LLM Meeting Decision Trees on Tabular Data

Tabular data have been playing a vital role in diverse real-world fields, including healthcare, finance, etc. With the recent success of Large Language Models (LLMs), early explorations of extending LLMs to the domain of tabular data have been developed. Most of these LLM-based methods typically first serialize tabular data into natural language descriptions, and then tune LLMs or directly infer on these serialized data. However, these methods suffer from two key inherent issues: (i) data perspective: existing data serialization methods lack universal applicability for structured tabular data, and may pose privacy risks through direct textual exposure, and (ii) model perspective: LLM fine-tuning methods struggle with tabular data, and in-context learning scalability is bottle-necked by input length constraints (suitable for few-shot learning). This work explores a novel direction of integrating LLMs into tabular data throughough logical decision tree rules as intermediaries, proposes a decision tree enhancer with LLM-derived rule for tabular prediction, DeLTa. The proposed DeLTa avoids tabular data serialization, and can be applied to full data learning setting without LLM fine-tuning. Specifically, we leverage the reasoning ability of LLMs to redesign an improved rule given a set of decision tree rules. Furthermore, we provide a calibration method for original decision trees via new generated rule by LLM, which approximates the error correction vector to steer the original decision tree predictions in the direction of ``errors'' reducing. Finally, extensive experiments on diverse tabular benchmarks show that our method achieves state-of-the-art performance.

FedLWS: Federated Learning with Adaptive Layer-wise Weight Shrinking

In Federated Learning (FL), weighted aggregation of local models is conducted to generate a new global model, and the aggregation weights are typically normalized to 1. A recent study identifies the global weight shrinking effect in FL, indicating an enhancement in the global model's generalization when the sum of weights (i.e., the shrinking factor) is smaller than 1, where how to learn the shrinking factor becomes crucial. However, principled approaches to this solution have not been carefully studied from the adequate consideration of privacy concerns and layer-wise distinctions. To this end, we propose a novel model aggregation strategy, Federated Learning with Adaptive Layer-wise Weight Shrinking (FedLWS), which adaptively designs the shrinking factor in a layer-wise manner and avoids optimizing the shrinking factors on a proxy dataset. We initially explored the factors affecting the shrinking factor during the training process. Then we calculate the layer-wise shrinking factors by considering the distinctions among each layer of the global model. FedLWS can be easily incorporated with various existing methods due to its flexibility. Extensive experiments under diverse scenarios demonstrate the superiority of our method over several state-of-the-art approaches, providing a promising tool for enhancing the global model in FL.