders: Interpreting the Internal Mechanisms of Large Language Models

Large Language Models (LLMs) have revolutionized natural language processing, yet their internal mechanisms remain largely opaque. Recently, mechanistic interpretability has attracted significant attention from the research community as a means to understand the inner workings of LLMs. Among various mechanistic interpretability approaches, Sparse Autoencoders (SAEs) have emerged as a particularly promising method due to their ability to disentangle the complex, superimposed features within LLMs into more interpretable components. This paper presents a comprehensive examination of SAEs as a promising approach to interpreting and understanding LLMs. We provide a systematic overview of SAE principles, architectures, and applications specifically tailored for LLM analysis, covering theoretical foundations, implementation strategies, and recent developments in sparsity mechanisms. We also explore how SAEs can be leveraged to explain the internal workings of LLMs, steer model behaviors in desired directions, and develop more transparent training methodologies for future models. Despite the challenges that remain around SAE implementation and scaling, they continue to provide valuable tools for understanding the internal mechanisms of large language models.

Interpreting and Steering LLMs with Mutual Information-based Explanations on Sparse Autoencoders

Large language models (LLMs) excel at handling human queries, but they can occasionally generate flawed or unexpected responses. Understanding their internal states is crucial for understanding their successes, diagnosing their failures, and refining their capabilities. Although sparse autoencoders (SAEs) have shown promise for interpreting LLM internal representations, limited research has explored how to better explain SAE features, i.e., understanding the semantic meaning of features learned by SAE. Our theoretical analysis reveals that existing explanation methods suffer from the frequency bias issue, where they emphasize linguistic patterns over semantic concepts, while the latter is more critical to steer LLM behaviors. To address this, we propose using a fixed vocabulary set for feature interpretations and designing a mutual information-based objective, aiming to better capture the semantic meaning behind these features. We further propose two runtime steering strategies that adjust the learned feature activations based on their corresponding explanations. Empirical results show that, compared to baselines, our method provides more discourse-level explanations and effectively steers LLM behaviors to defend against jailbreak attacks. These findings highlight the value of explanations for steering LLM behaviors in downstream applications. We will release our code and data once accepted.

Self-Regularization with Latent Space Explanations for Controllable LLM-based Classification

Modern text classification methods heavily rely on contextual embeddings from large language models (LLMs). Compared to human-engineered features, these embeddings provide automatic and effective representations for classification model training. However, they also introduce a challenge: we lose the ability to manually remove unintended features, such as sensitive or task-irrelevant features, to guarantee regulatory compliance or improve the generalizability of classification models. This limitation arises because LLM embeddings are opaque and difficult to interpret. In this paper, we propose a novel framework to identify and regularize unintended features in the LLM latent space. Specifically, we first pre-train a sparse autoencoder (SAE) to extract interpretable features from LLM latent spaces. To ensure the SAE can capture task-specific features, we further fine-tune it on task-specific datasets. In training the classification model, we propose a simple and effective regularizer, by minimizing the similarity between the classifier weights and the identified unintended feature, to remove the impacts of these unintended features toward classification. We evaluate the proposed framework on three real-world tasks, including toxic chat detection, reward modeling, and disease diagnosis. Results show that the proposed framework can significantly improve the classifier's generalizability by regularizing those features that are not semantically correlated to each task. This work pioneers controllable text classification on LLM latent spaces by leveraging interpreted features to address generalizability, fairness, and privacy challenges. We will release our code and data once accepted.

LMOD: A Large Multimodal Ophthalmology Dataset and Benchmark for Large Vision-Language Models

Ophthalmology relies heavily on detailed image analysis for diagnosis and treatment planning. While large vision-language models (LVLMs) have shown promise in understanding complex visual information, their performance on ophthalmology images remains underexplored. We introduce LMOD, a dataset and benchmark for evaluating LVLMs on ophthalmology images, covering anatomical understanding, diagnostic analysis, and demographic extraction. LMODincludes 21,993 images spanning optical coherence tomography, scanning laser ophthalmoscopy, eye photos, surgical scenes, and color fundus photographs. We benchmark 13 state-of-the-art LVLMs and find that they are far from perfect for comprehending ophthalmology images. Models struggle with diagnostic analysis and demographic extraction, reveal weaknesses in spatial reasoning, diagnostic analysis, handling out-of-domain queries, and safeguards for handling biomarkers of ophthalmology images.

Retrieval-Enhanced Knowledge Editing for Multi-Hop Question Answering in Language Models

Large Language Models (LLMs) have shown proficiency in question-answering tasks but often struggle to integrate real-time knowledge updates, leading to potentially outdated or inaccurate responses. This problem becomes even more challenging when dealing with multi-hop questions since they require LLMs to update and integrate multiple knowledge pieces relevant to the questions. To tackle the problem, we propose the Retrieval-Augmented model Editing (RAE) framework tailored for multi-hop question answering. RAE first retrieves edited facts and then refines the language model through in-context learning. Specifically, our retrieval approach, based on mutual information maximization, leverages the reasoning abilities of LLMs to identify chain facts that na\"ive similarity-based searches might miss. Additionally, our framework incorporates a pruning strategy to eliminate redundant information from the retrieved facts, which enhances the editing accuracy and mitigates the hallucination problem. Our framework is supported by theoretical justification for its fact retrieval efficacy. Finally, comprehensive evaluation across various LLMs validates RAE's ability in providing accurate answers with updated knowledge.

Usable XAI: 10 Strategies Towards Exploiting Explainability in the LLM Era

Explainable AI (XAI) refers to techniques that provide human-understandable insights into the workings of AI models. Recently, the focus of XAI is being extended towards Large Language Models (LLMs) which are often criticized for their lack of transparency. This extension calls for a significant transformation in XAI methodologies because of two reasons. First, many existing XAI methods cannot be directly applied to LLMs due to their complexity advanced capabilities. Second, as LLMs are increasingly deployed across diverse industry applications, the role of XAI shifts from merely opening the "black box" to actively enhancing the productivity and applicability of LLMs in real-world settings. Meanwhile, unlike traditional machine learning models that are passive recipients of XAI insights, the distinct abilities of LLMs can reciprocally enhance XAI. Therefore, in this paper, we introduce Usable XAI in the context of LLMs by analyzing (1) how XAI can benefit LLMs and AI systems, and (2) how LLMs can contribute to the advancement of XAI. We introduce 10 strategies, introducing the key techniques for each and discussing their associated challenges. We also provide case studies to demonstrate how to obtain and leverage explanations. The code used in this paper can be found at: https://github.com/JacksonWuxs/UsableXAI_LLM.

InFoBench: Evaluating Instruction Following Ability in Large Language Models

This paper introduces the Decomposed Requirements Following Ratio (DRFR), a new metric for evaluating Large Language Models' (LLMs) ability to follow instructions. Addressing a gap in current methodologies, DRFR breaks down complex instructions into simpler criteria, facilitating a detailed analysis of LLMs' compliance with various aspects of tasks. Alongside this metric, we present InFoBench, a benchmark comprising 500 diverse instructions and 2,250 decomposed questions across multiple constraint categories. Our experiments compare DRFR with traditional scoring methods and explore annotation sources, including human experts, crowd-sourced workers, and GPT-4. The findings demonstrate DRFR's higher reliability and the effectiveness of using GPT-4 as a cost-efficient annotator. The evaluation of several advanced LLMs using this framework reveals their strengths and areas needing improvement, particularly in complex instruction-following. This study contributes a novel metric and benchmark, offering insights for future LLM development and evaluation.