Direct Advantage Regression: Aligning LLMs with Online AI Reward

Online AI Feedback (OAIF) presents a promising alternative to Reinforcement Learning from Human Feedback (RLHF) by utilizing online AI preference in aligning language models (LLMs). However, the straightforward replacement of humans with AI deprives LLMs from learning more fine-grained AI supervision beyond binary signals. In this paper, we propose Direct Advantage Regression (DAR), a simple alignment algorithm using online AI reward to optimize policy improvement through weighted supervised fine-tuning. As an RL-free approach, DAR maintains theoretical consistency with online RLHF pipelines while significantly reducing implementation complexity and improving learning efficiency. Our empirical results underscore that AI reward is a better form of AI supervision consistently achieving higher human-AI agreement as opposed to AI preference. Additionally, evaluations using GPT-4-Turbo and MT-bench show that DAR outperforms both OAIF and online RLHF baselines.

Beyond Words: Augmenting Discriminative Richness via Diffusions in Unsupervised Prompt Learning

Fine-tuning vision-language models (VLMs) with large amounts of unlabeled data has recently garnered significant interest. However, a key challenge remains the lack of high-quality pseudo-labeled data. Current pseudo-labeling strategies often struggle with mismatches between semantic and visual information, leading to sub-optimal performance of unsupervised prompt learning (UPL) methods. In this paper, we introduce a simple yet effective approach called \textbf{A}ugmenting D\textbf{i}scriminative \textbf{R}ichness via Diffusions (AiR), toward learning a richer discriminating way to represent the class comprehensively and thus facilitate classification. Specifically, our approach includes a pseudo-label generation module that leverages high-fidelity synthetic samples to create an auxiliary classifier, which captures richer visual variation, bridging text-image-pair classification to a more robust image-image-pair classification. Additionally, we exploit the diversity of diffusion-based synthetic samples to enhance prompt learning, providing greater information for semantic-visual alignment. Extensive experiments on five public benchmarks, including RESISC45 and Flowers102, and across three learning paradigms-UL, SSL, and TRZSL-demonstrate that AiR achieves substantial and consistent performance improvements over state-of-the-art unsupervised prompt learning methods.

Balancing Two Classifiers via A Simplex ETF Structure for Model Calibration

In recent years, deep neural networks (DNNs) have demonstrated state-of-the-art performance across various domains. However, despite their success, they often face calibration issues, particularly in safety-critical applications such as autonomous driving and healthcare, where unreliable predictions can have serious consequences. Recent research has started to improve model calibration from the view of the classifier. However, the exploration of designing the classifier to solve the model calibration problem is insufficient. Let alone most of the existing methods ignore the calibration errors arising from underconfidence. In this work, we propose a novel method by balancing learnable and ETF classifiers to solve the overconfidence or underconfidence problem for model Calibration named BalCAL. By introducing a confidence-tunable module and a dynamic adjustment method, we ensure better alignment between model confidence and its true accuracy. Extensive experimental validation shows that ours significantly improves model calibration performance while maintaining high predictive accuracy, outperforming existing techniques. This provides a novel solution to the calibration challenges commonly encountered in deep learning.

MCAT: Visual Query-Based Localization of Standard Anatomical Clips in Fetal Ultrasound Videos Using Multi-Tier Class-Aware Token Transformer

Accurate standard plane acquisition in fetal ultrasound (US) videos is crucial for fetal growth assessment, anomaly detection, and adherence to clinical guidelines. However, manually selecting standard frames is time-consuming and prone to intra- and inter-sonographer variability. Existing methods primarily rely on image-based approaches that capture standard frames and then classify the input frames across different anatomies. This ignores the dynamic nature of video acquisition and its interpretation. To address these challenges, we introduce Multi-Tier Class-Aware Token Transformer (MCAT), a visual query-based video clip localization (VQ-VCL) method, to assist sonographers by enabling them to capture a quick US sweep. By then providing a visual query of the anatomy they wish to analyze, MCAT returns the video clip containing the standard frames for that anatomy, facilitating thorough screening for potential anomalies. We evaluate MCAT on two ultrasound video datasets and a natural image VQ-VCL dataset based on Ego4D. Our model outperforms state-of-the-art methods by 10% and 13% mIoU on the ultrasound datasets and by 5.35% mIoU on the Ego4D dataset, using 96% fewer tokens. MCAT's efficiency and accuracy have significant potential implications for public health, especially in low- and middle-income countries (LMICs), where it may enhance prenatal care by streamlining standard plane acquisition, simplifying US-based screening, diagnosis and allowing sonographers to examine more patients.

FedAWA: Adaptive Optimization of Aggregation Weights in Federated Learning Using Client Vectors

Federated Learning (FL) has emerged as a promising framework for distributed machine learning, enabling collaborative model training without sharing local data, thereby preserving privacy and enhancing security. However, data heterogeneity resulting from differences across user behaviors, preferences, and device characteristics poses a significant challenge for federated learning. Most previous works overlook the adjustment of aggregation weights, relying solely on dataset size for weight assignment, which often leads to unstable convergence and reduced model performance. Recently, several studies have sought to refine aggregation strategies by incorporating dataset characteristics and model alignment. However, adaptively adjusting aggregation weights while ensuring data security-without requiring additional proxy data-remains a significant challenge. In this work, we propose Federated learning with Adaptive Weight Aggregation (FedAWA), a novel method that adaptively adjusts aggregation weights based on client vectors during the learning process. The client vector captures the direction of model updates, reflecting local data variations, and is used to optimize the aggregation weight without requiring additional datasets or violating privacy. By assigning higher aggregation weights to local models whose updates align closely with the global optimization direction, FedAWA enhances the stability and generalization of the global model. Extensive experiments under diverse scenarios demonstrate the superiority of our method, providing a promising solution to the challenges of data heterogeneity in federated learning.

FedLWS: Federated Learning with Adaptive Layer-wise Weight Shrinking

In Federated Learning (FL), weighted aggregation of local models is conducted to generate a new global model, and the aggregation weights are typically normalized to 1. A recent study identifies the global weight shrinking effect in FL, indicating an enhancement in the global model's generalization when the sum of weights (i.e., the shrinking factor) is smaller than 1, where how to learn the shrinking factor becomes crucial. However, principled approaches to this solution have not been carefully studied from the adequate consideration of privacy concerns and layer-wise distinctions. To this end, we propose a novel model aggregation strategy, Federated Learning with Adaptive Layer-wise Weight Shrinking (FedLWS), which adaptively designs the shrinking factor in a layer-wise manner and avoids optimizing the shrinking factors on a proxy dataset. We initially explored the factors affecting the shrinking factor during the training process. Then we calculate the layer-wise shrinking factors by considering the distinctions among each layer of the global model. FedLWS can be easily incorporated with various existing methods due to its flexibility. Extensive experiments under diverse scenarios demonstrate the superiority of our method over several state-of-the-art approaches, providing a promising tool for enhancing the global model in FL.

Neural Topic Modeling with Large Language Models in the Loop

Topic modeling is a fundamental task in natural language processing, allowing the discovery of latent thematic structures in text corpora. While Large Language Models (LLMs) have demonstrated promising capabilities in topic discovery, their direct application to topic modeling suffers from issues such as incomplete topic coverage, misalignment of topics, and inefficiency. To address these limitations, we propose LLM-ITL, a novel LLM-in-the-loop framework that integrates LLMs with many existing Neural Topic Models (NTMs). In LLM-ITL, global topics and document representations are learned through the NTM, while an LLM refines the topics via a confidence-weighted Optimal Transport (OT)-based alignment objective. This process enhances the interpretability and coherence of the learned topics, while maintaining the efficiency of NTMs. Extensive experiments demonstrate that LLM-ITL can help NTMs significantly improve their topic interpretability while maintaining the quality of document representation.

PTaRL: Prototype-based Tabular Representation Learning via Space Calibration

Tabular data have been playing a mostly important role in diverse real-world fields, such as healthcare, engineering, finance, etc. With the recent success of deep learning, many tabular machine learning (ML) methods based on deep networks (e.g., Transformer, ResNet) have achieved competitive performance on tabular benchmarks. However, existing deep tabular ML methods suffer from the representation entanglement and localization, which largely hinders their prediction performance and leads to performance inconsistency on tabular tasks. To overcome these problems, we explore a novel direction of applying prototype learning for tabular ML and propose a prototype-based tabular representation learning framework, PTaRL, for tabular prediction tasks. The core idea of PTaRL is to construct prototype-based projection space (P-Space) and learn the disentangled representation around global data prototypes. Specifically, PTaRL mainly involves two stages: (i) Prototype Generation, that constructs global prototypes as the basis vectors of P-Space for representation, and (ii) Prototype Projection, that projects the data samples into P-Space and keeps the core global data information via Optimal Transport. Then, to further acquire the disentangled representations, we constrain PTaRL with two strategies: (i) to diversify the coordinates towards global prototypes of different representations within P-Space, we bring up a diversification constraint for representation calibration; (ii) to avoid prototype entanglement in P-Space, we introduce a matrix orthogonalization constraint to ensure the independence of global prototypes. Finally, we conduct extensive experiments in PTaRL coupled with state-of-the-art deep tabular ML models on various tabular benchmarks and the results have shown our consistent superiority.

CLIP-DR: Textual Knowledge-Guided Diabetic Retinopathy Grading with Ranking-aware Prompting

Diabetic retinopathy (DR) is a complication of diabetes and usually takes decades to reach sight-threatening levels. Accurate and robust detection of DR severity is critical for the timely management and treatment of diabetes. However, most current DR grading methods suffer from insufficient robustness to data variability (\textit{e.g.} colour fundus images), posing a significant difficulty for accurate and robust grading. In this work, we propose a novel DR grading framework CLIP-DR based on three observations: 1) Recent pre-trained visual language models, such as CLIP, showcase a notable capacity for generalisation across various downstream tasks, serving as effective baseline models. 2) The grading of image-text pairs for DR often adheres to a discernible natural sequence, yet most existing DR grading methods have primarily overlooked this aspect. 3) A long-tailed distribution among DR severity levels complicates the grading process. This work proposes a novel ranking-aware prompting strategy to help the CLIP model exploit the ordinal information. Specifically, we sequentially design learnable prompts between neighbouring text-image pairs in two different ranking directions. Additionally, we introduce a Similarity Matrix Smooth module into the structure of CLIP to balance the class distribution. Finally, we perform extensive comparisons with several state-of-the-art methods on the GDRBench benchmark, demonstrating our CLIP-DR's robustness and superior performance. The implementation code is available \footnote{\url{https://github.com/Qinkaiyu/CLIP-DR}

LLM Reading Tea Leaves: Automatically Evaluating Topic Models with Large Language Models

Topic modeling has been a widely used tool for unsupervised text analysis. However, comprehensive evaluations of a topic model remain challenging. Existing evaluation methods are either less comparable across different models (e.g., perplexity) or focus on only one specific aspect of a model (e.g., topic quality or document representation quality) at a time, which is insufficient to reflect the overall model performance. In this paper, we propose WALM (Words Agreement with Language Model), a new evaluation method for topic modeling that comprehensively considers the semantic quality of document representations and topics in a joint manner, leveraging the power of large language models (LLMs). With extensive experiments involving different types of topic models, WALM is shown to align with human judgment and can serve as a complementary evaluation method to the existing ones, bringing a new perspective to topic modeling. Our software package will be available at https://github.com/Xiaohao-Yang/Topic_Model_Evaluation, which can be integrated with many widely used topic models.