AI Risk Management Should Incorporate Both Safety and Security

The exposure of security vulnerabilities in safety-aligned language models, e.g., susceptibility to adversarial attacks, has shed light on the intricate interplay between AI safety and AI security. Although the two disciplines now come together under the overarching goal of AI risk management, they have historically evolved separately, giving rise to differing perspectives. Therefore, in this paper, we advocate that stakeholders in AI risk management should be aware of the nuances, synergies, and interplay between safety and security, and unambiguously take into account the perspectives of both disciplines in order to devise mostly effective and holistic risk mitigation approaches. Unfortunately, this vision is often obfuscated, as the definitions of the basic concepts of "safety" and "security" themselves are often inconsistent and lack consensus across communities. With AI risk management being increasingly cross-disciplinary, this issue is particularly salient. In light of this conceptual challenge, we introduce a unified reference framework to clarify the differences and interplay between AI safety and AI security, aiming to facilitate a shared understanding and effective collaboration across communities.

Visual-RolePlay: Universal Jailbreak Attack on MultiModal Large Language Models via Role-playing Image Characte

With the advent and widespread deployment of Multimodal Large Language Models (MLLMs), ensuring their safety has become increasingly critical. To achieve this objective, it requires us to proactively discover the vulnerability of MLLMs by exploring the attack methods. Thus, structure-based jailbreak attacks, where harmful semantic content is embedded within images, have been proposed to mislead the models. However, previous structure-based jailbreak methods mainly focus on transforming the format of malicious queries, such as converting harmful content into images through typography, which lacks sufficient jailbreak effectiveness and generalizability. To address these limitations, we first introduce the concept of "Role-play" into MLLM jailbreak attacks and propose a novel and effective method called Visual Role-play (VRP). Specifically, VRP leverages Large Language Models to generate detailed descriptions of high-risk characters and create corresponding images based on the descriptions. When paired with benign role-play instruction texts, these high-risk character images effectively mislead MLLMs into generating malicious responses by enacting characters with negative attributes. We further extend our VRP method into a universal setup to demonstrate its generalizability. Extensive experiments on popular benchmarks show that VRP outperforms the strongest baseline, Query relevant and FigStep, by an average Attack Success Rate (ASR) margin of 14.3% across all models.

Safeguarding Vision-Language Models Against Patched Visual Prompt Injectors

Large language models have become increasingly prominent, also signaling a shift towards multimodality as the next frontier in artificial intelligence, where their embeddings are harnessed as prompts to generate textual content. Vision-language models (VLMs) stand at the forefront of this advancement, offering innovative ways to combine visual and textual data for enhanced understanding and interaction. However, this integration also enlarges the attack surface. Patch-based adversarial attack is considered the most realistic threat model in physical vision applications, as demonstrated in many existing literature. In this paper, we propose to address patched visual prompt injection, where adversaries exploit adversarial patches to generate target content in VLMs. Our investigation reveals that patched adversarial prompts exhibit sensitivity to pixel-wise randomization, a trait that remains robust even against adaptive attacks designed to counteract such defenses. Leveraging this insight, we introduce SmoothVLM, a defense mechanism rooted in smoothing techniques, specifically tailored to protect VLMs from the threat of patched visual prompt injectors. Our framework significantly lowers the attack success rate to a range between 0% and 5.0% on two leading VLMs, while achieving around 67.3% to 95.0% context recovery of the benign images, demonstrating a balance between security and usability.

JailBreakV-28K: A Benchmark for Assessing the Robustness of MultiModal Large Language Models against Jailbreak Attacks

With the rapid advancements in Multimodal Large Language Models (MLLMs), securing these models against malicious inputs while aligning them with human values has emerged as a critical challenge. In this paper, we investigate an important and unexplored question of whether techniques that successfully jailbreak Large Language Models (LLMs) can be equally effective in jailbreaking MLLMs. To explore this issue, we introduce JailBreakV-28K, a pioneering benchmark designed to assess the transferability of LLM jailbreak techniques to MLLMs, thereby evaluating the robustness of MLLMs against diverse jailbreak attacks. Utilizing a dataset of 2, 000 malicious queries that is also proposed in this paper, we generate 20, 000 text-based jailbreak prompts using advanced jailbreak attacks on LLMs, alongside 8, 000 image-based jailbreak inputs from recent MLLMs jailbreak attacks, our comprehensive dataset includes 28, 000 test cases across a spectrum of adversarial scenarios. Our evaluation of 10 open-source MLLMs reveals a notably high Attack Success Rate (ASR) for attacks transferred from LLMs, highlighting a critical vulnerability in MLLMs that stems from their text-processing capabilities. Our findings underscore the urgent need for future research to address alignment vulnerabilities in MLLMs from both textual and visual inputs.

Don't Listen To Me: Understanding and Exploring Jailbreak Prompts of Large Language Models

Recent advancements in generative AI have enabled ubiquitous access to large language models (LLMs). Empowered by their exceptional capabilities to understand and generate human-like text, these models are being increasingly integrated into our society. At the same time, there are also concerns on the potential misuse of this powerful technology, prompting defensive measures from service providers. To overcome such protection, jailbreaking prompts have recently emerged as one of the most effective mechanisms to circumvent security restrictions and elicit harmful content originally designed to be prohibited. Due to the rapid development of LLMs and their ease of access via natural languages, the frontline of jailbreak prompts is largely seen in online forums and among hobbyists. To gain a better understanding of the threat landscape of semantically meaningful jailbreak prompts, we systemized existing prompts and measured their jailbreak effectiveness empirically. Further, we conducted a user study involving 92 participants with diverse backgrounds to unveil the process of manually creating jailbreak prompts. We observed that users often succeeded in jailbreak prompts generation regardless of their expertise in LLMs. Building on the insights from the user study, we also developed a system using AI as the assistant to automate the process of jailbreak prompt generation.

AdaShield: Safeguarding Multimodal Large Language Models from Structure-based Attack via Adaptive Shield Prompting

With the advent and widespread deployment of Multimodal Large Language Models (MLLMs), the imperative to ensure their safety has become increasingly pronounced. However, with the integration of additional modalities, MLLMs are exposed to new vulnerabilities, rendering them prone to structured-based jailbreak attacks, where semantic content (e.g., "harmful text") has been injected into the images to mislead MLLMs. In this work, we aim to defend against such threats. Specifically, we propose \textbf{Ada}ptive \textbf{Shield} Prompting (\textbf{AdaShield}), which prepends inputs with defense prompts to defend MLLMs against structure-based jailbreak attacks without fine-tuning MLLMs or training additional modules (e.g., post-stage content detector). Initially, we present a manually designed static defense prompt, which thoroughly examines the image and instruction content step by step and specifies response methods to malicious queries. Furthermore, we introduce an adaptive auto-refinement framework, consisting of a target MLLM and a LLM-based defense prompt generator (Defender). These components collaboratively and iteratively communicate to generate a defense prompt. Extensive experiments on the popular structure-based jailbreak attacks and benign datasets show that our methods can consistently improve MLLMs' robustness against structure-based jailbreak attacks without compromising the model's general capabilities evaluated on standard benign tasks. Our code is available at https://github.com/rain305f/AdaShield.

Automatic and Universal Prompt Injection Attacks against Large Language Models

Large Language Models (LLMs) excel in processing and generating human language, powered by their ability to interpret and follow instructions. However, their capabilities can be exploited through prompt injection attacks. These attacks manipulate LLM-integrated applications into producing responses aligned with the attacker's injected content, deviating from the user's actual requests. The substantial risks posed by these attacks underscore the need for a thorough understanding of the threats. Yet, research in this area faces challenges due to the lack of a unified goal for such attacks and their reliance on manually crafted prompts, complicating comprehensive assessments of prompt injection robustness. We introduce a unified framework for understanding the objectives of prompt injection attacks and present an automated gradient-based method for generating highly effective and universal prompt injection data, even in the face of defensive measures. With only five training samples (0.3% relative to the test data), our attack can achieve superior performance compared with baselines. Our findings emphasize the importance of gradient-based testing, which can avoid overestimation of robustness, especially for defense mechanisms.

A New Era in LLM Security: Exploring Security Concerns in Real-World LLM-based Systems

Large Language Model (LLM) systems are inherently compositional, with individual LLM serving as the core foundation with additional layers of objects such as plugins, sandbox, and so on. Along with the great potential, there are also increasing concerns over the security of such probabilistic intelligent systems. However, existing studies on LLM security often focus on individual LLM, but without examining the ecosystem through the lens of LLM systems with other objects (e.g., Frontend, Webtool, Sandbox, and so on). In this paper, we systematically analyze the security of LLM systems, instead of focusing on the individual LLMs. To do so, we build on top of the information flow and formulate the security of LLM systems as constraints on the alignment of the information flow within LLM and between LLM and other objects. Based on this construction and the unique probabilistic nature of LLM, the attack surface of the LLM system can be decomposed into three key components: (1) multi-layer security analysis, (2) analysis of the existence of constraints, and (3) analysis of the robustness of these constraints. To ground this new attack surface, we propose a multi-layer and multi-step approach and apply it to the state-of-art LLM system, OpenAI GPT4. Our investigation exposes several security issues, not just within the LLM model itself but also in its integration with other components. We found that although the OpenAI GPT4 has designed numerous safety constraints to improve its safety features, these safety constraints are still vulnerable to attackers. To further demonstrate the real-world threats of our discovered vulnerabilities, we construct an end-to-end attack where an adversary can illicitly acquire the user's chat history, all without the need to manipulate the user's input or gain direct access to OpenAI GPT4. Our demo is in the link: https://fzwark.github.io/LLM-System-Attack-Demo/

Mitigating Fine-tuning Jailbreak Attack with Backdoor Enhanced Alignment

Despite the general capabilities of Large Language Models (LLMs) like GPT-4 and Llama-2, these models still request fine-tuning or adaptation with customized data when it comes to meeting the specific business demands and intricacies of tailored use cases. However, this process inevitably introduces new safety threats, particularly against the Fine-tuning based Jailbreak Attack (FJAttack), where incorporating just a few harmful examples into the fine-tuning dataset can significantly compromise the model safety. Though potential defenses have been proposed by incorporating safety examples into the fine-tuning dataset to reduce the safety issues, such approaches require incorporating a substantial amount of safety examples, making it inefficient. To effectively defend against the FJAttack with limited safety examples, we propose a Backdoor Enhanced Safety Alignment method inspired by an analogy with the concept of backdoor attacks. In particular, we construct prefixed safety examples by integrating a secret prompt, acting as a "backdoor trigger", that is prefixed to safety examples. Our comprehensive experiments demonstrate that through the Backdoor Enhanced Safety Alignment with adding as few as 11 prefixed safety examples, the maliciously fine-tuned LLMs will achieve similar safety performance as the original aligned models. Furthermore, we also explore the effectiveness of our method in a more practical setting where the fine-tuning data consists of both FJAttack examples and the fine-tuning task data. Our method shows great efficacy in defending against FJAttack without harming the performance of fine-tuning tasks.

WIPI: A New Web Threat for LLM-Driven Web Agents

With the fast development of large language models (LLMs), LLM-driven Web Agents (Web Agents for short) have obtained tons of attention due to their superior capability where LLMs serve as the core part of making decisions like the human brain equipped with multiple web tools to actively interact with external deployed websites. As uncountable Web Agents have been released and such LLM systems are experiencing rapid development and drawing closer to widespread deployment in our daily lives, an essential and pressing question arises: "Are these Web Agents secure?". In this paper, we introduce a novel threat, WIPI, that indirectly controls Web Agent to execute malicious instructions embedded in publicly accessible webpages. To launch a successful WIPI works in a black-box environment. This methodology focuses on the form and content of indirect instructions within external webpages, enhancing the efficiency and stealthiness of the attack. To evaluate the effectiveness of the proposed methodology, we conducted extensive experiments using 7 plugin-based ChatGPT Web Agents, 8 Web GPTs, and 3 different open-source Web Agents. The results reveal that our methodology achieves an average attack success rate (ASR) exceeding 90% even in pure black-box scenarios. Moreover, through an ablation study examining various user prefix instructions, we demonstrated that the WIPI exhibits strong robustness, maintaining high performance across diverse prefix instructions.