RAFT: Reward rAnked FineTuning for Generative Foundation Model Alignment

Generative foundation models are susceptible to implicit biases that can arise from extensive unsupervised training data. Such biases can produce suboptimal samples, skewed outcomes, and unfairness, with potentially significant repercussions. Consequently, aligning these models with human ethics and preferences is an essential step toward ensuring their responsible and effective deployment in real-world applications. Prior research has primarily employed Reinforcement Learning from Human Feedback (RLHF) as a means of addressing this problem, wherein generative models are fine-tuned using RL algorithms guided by a human-feedback-informed reward model. However, the inefficiencies and instabilities associated with RL algorithms frequently present substantial obstacles to the successful alignment of generative models, necessitating the development of a more robust and streamlined approach. To this end, we introduce a new framework, Reward rAnked FineTuning (RAFT), designed to align generative models more effectively. Utilizing a reward model and a sufficient number of samples, our approach selects the high-quality samples, discarding those that exhibit undesired behavior, and subsequently assembles a streaming dataset. This dataset serves as the basis for aligning the generative model and can be employed under both offline and online settings. Notably, the sample generation process within RAFT is gradient-free, rendering it compatible with black-box generators. Through extensive experiments, we demonstrate that our proposed algorithm exhibits strong performance in the context of both large language models and diffusion models.

Crowd Counting with Sparse Annotation

This paper presents a new annotation method called Sparse Annotation (SA) for crowd counting, which reduces human labeling efforts by sparsely labeling individuals in an image. We argue that sparse labeling can reduce the redundancy of full annotation and capture more diverse information from distant individuals that is not fully captured by Partial Annotation methods. Besides, we propose a point-based Progressive Point Matching network (PPM) to better explore the crowd from the whole image with sparse annotation, which includes a Proposal Matching Network (PMN) and a Performance Restoration Network (PRN). The PMN generates pseudo-point samples using a basic point classifier, while the PRN refines the point classifier with the pseudo points to maximize performance. Our experimental results show that PPM outperforms previous semi-supervised crowd counting methods with the same amount of annotation by a large margin and achieves competitive performance with state-of-the-art fully-supervised methods.

ConvBLS: An Effective and Efficient Incremental Convolutional Broad Learning System for Image Classification

Deep learning generally suffers from enormous computational resources and time-consuming training processes. Broad Learning System (BLS) and its convolutional variants have been proposed to mitigate these issues and have achieved superb performance in image classification. However, the existing convolutional-based broad learning system (C-BLS) either lacks an efficient training method and incremental learning capability or suffers from poor performance. To this end, we propose a convolutional broad learning system (ConvBLS) based on the spherical K-means (SKM) algorithm and two-stage multi-scale (TSMS) feature fusion, which consists of the convolutional feature (CF) layer, convolutional enhancement (CE) layer, TSMS feature fusion layer, and output layer. First, unlike the current C-BLS, the simple yet efficient SKM algorithm is utilized to learn the weights of CF layers. Compared with random filters, the SKM algorithm makes the CF layer learn more comprehensive spatial features. Second, similar to the vanilla BLS, CE layers are established to expand the feature space. Third, the TSMS feature fusion layer is proposed to extract more effective multi-scale features through the integration of CF layers and CE layers. Thanks to the above design and the pseudo-inverse calculation of the output layer weights, our proposed ConvBLS method is unprecedentedly efficient and effective. Finally, the corresponding incremental learning algorithms are presented for rapid remodeling if the model deems to expand. Experiments and comparisons demonstrate the superiority of our method.

De-coupling and De-positioning Dense Self-supervised Learning

Dense Self-Supervised Learning (SSL) methods address the limitations of using image-level feature representations when handling images with multiple objects. Although the dense features extracted by employing segmentation maps and bounding boxes allow networks to perform SSL for each object, we show that they suffer from coupling and positional bias, which arise from the receptive field increasing with layer depth and zero-padding. We address this by introducing three data augmentation strategies, and leveraging them in (i) a decoupling module that aims to robustify the network to variations in the object's surroundings, and (ii) a de-positioning module that encourages the network to discard positional object information. We demonstrate the benefits of our method on COCO and on a new challenging benchmark, OpenImage-MINI, for object classification, semantic segmentation, and object detection. Our extensive experiments evidence the better generalization of our method compared to the SOTA dense SSL methods

Spatiotemporal Self-supervised Learning for Point Clouds in the Wild

Self-supervised learning (SSL) has the potential to benefit many applications, particularly those where manually annotating data is cumbersome. One such situation is the semantic segmentation of point clouds. In this context, existing methods employ contrastive learning strategies and define positive pairs by performing various augmentation of point clusters in a single frame. As such, these methods do not exploit the temporal nature of LiDAR data. In this paper, we introduce an SSL strategy that leverages positive pairs in both the spatial and temporal domain. To this end, we design (i) a point-to-cluster learning strategy that aggregates spatial information to distinguish objects; and (ii) a cluster-to-cluster learning strategy based on unsupervised object tracking that exploits temporal correspondences. We demonstrate the benefits of our approach via extensive experiments performed by self-supervised training on two large-scale LiDAR datasets and transferring the resulting models to other point cloud segmentation benchmarks. Our results evidence that our method outperforms the state-of-the-art point cloud SSL methods.

NEMTO: Neural Environment Matting for Novel View and Relighting Synthesis of Transparent Objects

We propose NEMTO, the first end-to-end neural rendering pipeline to model 3D transparent objects with complex geometry and unknown indices of refraction. Commonly used appearance modeling such as the Disney BSDF model cannot accurately address this challenging problem due to the complex light paths bending through refractions and the strong dependency of surface appearance on illumination. With 2D images of the transparent object as input, our method is capable of high-quality novel view and relighting synthesis. We leverage implicit Signed Distance Functions (SDF) to model the object geometry and propose a refraction-aware ray bending network to model the effects of light refraction within the object. Our ray bending network is more tolerant to geometric inaccuracies than traditional physically-based methods for rendering transparent objects. We provide extensive evaluations on both synthetic and real-world datasets to demonstrate our high-quality synthesis and the applicability of our method.

Environment Invariant Linear Least Squares

This paper considers a multiple environments linear regression model in which data from multiple experimental settings are collected. The joint distribution of the response variable and covariate may vary across different environments, yet the conditional expectation of $y$ given the unknown set of important variables are invariant across environments. Such a statistical model is related to the problem of endogeneity, causal inference, and transfer learning. The motivation behind it is illustrated by how the goals of prediction and attribution are inherent in estimating the true parameter and the important variable set. We construct a novel {\it environment invariant linear least squares (EILLS)} objective function, a multiple-environment version of linear least squares that leverages the above conditional expectation invariance structure and heterogeneity among different environments to determine the true parameter. Our proposed method is applicable without any additional structural knowledge and can identify the true parameter under a near-minimal identification condition. We establish non-asymptotic $\ell_2$ error bounds on the estimation error for the EILLS estimator in the presence of spurious variables. Moreover, we further show that the EILLS estimator is able to eliminate all endogenous variables and the $\ell_0$ penalized EILLS estimator can achieve variable selection consistency in high-dimensional regimes. These non-asymptotic results demonstrate the sample efficiency of the EILLS estimator and its capability to circumvent the curse of endogeneity in an algorithmic manner without any prior structural knowledge.

Provable Particle-based Primal-Dual Algorithm for Mixed Nash Equilibrium

We consider the general nonconvex nonconcave minimax problem over continuous variables. A major challenge for this problem is that a saddle point may not exist. In order to resolve this difficulty, we consider the related problem of finding a Mixed Nash Equilibrium, which is a randomized strategy represented by probability distributions over the continuous variables. We propose a Particle-based Primal-Dual Algorithm (PPDA) for a weakly entropy-regularized min-max optimization procedure over the probability distributions, which employs the stochastic movements of particles to represent the updates of random strategies for the mixed Nash Equilibrium. A rigorous convergence analysis of the proposed algorithm is provided. Compared to previous works that try to update particle weights without movements, PPDA is the first implementable particle-based algorithm with non-asymptotic quantitative convergence results, running time, and sample complexity guarantees. Our framework gives new insights into the design of particle-based algorithms for continuous min-max optimization in the general nonconvex nonconcave setting.

Active Prompting with Chain-of-Thought for Large Language Models

The increasing scale of large language models (LLMs) brings emergent abilities to various complex tasks requiring reasoning, such as arithmetic and commonsense reasoning. It is known that the effective design of task-specific prompts is critical for LLMs' ability to produce high-quality answers. In particular, an effective approach for complex question-and-answer tasks is example-based prompting with chain-of-thought (CoT) reasoning, which significantly improves the performance of LLMs. However, current CoT methods rely on a fixed set of human-annotated exemplars, which are not necessarily the most effective examples for different tasks. This paper proposes a new method, Active-Prompt, to adapt LLMs to different tasks with task-specific example prompts (annotated with human-designed CoT reasoning). For this purpose, we propose a solution to the key problem of determining which questions are the most important and helpful ones to annotate from a pool of task-specific queries. By borrowing ideas from the related problem of uncertainty-based active learning, we introduce several metrics to characterize the uncertainty so as to select the most uncertain questions for annotation. Experimental results demonstrate the superiority of our proposed method, achieving state-of-the-art on eight complex reasoning tasks. Further analyses of different uncertainty metrics, pool sizes, zero-shot learning, and accuracy-uncertainty relationship demonstrate the effectiveness of our method. Our code will be available at https://github.com/shizhediao/active-prompt.

Automatic Prompt Augmentation and Selection with Chain-of-Thought from Labeled Data

Chain-of-thought prompting (CoT) advances the reasoning abilities of large language models (LLMs) and achieves superior performance in arithmetic, commonsense, and symbolic reasoning tasks. However, most CoT studies rely on carefully designed human-annotated rational chains to prompt the language model, which poses challenges for real-world applications where labeled training data is available without human-annotated rational chains. This creates barriers to applications of CoT prompting to these general tasks. This paper proposes a new strategy, Automate-CoT (Automatic Prompt Augmentation and Selection with Chain-of-Thought), that can bypass human engineering of CoTs by automatically augmenting rational chains from a small labeled dataset, and then pruning low-quality chains to construct a candidate pool of machine-generated rationale chains based on the labels. Finally, it selects the optimal combination of several rationale chains from the pool for CoT prompting by employing a variance-reduced policy gradient strategy to estimate the significance of each example in a black-box language model. Automate-CoT enables a quick adaptation of the CoT technique to different tasks. Experimental results demonstrate the effectiveness of our method, where state-of-the-art results are achieved on arithmetic reasoning (+2.7\%), commonsense reasoning (+3.4\%), symbolic reasoning (+3.2\%), and non-reasoning tasks (+2.5\%). Our code will be available at https://github.com/shizhediao/automate-cot.