Towards Verifiable Federated Learning

Federated learning (FL) is an emerging paradigm of collaborative machine learning that preserves user privacy while building powerful models. Nevertheless, due to the nature of open participation by self-interested entities, it needs to guard against potential misbehaviours by legitimate FL participants. FL verification techniques are promising solutions for this problem. They have been shown to effectively enhance the reliability of FL networks and help build trust among participants. Verifiable federated learning has become an emerging topic of research that has attracted significant interest from the academia and the industry alike. Currently, there is no comprehensive survey on the field of verifiable federated learning, which is interdisciplinary in nature and can be challenging for researchers to enter into. In this paper, we bridge this gap by reviewing works focusing on verifiable FL. We propose a novel taxonomy for verifiable FL covering both centralised and decentralised FL settings, summarise the commonly adopted performance evaluation approaches, and discuss promising directions towards a versatile verifiable FL framework.

Federated Graph Neural Networks: Overview, Techniques and Challenges

With its powerful capability to deal with graph data widely found in practical applications, graph neural networks (GNNs) have received significant research attention. However, as societies become increasingly concerned with data privacy, GNNs face the need to adapt to this new normal. This has led to the rapid development of federated graph neural networks (FedGNNs) research in recent years. Although promising, this interdisciplinary field is highly challenging for interested researchers to enter into. The lack of an insightful survey on this topic only exacerbates this problem. In this paper, we bridge this gap by offering a comprehensive survey of this emerging field. We propose a unique 3-tiered taxonomy of the FedGNNs literature to provide a clear view into how GNNs work in the context of Federated Learning (FL). It puts existing works into perspective by analyzing how graph data manifest themselves in FL settings, how GNN training is performed under different FL system architectures and degrees of graph data overlap across data silo, and how GNN aggregation is performed under various FL settings. Through discussions of the advantages and limitations of existing works, we envision future research directions that can help build more robust, dynamic, efficient, and interpretable FedGNNs.

Heterogeneous Federated Learning via Grouped Sequential-to-Parallel Training

Federated learning (FL) is a rapidly growing privacy-preserving collaborative machine learning paradigm. In practical FL applications, local data from each data silo reflect local usage patterns. Therefore, there exists heterogeneity of data distributions among data owners (a.k.a. FL clients). If not handled properly, this can lead to model performance degradation. This challenge has inspired the research field of heterogeneous federated learning, which currently remains open. In this paper, we propose a data heterogeneity-robust FL approach, FedGSP, to address this challenge by leveraging on a novel concept of dynamic Sequential-to-Parallel (STP) collaborative training. FedGSP assigns FL clients to homogeneous groups to minimize the overall distribution divergence among groups, and increases the degree of parallelism by reassigning more groups in each round. It is also incorporated with a novel Inter-Cluster Grouping (ICG) algorithm to assist in group assignment, which uses the centroid equivalence theorem to simplify the NP-hard grouping problem to make it solvable. Extensive experiments have been conducted on the non-i.i.d. FEMNIST dataset. The results show that FedGSP improves the accuracy by 3.7% on average compared with seven state-of-the-art approaches, and reduces the training time and communication overhead by more than 90%.

Adaptive Memory Networks with Self-supervised Learning for Unsupervised Anomaly Detection

Unsupervised anomaly detection aims to build models to effectively detect unseen anomalies by only training on the normal data. Although previous reconstruction-based methods have made fruitful progress, their generalization ability is limited due to two critical challenges. First, the training dataset only contains normal patterns, which limits the model generalization ability. Second, the feature representations learned by existing models often lack representativeness which hampers the ability to preserve the diversity of normal patterns. In this paper, we propose a novel approach called Adaptive Memory Network with Self-supervised Learning (AMSL) to address these challenges and enhance the generalization ability in unsupervised anomaly detection. Based on the convolutional autoencoder structure, AMSL incorporates a self-supervised learning module to learn general normal patterns and an adaptive memory fusion module to learn rich feature representations. Experiments on four public multivariate time series datasets demonstrate that AMSL significantly improves the performance compared to other state-of-the-art methods. Specifically, on the largest CAP sleep stage detection dataset with 900 million samples, AMSL outperforms the second-best baseline by \textbf{4}\%+ in both accuracy and F1 score. Apart from the enhanced generalization ability, AMSL is also more robust against input noise.

Intelligent Online Selling Point Extraction for E-Commerce Recommendation

In the past decade, automatic product description generation for e-commerce have witnessed significant advancement. As the services provided by e-commerce platforms become diverse, it is necessary to dynamically adapt the patterns of descriptions generated. The selling point of products is an important type of product description for which the length should be as short as possible while still conveying key information. In addition, this kind of product description should be eye-catching to the readers. Currently, product selling points are normally written by human experts. Thus, the creation and maintenance of these contents incur high costs. These costs can be significantly reduced if product selling points can be automatically generated by machines. In this paper, we report our experience developing and deploying the Intelligent Online Selling Point Extraction (IOSPE) system to serve the recommendation system in the JD.com e-commerce platform. Since July 2020, IOSPE has become a core service for 62 key categories of products (covering more than 4 million products). So far, it has generated more than 0.1 billion selling points, thereby significantly scaling up the selling point creation operation and saving human labour. These IOSPE generated selling points have increased the click-through rate (CTR) by 1.89\% and the average duration the customers spent on the products by more than 2.03\% compared to the previous practice, which are significant improvements for such a large-scale e-commerce platform.

Automatic Product Copywriting for E-Commerce

Product copywriting is a critical component of e-commerce recommendation platforms. It aims to attract users' interest and improve user experience by highlighting product characteristics with textual descriptions. In this paper, we report our experience deploying the proposed Automatic Product Copywriting Generation (APCG) system into the JD.com e-commerce product recommendation platform. It consists of two main components: 1) natural language generation, which is built from a transformer-pointer network and a pre-trained sequence-to-sequence model based on millions of training data from our in-house platform; and 2) copywriting quality control, which is based on both automatic evaluation and human screening. For selected domains, the models are trained and updated daily with the updated training data. In addition, the model is also used as a real-time writing assistant tool on our live broadcast platform. The APCG system has been deployed in JD.com since Feb 2021. By Sep 2021, it has generated 2.53 million product descriptions, and improved the overall averaged click-through rate (CTR) and the Conversion Rate (CVR) by 4.22% and 3.61%, compared to baselines, respectively on a year-on-year basis. The accumulated Gross Merchandise Volume (GMV) made by our system is improved by 213.42%, compared to the number in Feb 2021.

A Survey of Fairness-Aware Federated Learning

Recent advances in Federated Learning (FL) have brought large-scale machine learning opportunities for massive distributed clients with performance and data privacy guarantees. However, most current works only focus on the interest of the central controller in FL, and ignore the interests of clients. This may result in unfairness which discourages clients from actively participating in the learning process and damages the sustainability of the whole FL system. Therefore, the topic of ensuring fairness in an FL is attracting a great deal of research interest. In recent years, diverse Fairness-Aware FL (FAFL) approaches have been proposed in an effort to achieve fairness in FL from different viewpoints. However, there is no comprehensive survey which helps readers gain insight into this interdisciplinary field. This paper aims to provide such a survey. By examining the fundamental and simplifying assumptions, as well as the notions of fairness adopted by existing literature in this field, we propose a taxonomy of FAFL approaches covering major steps in FL, including client selection, optimization, contribution evaluation and incentive distribution. In addition, we discuss the main metrics for experimentally evaluating the performance of FAFL approaches, and suggest some promising future research directions.

MarS-FL: A Market Share-based Decision Support Framework for Participation in Federated Learning

Federated learning (FL) enables multiple participants (PTs) to build an aggregate and more powerful learning model without sharing data, thus maintaining data privacy and security. Among the key application scenarios is a competitive market where market shares represent PTs' competitiveness. An understanding of the role of FL in evolving market shares plays a key role in advancing the adoption of FL by PTs. In terms of modeling, we adapt a general economic model to the FL context and introduce two notions of $\delta$-stable market and friendliness to measure the viability of FL and the market acceptability to FL. Further, we address related decision-making issues with FL designer and PTs. First, we characterize the process by which each PT participates in FL as a non-cooperative game and prove its dominant strategy. Second, as an FL designer, the final model performance improvement of each PT should be bounded, which relates to the market conditions of a particular FL application scenario; we give a sufficient and necessary condition $Q$ to maintain the market $\delta$-stability and quantify the friendliness $\kappa$. The condition $Q$ gives a specific requirement while an FL designer allocates performance improvements among PTs. In a typical case of oligopoly, closed-form expressions of $Q$ and $\kappa$ are given. Finally, numerical results are given to show the viability of FL in a wide range of market conditions. Our results help identify optimal PT strategies, the viable operational space of an FL designer, and the market conditions under which FL is especially beneficial.

GTG-Shapley: Efficient and Accurate Participant Contribution Evaluation in Federated Learning

Federated Learning (FL) bridges the gap between collaborative machine learning and preserving data privacy. To sustain the long-term operation of an FL ecosystem, it is important to attract high quality data owners with appropriate incentive schemes. As an important building block of such incentive schemes, it is essential to fairly evaluate participants' contribution to the performance of the final FL model without exposing their private data. Shapley Value (SV)-based techniques have been widely adopted to provide fair evaluation of FL participant contributions. However, existing approaches incur significant computation costs, making them difficult to apply in practice. In this paper, we propose the Guided Truncation Gradient Shapley (GTG-Shapley) approach to address this challenge. It reconstructs FL models from gradient updates for SV calculation instead of repeatedly training with different combinations of FL participants. In addition, we design a guided Monte Carlo sampling approach combined with within-round and between-round truncation to further reduce the number of model reconstructions and evaluations required, through extensive experiments under diverse realistic data distribution settings. The results demonstrate that GTG-Shapley can closely approximate actual Shapley values, while significantly increasing computational efficiency compared to the state of the art, especially under non-i.i.d. settings.

Towards Out-Of-Distribution Generalization: A Survey

Classic machine learning methods are built on the $i.i.d.$ assumption that training and testing data are independent and identically distributed. However, in real scenarios, the $i.i.d.$ assumption can hardly be satisfied, rendering the sharp drop of classic machine learning algorithms' performances under distributional shifts, which indicates the significance of investigating the Out-of-Distribution generalization problem. Out-of-Distribution (OOD) generalization problem addresses the challenging setting where the testing distribution is unknown and different from the training. This paper serves as the first effort to systematically and comprehensively discuss the OOD generalization problem, from the definition, methodology, evaluation to the implications and future directions. Firstly, we provide the formal definition of the OOD generalization problem. Secondly, existing methods are categorized into three parts based on their positions in the whole learning pipeline, namely unsupervised representation learning, supervised model learning and optimization, and typical methods for each category are discussed in detail. We then demonstrate the theoretical connections of different categories, and introduce the commonly used datasets and evaluation metrics. Finally, we summarize the whole literature and raise some future directions for OOD generalization problem. The summary of OOD generalization methods reviewed in this survey can be found at http://out-of-distribution-generalization.com.