Understanding Deep Gradient Leakage via Inversion Influence Functions

Deep Gradient Leakage (DGL) is a highly effective attack that recovers private training images from gradient vectors. This attack casts significant privacy challenges on distributed learning from clients with sensitive data, where clients are required to share gradients. Defending against such attacks requires but lacks an understanding of when and how privacy leakage happens, mostly because of the black-box nature of deep networks. In this paper, we propose a novel Inversion Influence Function (I$^2$F) that establishes a closed-form connection between the recovered images and the private gradients by implicitly solving the DGL problem. Compared to directly solving DGL, I$^2$F is scalable for analyzing deep networks, requiring only oracle access to gradients and Jacobian-vector products. We empirically demonstrate that I$^2$F effectively approximated the DGL generally on different model architectures, datasets, attack implementations, and noise-based defenses. With this novel tool, we provide insights into effective gradient perturbation directions, the unfairness of privacy protection, and privacy-preferred model initialization. Our codes are provided in https://github.com/illidanlab/inversion-influence-function.

Safe and Robust Watermark Injection with a Single OoD Image

Training a high-performance deep neural network requires large amounts of data and computational resources. Protecting the intellectual property (IP) and commercial ownership of a deep model is challenging yet increasingly crucial. A major stream of watermarking strategies implants verifiable backdoor triggers by poisoning training samples, but these are often unrealistic due to data privacy and safety concerns and are vulnerable to minor model changes such as fine-tuning. To overcome these challenges, we propose a safe and robust backdoor-based watermark injection technique that leverages the diverse knowledge from a single out-of-distribution (OoD) image, which serves as a secret key for IP verification. The independence of training data makes it agnostic to third-party promises of IP security. We induce robustness via random perturbation of model parameters during watermark injection to defend against common watermark removal attacks, including fine-tuning, pruning, and model extraction. Our experimental results demonstrate that the proposed watermarking approach is not only time- and sample-efficient without training data, but also robust against the watermark removal attacks above.

FedNoisy: Federated Noisy Label Learning Benchmark

Federated learning has gained popularity for distributed learning without aggregating sensitive data from clients. But meanwhile, the distributed and isolated nature of data isolation may be complicated by data quality, making it more vulnerable to noisy labels. Many efforts exist to defend against the negative impacts of noisy labels in centralized or federated settings. However, there is a lack of a benchmark that comprehensively considers the impact of noisy labels in a wide variety of typical FL settings. In this work, we serve the first standardized benchmark that can help researchers fully explore potential federated noisy settings. Also, we conduct comprehensive experiments to explore the characteristics of these data settings and unravel challenging scenarios on the federated noisy label learning, which may guide method development in the future. We highlight the 20 basic settings for more than 5 datasets proposed in our benchmark and standardized simulation pipeline for federated noisy label learning. We hope this benchmark can facilitate idea verification in federated learning with noisy labels. \texttt{FedNoisy} is available at \codeword{https://github.com/SMILELab-FL/FedNoisy}.

Revisiting Data-Free Knowledge Distillation with Poisoned Teachers

Data-free knowledge distillation (KD) helps transfer knowledge from a pre-trained model (known as the teacher model) to a smaller model (known as the student model) without access to the original training data used for training the teacher model. However, the security of the synthetic or out-of-distribution (OOD) data required in data-free KD is largely unknown and under-explored. In this work, we make the first effort to uncover the security risk of data-free KD w.r.t. untrusted pre-trained models. We then propose Anti-Backdoor Data-Free KD (ABD), the first plug-in defensive method for data-free KD methods to mitigate the chance of potential backdoors being transferred. We empirically evaluate the effectiveness of our proposed ABD in diminishing transferred backdoor knowledge while maintaining compatible downstream performances as the vanilla KD. We envision this work as a milestone for alarming and mitigating the potential backdoors in data-free KD. Codes are released at https://github.com/illidanlab/ABD.

On the Hardness of Robustness Transfer: A Perspective from Rademacher Complexity over Symmetric Difference Hypothesis Space

Recent studies demonstrated that the adversarially robust learning under $\ell_\infty$ attack is harder to generalize to different domains than standard domain adaptation. How to transfer robustness across different domains has been a key question in domain adaptation field. To investigate the fundamental difficulty behind adversarially robust domain adaptation (or robustness transfer), we propose to analyze a key complexity measure that controls the cross-domain generalization: the adversarial Rademacher complexity over {\em symmetric difference hypothesis space} $\mathcal{H} \Delta \mathcal{H}$. For linear models, we show that adversarial version of this complexity is always greater than the non-adversarial one, which reveals the intrinsic hardness of adversarially robust domain adaptation. We also establish upper bounds on this complexity measure. Then we extend them to the ReLU neural network class by upper bounding the adversarial Rademacher complexity in the binary classification setting. Finally, even though the robust domain adaptation is provably harder, we do find positive relation between robust learning and standard domain adaptation. We explain \emph{how adversarial training helps domain adaptation in terms of standard risk}. We believe our results initiate the study of the generalization theory of adversarially robust domain adaptation, and could shed lights on distributed adversarially robust learning from heterogeneous sources, e.g., federated learning scenario.

A Privacy-Preserving Hybrid Federated Learning Framework for Financial Crime Detection

The recent decade witnessed a surge of increase in financial crimes across the public and private sectors, with an average cost of scams of \$102m to financial institutions in 2022. Developing a mechanism for battling financial crimes is an impending task that requires in-depth collaboration from multiple institutions, and yet such collaboration imposed significant technical challenges due to the privacy and security requirements of distributed financial data. For example, consider the Society for Worldwide Interbank Financial Telecommunications (SWIFT) system, which generates 42 million transactions per day across its 11,000 global institutions. Training a detection model of fraudulent transactions requires not only secured SWIFT transactions but also the private account activities of those involved in each transaction from corresponding bank systems. The distributed nature of both samples and features prevents most existing learning systems from being directly adopted to handle the data mining task. In this paper, we collectively address these challenges by proposing a hybrid federated learning system that offers secure and privacy-aware learning and inference for financial crime detection. We conduct extensive empirical studies to evaluate the proposed framework's detection performance and privacy-protection capability, evaluating its robustness against common malicious attacks of collaborative learning. We release our source code at https://github.com/illidanlab/HyFL .

Outsourcing Training without Uploading Data via Efficient Collaborative Open-Source Sampling

As deep learning blooms with growing demand for computation and data resources, outsourcing model training to a powerful cloud server becomes an attractive alternative to training at a low-power and cost-effective end device. Traditional outsourcing requires uploading device data to the cloud server, which can be infeasible in many real-world applications due to the often sensitive nature of the collected data and the limited communication bandwidth. To tackle these challenges, we propose to leverage widely available open-source data, which is a massive dataset collected from public and heterogeneous sources (e.g., Internet images). We develop a novel strategy called Efficient Collaborative Open-source Sampling (ECOS) to construct a proximal proxy dataset from open-source data for cloud training, in lieu of client data. ECOS probes open-source data on the cloud server to sense the distribution of client data via a communication- and computation-efficient sampling process, which only communicates a few compressed public features and client scalar responses. Extensive empirical studies show that the proposed ECOS improves the quality of automated client labeling, model compression, and label outsourcing when applied in various learning scenarios.

Trap and Replace: Defending Backdoor Attacks by Trapping Them into an Easy-to-Replace Subnetwork

Deep neural networks (DNNs) are vulnerable to backdoor attacks. Previous works have shown it extremely challenging to unlearn the undesired backdoor behavior from the network, since the entire network can be affected by the backdoor samples. In this paper, we propose a brand-new backdoor defense strategy, which makes it much easier to remove the harmful influence of backdoor samples from the model. Our defense strategy, \emph{Trap and Replace}, consists of two stages. In the first stage, we bait and trap the backdoors in a small and easy-to-replace subnetwork. Specifically, we add an auxiliary image reconstruction head on top of the stem network shared with a light-weighted classification head. The intuition is that the auxiliary image reconstruction task encourages the stem network to keep sufficient low-level visual features that are hard to learn but semantically correct, instead of overfitting to the easy-to-learn but semantically incorrect backdoor correlations. As a result, when trained on backdoored datasets, the backdoors are easily baited towards the unprotected classification head, since it is much more vulnerable than the shared stem, leaving the stem network hardly poisoned. In the second stage, we replace the poisoned light-weighted classification head with an untainted one, by re-training it from scratch only on a small holdout dataset with clean samples, while fixing the stem network. As a result, both the stem and the classification head in the final network are hardly affected by backdoor training samples. We evaluate our method against ten different backdoor attacks. Our method outperforms previous state-of-the-art methods by up to $20.57\%$, $9.80\%$, and $13.72\%$ attack success rate and on-average $3.14\%$, $1.80\%$, and $1.21\%$ clean classification accuracy on CIFAR10, GTSRB, and ImageNet-12, respectively. Code is available online.

How Robust is Your Fairness? Evaluating and Sustaining Fairness under Unseen Distribution Shifts

Increasing concerns have been raised on deep learning fairness in recent years. Existing fairness-aware machine learning methods mainly focus on the fairness of in-distribution data. However, in real-world applications, it is common to have distribution shift between the training and test data. In this paper, we first show that the fairness achieved by existing methods can be easily broken by slight distribution shifts. To solve this problem, we propose a novel fairness learning method termed CUrvature MAtching (CUMA), which can achieve robust fairness generalizable to unseen domains with unknown distributional shifts. Specifically, CUMA enforces the model to have similar generalization ability on the majority and minority groups, by matching the loss curvature distributions of the two groups. We evaluate our method on three popular fairness datasets. Compared with existing methods, CUMA achieves superior fairness under unseen distribution shifts, without sacrificing either the overall accuracy or the in-distribution fairness.