Scaling Data Diversity for Fine-Tuning Language Models in Human Alignment

Alignment with human preference prevents large language models (LLMs) from generating misleading or toxic content while requiring high-cost human feedback. Assuming resources of human annotation are limited, there are two different ways of allocating considered: more diverse PROMPTS or more diverse RESPONSES to be labeled. Nonetheless, a straightforward comparison between their impact is absent. In this work, we first control the diversity of both sides according to the number of samples for fine-tuning, which can directly reflect their influence. We find that instead of numerous prompts, more responses but fewer prompts better trigger LLMs for human alignment. Additionally, the concept of diversity for prompts can be more complex than responses that are typically quantified by single digits. Consequently, a new formulation of prompt diversity is proposed, further implying a linear correlation with the final performance of LLMs after fine-tuning. We also leverage it on data augmentation and conduct experiments to show its effect on different algorithms.

Utilizing Local Hierarchy with Adversarial Training for Hierarchical Text Classification

Hierarchical text classification (HTC) is a challenging subtask of multi-label classification due to its complex taxonomic structure. Nearly all recent HTC works focus on how the labels are structured but ignore the sub-structure of ground-truth labels according to each input text which contains fruitful label co-occurrence information. In this work, we introduce this local hierarchy with an adversarial framework. We propose a HiAdv framework that can fit in nearly all HTC models and optimize them with the local hierarchy as auxiliary information. We test on two typical HTC models and find that HiAdv is effective in all scenarios and is adept at dealing with complex taxonomic hierarchies. Further experiments demonstrate that the promotion of our framework indeed comes from the local hierarchy and the local hierarchy is beneficial for rare classes which have insufficient training data.

ICDPO: Effectively Borrowing Alignment Capability of Others via In-context Direct Preference Optimization

Large Language Models (LLMs) rely on Human Preference Alignment (HPA) to ensure the generation of safe content. Due to the heavy cost associated with fine-tuning, fine-tuning-free methods have emerged, typically modifying LLM decoding with external auxiliary methods. However, these methods do not essentially enhance the LLM itself. In this paper, we rethink the derivation procedures of DPO, based on which we conversely build an instant scorer using the states of the LLM before and after In-context Learning (ICL). Accordingly, we propose a novel approach called In-Context Direct Preference Optimization (ICDPO). It enables LLMs to borrow the HPA capabilities from superior LLMs with ICL, generating well-aligned responses as estimated by the aforementioned instant scorer, thereby enhancing the final performance. ICDPO can be further enhanced with a two-stage retriever and an upgraded scorer, both offering benefits. Extensive experiments show its effectiveness, particularly in outperforming two fine-tuning-free baselines, and it exhibits competitiveness with SFT + LoRA. We also conduct detailed analyses to offer comprehensive insights into ICDPO.

Preference Ranking Optimization for Human Alignment

Large language models (LLMs) often contain misleading content, emphasizing the need to align them with human values to ensure secur AI systems. Reinforcement learning from human feedback (RLHF) has been employed to achieve this alignment by combining a reward model, typically based on Bradley-Terry paired comparison, with an RL algorithm such as Proximal Policy Optimization (PPO) to optimize LLM responses. However, RLHF exhibits complexity, instability, and sensitivity to hyperparameters. In this paper, we propose Preference Ranking Optimization (PRO) as an alternative to PPO for directly aligning LLMs with the Bradley-Terry comparison. PRO extends the pairwise Bradley-Terry comparison to accommodate preference rankings of any length. By iteratively contrasting the likelihood of generating responses, PRO instructs the LLM to prioritize the best response while progressively ranking the remaining responses. In this manner, PRO effectively transforms human alignment into aligning the probability ranking of $n$ responses generated by LLM with the preference ranking of humans towards these responses. Experiments have shown that PRO outperforms existing alignment algorithms, achieving comparable results to ChatGPT and human responses through automatic-based, reward-based, GPT-4, and human evaluations. Furthermore, we demonstrate that longer, more diverse, and higher-quality preference ranking sequences can consistently enhance the performance of human alignment.

Semiparametric Language Models Are Scalable Continual Learners

Semiparametric language models (LMs) have shown promise in continuously learning from new text data by combining a parameterized neural LM with a growable non-parametric memory for memorizing new content. However, conventional semiparametric LMs will finally become prohibitive for computing and storing if they are applied to continual learning over streaming data, because the non-parametric memory grows linearly with the amount of data they learn from over time. To address the issue of scalability, we present a simple and intuitive approach called Selective Memorization (SeMem), which only memorizes difficult samples that the model is likely to struggle with. We demonstrate that SeMem improves the scalability of semiparametric LMs for continual learning over streaming data in two ways: (1) data-wise scalability: as the model becomes stronger through continual learning, it will encounter fewer difficult cases that need to be memorized, causing the growth of the non-parametric memory to slow down over time rather than growing at a linear rate with the size of training data; (2) model-wise scalability: SeMem allows a larger model to memorize fewer samples than its smaller counterpart because it is rarer for a larger model to encounter incomprehensible cases, resulting in a non-parametric memory that does not scale linearly with model size. We conduct extensive experiments in language modeling and downstream tasks to test SeMem's results, showing SeMem enables a semiparametric LM to be a scalable continual learner with little forgetting.

A Unified Framework for Multi-intent Spoken Language Understanding with prompting

Multi-intent Spoken Language Understanding has great potential for widespread implementation. Jointly modeling Intent Detection and Slot Filling in it provides a channel to exploit the correlation between intents and slots. However, current approaches are apt to formulate these two sub-tasks differently, which leads to two issues: 1) It hinders models from effective extraction of shared features. 2) Pretty complicated structures are involved to enhance expression ability while causing damage to the interpretability of frameworks. In this work, we describe a Prompt-based Spoken Language Understanding (PromptSLU) framework, to intuitively unify two sub-tasks into the same form by offering a common pre-trained Seq2Seq model. In detail, ID and SF are completed by concisely filling the utterance into task-specific prompt templates as input, and sharing output formats of key-value pairs sequence. Furthermore, variable intents are predicted first, then naturally embedded into prompts to guide slot-value pairs inference from a semantic perspective. Finally, we are inspired by prevalent multi-task learning to introduce an auxiliary sub-task, which helps to learn relationships among provided labels. Experiment results show that our framework outperforms several state-of-the-art baselines on two public datasets.

HPT: Hierarchy-aware Prompt Tuning for Hierarchical Text Classification

Hierarchical text classification (HTC) is a challenging subtask of multi-label classification due to its complex label hierarchy. Recently, the pretrained language models (PLM) have been widely adopted in HTC through a fine-tuning paradigm. However, in this paradigm, there exists a huge gap between the classification tasks with sophisticated label hierarchy and the masked language model (MLM) pretraining tasks of PLMs and thus the potentials of PLMs can not be fully tapped. To bridge the gap, in this paper, we propose HPT, a Hierarchy-aware Prompt Tuning method to handle HTC from a multi-label MLM perspective. Specifically, we construct dynamic virtual template and label words which take the form of soft prompts to fuse the label hierarchy knowledge and introduce a zero-bounded multi-label cross entropy loss to harmonize the objectives of HTC and MLM. Extensive experiments show HPT achieves the state-of-the-art performances on 3 popular HTC datasets and is adept at handling the imbalance and low resource situations.

Incorporating Hierarchy into Text Encoder: a Contrastive Learning Approach for Hierarchical Text Classification

Hierarchical text classification is a challenging subtask of multi-label classification due to its complex label hierarchy. Existing methods encode text and label hierarchy separately and mix their representations for classification, where the hierarchy remains unchanged for all input text. Instead of modeling them separately, in this work, we propose Hierarchy-guided Contrastive Learning (HGCLR) to directly embed the hierarchy into a text encoder. During training, HGCLR constructs positive samples for input text under the guidance of the label hierarchy. By pulling together the input text and its positive sample, the text encoder can learn to generate the hierarchy-aware text representation independently. Therefore, after training, the HGCLR enhanced text encoder can dispense with the redundant hierarchy. Extensive experiments on three benchmark datasets verify the effectiveness of HGCLR.

Confidence Calibration for Intent Detection via Hyperspherical Space and Rebalanced Accuracy-Uncertainty Loss

Data-driven methods have achieved notable performance on intent detection, which is a task to comprehend user queries. Nonetheless, they are controversial for over-confident predictions. In some scenarios, users do not only care about the accuracy but also the confidence of model. Unfortunately, mainstream neural networks are poorly calibrated, with a large gap between accuracy and confidence. To handle this problem defined as confidence calibration, we propose a model using the hyperspherical space and rebalanced accuracy-uncertainty loss. Specifically, we project the label vector onto hyperspherical space uniformly to generate a dense label representation matrix, which mitigates over-confident predictions due to overfitting sparce one-hot label matrix. Besides, we rebalance samples of different accuracy and uncertainty to better guide model training. Experiments on the open datasets verify that our model outperforms the existing calibration methods and achieves a significant improvement on the calibration metric.