LIMA: Less Is More for Alignment

Large language models are trained in two stages: (1) unsupervised pretraining from raw text, to learn general-purpose representations, and (2) large scale instruction tuning and reinforcement learning, to better align to end tasks and user preferences. We measure the relative importance of these two stages by training LIMA, a 65B parameter LLaMa language model fine-tuned with the standard supervised loss on only 1,000 carefully curated prompts and responses, without any reinforcement learning or human preference modeling. LIMA demonstrates remarkably strong performance, learning to follow specific response formats from only a handful of examples in the training data, including complex queries that range from planning trip itineraries to speculating about alternate history. Moreover, the model tends to generalize well to unseen tasks that did not appear in the training data. In a controlled human study, responses from LIMA are either equivalent or strictly preferred to GPT-4 in 43% of cases; this statistic is as high as 58% when compared to Bard and 65% versus DaVinci003, which was trained with human feedback. Taken together, these results strongly suggest that almost all knowledge in large language models is learned during pretraining, and only limited instruction tuning data is necessary to teach models to produce high quality output.

Training Trajectories of Language Models Across Scales

Scaling up language models has led to unprecedented performance gains, but little is understood about how the training dynamics change as models get larger. How do language models of different sizes learn during pre-training? Why do larger language models demonstrate more desirable behaviors? In this paper, we analyze the intermediate training checkpoints of differently sized OPT models (Zhang et al.,2022)--from 125M to 175B parameters--on next-token prediction, sequence-level generation, and downstream tasks. We find that 1) at a given perplexity and independent of model sizes, a similar subset of training tokens see the most significant reduction in loss, with the rest stagnating or showing double-descent behavior; 2) early in training, all models learn to reduce the perplexity of grammatical sequences that contain hallucinations, with small models halting at this suboptimal distribution and larger ones eventually learning to assign these sequences lower probabilities; 3) perplexity is a strong predictor of in-context learning performance on 74 multiple-choice tasks from BIG-Bench, and this holds independent of the model size. Together, these results show that perplexity is more predictive of model behaviors than model size or training computation.

In-context Examples Selection for Machine Translation

Large-scale generative models show an impressive ability to perform a wide range of Natural Language Processing (NLP) tasks using in-context learning, where a few examples are used to describe a task to the model. For Machine Translation (MT), these examples are typically randomly sampled from the development dataset with a similar distribution as the evaluation set. However, it is unclear how the choice of these in-context examples and their ordering impacts the output translation quality. In this work, we aim to understand the properties of good in-context examples for MT in both in-domain and out-of-domain settings. We show that the translation quality and the domain of the in-context examples matter and that 1-shot noisy unrelated example can have a catastrophic impact on output quality. While concatenating multiple random examples reduces the effect of noise, a single good prompt optimized to maximize translation quality on the development dataset can elicit learned information from the pre-trained language model. Adding similar examples based on an n-gram overlap with the test source significantly and consistently improves the translation quality of the outputs, outperforming a strong kNN-MT baseline in 2 out of 4 out-of-domain datasets.

Mega: Moving Average Equipped Gated Attention

The design choices in the Transformer attention mechanism, including weak inductive bias and quadratic computational complexity, have limited its application for modeling long sequences. In this paper, we introduce Mega, a simple, theoretically grounded, single-head gated attention mechanism equipped with (exponential) moving average to incorporate inductive bias of position-aware local dependencies into the position-agnostic attention mechanism. We further propose a variant of Mega that offers linear time and space complexity yet yields only minimal quality loss, by efficiently splitting the whole sequence into multiple chunks with fixed length. Extensive experiments on a wide range of sequence modeling benchmarks, including the Long Range Arena, neural machine translation, auto-regressive language modeling, and image and speech classification, show that Mega achieves significant improvements over other sequence models, including variants of Transformers and recent state space models.

Prompt Consistency for Zero-Shot Task Generalization

One of the most impressive results of recent NLP history is the ability of pre-trained language models to solve new tasks in a zero-shot setting. To achieve this, NLP tasks are framed as natural language prompts, generating a response indicating the predicted output. Nonetheless, the performance in such settings often lags far behind its supervised counterpart, suggesting a large space for potential improvement. In this paper, we explore methods to utilize unlabeled data to improve zero-shot performance. Specifically, we take advantage of the fact that multiple prompts can be used to specify a single task, and propose to regularize prompt consistency, encouraging consistent predictions over this diverse set of prompts. Our method makes it possible to fine-tune the model either with extra unlabeled training data, or directly on test input at inference time in an unsupervised manner. In experiments, our approach outperforms the state-of-the-art zero-shot learner, T0 (Sanh et al., 2022), on 9 out of 11 datasets across 4 NLP tasks by up to 10.6 absolute points in terms of accuracy. The gains are often attained with a small number of unlabeled examples.

Towards a Unified View of Parameter-Efficient Transfer Learning

Fine-tuning large pre-trained language models on downstream tasks has become the de-facto learning paradigm in NLP. However, conventional approaches fine-tune all the parameters of the pre-trained model, which becomes prohibitive as the model size and the number of tasks grow. Recent work has proposed a variety of parameter-efficient transfer learning methods that only fine-tune a small number of (extra) parameters to attain strong performance. While effective, the critical ingredients for success and the connections among the various methods are poorly understood. In this paper, we break down the design of state-of-the-art parameter-efficient transfer learning methods and present a unified framework that establishes connections between them. Specifically, we re-frame them as modifications to specific hidden states in pre-trained models, and define a set of design dimensions along which different methods vary, such as the function to compute the modification and the position to apply the modification. Through comprehensive empirical studies across machine translation, text summarization, language understanding, and text classification benchmarks, we utilize the unified view to identify important design choices in previous methods. Furthermore, our unified framework enables the transfer of design elements across different approaches, and as a result we are able to instantiate new parameter-efficient fine-tuning methods that tune less parameters than previous methods while being more effective, achieving comparable results to fine-tuning all parameters on all four tasks.

Distributionally Robust Multilingual Machine Translation

Multilingual neural machine translation (MNMT) learns to translate multiple language pairs with a single model, potentially improving both the accuracy and the memory-efficiency of deployed models. However, the heavy data imbalance between languages hinders the model from performing uniformly across language pairs. In this paper, we propose a new learning objective for MNMT based on distributionally robust optimization, which minimizes the worst-case expected loss over the set of language pairs. We further show how to practically optimize this objective for large translation corpora using an iterated best response scheme, which is both effective and incurs negligible additional computational cost compared to standard empirical risk minimization. We perform extensive experiments on three sets of languages from two datasets and show that our method consistently outperforms strong baseline methods in terms of average and per-language performance under both many-to-one and one-to-many translation settings.

Examining and Combating Spurious Features under Distribution Shift

A central goal of machine learning is to learn robust representations that capture the causal relationship between inputs features and output labels. However, minimizing empirical risk over finite or biased datasets often results in models latching on to spurious correlations between the training input/output pairs that are not fundamental to the problem at hand. In this paper, we define and analyze robust and spurious representations using the information-theoretic concept of minimal sufficient statistics. We prove that even when there is only bias of the input distribution (i.e. covariate shift), models can still pick up spurious features from their training data. Group distributionally robust optimization (DRO) provides an effective tool to alleviate covariate shift by minimizing the worst-case training loss over a set of pre-defined groups. Inspired by our analysis, we demonstrate that group DRO can fail when groups do not directly account for various spurious correlations that occur in the data. To address this, we further propose to minimize the worst-case losses over a more flexible set of distributions that are defined on the joint distribution of groups and instances, instead of treating each group as a whole at optimization time. Through extensive experiments on one image and two language tasks, we show that our model is significantly more robust than comparable baselines under various partitions. Our code is available at https://github.com/violet-zct/group-conditional-DRO.

Luna: Linear Unified Nested Attention

The quadratic computational and memory complexities of the Transformer's attention mechanism have limited its scalability for modeling long sequences. In this paper, we propose Luna, a linear unified nested attention mechanism that approximates softmax attention with two nested linear attention functions, yielding only linear (as opposed to quadratic) time and space complexity. Specifically, with the first attention function, Luna packs the input sequence into a sequence of fixed length. Then, the packed sequence is unpacked using the second attention function. As compared to a more traditional attention mechanism, Luna introduces an additional sequence with a fixed length as input and an additional corresponding output, which allows Luna to perform attention operation linearly, while also storing adequate contextual information. We perform extensive evaluations on three benchmarks of sequence modeling tasks: long-context sequence modeling, neural machine translation and masked language modeling for large-scale pretraining. Competitive or even better experimental results demonstrate both the effectiveness and efficiency of Luna compared to a variety

Learning Structures for Deep Neural Networks

In this paper, we focus on the unsupervised setting for structure learning of deep neural networks and propose to adopt the efficient coding principle, rooted in information theory and developed in computational neuroscience, to guide the procedure of structure learning without label information. This principle suggests that a good network structure should maximize the mutual information between inputs and outputs, or equivalently maximize the entropy of outputs under mild assumptions. We further establish connections between this principle and the theory of Bayesian optimal classification, and empirically verify that larger entropy of the outputs of a deep neural network indeed corresponds to a better classification accuracy. Then as an implementation of the principle, we show that sparse coding can effectively maximize the entropy of the output signals, and accordingly design an algorithm based on global group sparse coding to automatically learn the inter-layer connection and determine the depth of a neural network. Our experiments on a public image classification dataset demonstrate that using the structure learned from scratch by our proposed algorithm, one can achieve a classification accuracy comparable to the best expert-designed structure (i.e., convolutional neural networks (CNN)). In addition, our proposed algorithm successfully discovers the local connectivity (corresponding to local receptive fields in CNN) and invariance structure (corresponding to pulling in CNN), as well as achieves a good tradeoff between marginal performance gain and network depth.