AutoRAG-HP: Automatic Online Hyper-Parameter Tuning for Retrieval-Augmented Generation

Recent advancements in Large Language Models have transformed ML/AI development, necessitating a reevaluation of AutoML principles for the Retrieval-Augmented Generation (RAG) systems. To address the challenges of hyper-parameter optimization and online adaptation in RAG, we propose the AutoRAG-HP framework, which formulates the hyper-parameter tuning as an online multi-armed bandit (MAB) problem and introduces a novel two-level Hierarchical MAB (Hier-MAB) method for efficient exploration of large search spaces. We conduct extensive experiments on tuning hyper-parameters, such as top-k retrieved documents, prompt compression ratio, and embedding methods, using the ALCE-ASQA and Natural Questions datasets. Our evaluation from jointly optimization all three hyper-parameters demonstrate that MAB-based online learning methods can achieve Recall@5 $\approx 0.8$ for scenarios with prominent gradients in search space, using only $\sim20\%$ of the LLM API calls required by the Grid Search approach. Additionally, the proposed Hier-MAB approach outperforms other baselines in more challenging optimization scenarios. The code will be made available at https://aka.ms/autorag.

CogMG: Collaborative Augmentation Between Large Language Model and Knowledge Graph

Large language models have become integral to question-answering applications despite their propensity for generating hallucinations and factually inaccurate content. Querying knowledge graphs to reduce hallucinations in LLM meets the challenge of incomplete knowledge coverage in knowledge graphs. On the other hand, updating knowledge graphs by information extraction and knowledge graph completion faces the knowledge update misalignment issue. In this work, we introduce a collaborative augmentation framework, CogMG, leveraging knowledge graphs to address the limitations of LLMs in QA scenarios, explicitly targeting the problems of incomplete knowledge coverage and knowledge update misalignment. The LLMs identify and decompose required knowledge triples that are not present in the KG, enriching them and aligning updates with real-world demands. We demonstrate the efficacy of this approach through a supervised fine-tuned LLM within an agent framework, showing significant improvements in reducing hallucinations and enhancing factual accuracy in QA responses. Our code and video are publicly available.

Unlocking the Future: Exploring Look-Ahead Planning Mechanistic Interpretability in Large Language Models

Planning, as the core module of agents, is crucial in various fields such as embodied agents, web navigation, and tool using. With the development of large language models (LLMs), some researchers treat large language models as intelligent agents to stimulate and evaluate their planning capabilities. However, the planning mechanism is still unclear. In this work, we focus on exploring the look-ahead planning mechanism in large language models from the perspectives of information flow and internal representations. First, we study how planning is done internally by analyzing the multi-layer perception (MLP) and multi-head self-attention (MHSA) components at the last token. We find that the output of MHSA in the middle layers at the last token can directly decode the decision to some extent. Based on this discovery, we further trace the source of MHSA by information flow, and we reveal that MHSA mainly extracts information from spans of the goal states and recent steps. According to information flow, we continue to study what information is encoded within it. Specifically, we explore whether future decisions have been encoded in advance in the representation of flow. We demonstrate that the middle and upper layers encode a few short-term future decisions to some extent when planning is successful. Overall, our research analyzes the look-ahead planning mechanisms of LLMs, facilitating future research on LLMs performing planning tasks.

Beyond Under-Alignment: Atomic Preference Enhanced Factuality Tuning for Large Language Models

Large language models (LLMs) have achieved remarkable success but still tend to generate factually erroneous responses, a phenomenon known as hallucination. A recent trend is to use preference learning to fine-tune models to align with factuality. However, existing work primarily evaluates fine-tuned models on in-domain (ID) datasets and the factuality on out-of-domain (OOD) datasets remains underexplored. In this paper, we conduct a comprehensive evaluation of the factuality of different models tuned by various preference learning algorithms and demonstrate that their performance on OOD datasets either increases minimally or decreases. Subsequently, we reveal that the main cause of model's failure to uphold factuality under a distribution shift is \textbf{under-alignment}, rather than \textbf{over-alignment}, by analyzing the token distribution shift of the models before and after tuning. Finally, we propose \textbf{APEFT} (\textbf{A}tomic \textbf{P}reference \textbf{E}nhanced \textbf{F}actuality \textbf{T}uning), a framework that enhances model's awareness of factuality at the granularity of individual facts. Extensive experiments demonstrate that APEFT improves model performance by an average of $\boldsymbol{3.45\%}$ on both ID and OOD datasets, which is highly effective.

MEMLA: Enhancing Multilingual Knowledge Editing with Neuron-Masked Low-Rank Adaptation

Knowledge editing aims to adjust the knowledge within large language models (LLMs) to prevent their responses from becoming obsolete or inaccurate. However, existing works on knowledge editing are primarily conducted in a single language, which is inadequate for multilingual language models. In this paper, we focus on multilingual knowledge editing (MKE), which requires propagating updates across multiple languages. This necessity poses a significant challenge for the task. Furthermore, the limited availability of a comprehensive dataset for MKE exacerbates this challenge, hindering progress in this area. Hence, we introduce the Multilingual Knowledge Editing Benchmark (MKEB), a novel dataset comprising 12 languages and providing a complete evaluation framework. Additionally, we propose a method that enhances Multilingual knowledge Editing with neuron-Masked Low-Rank Adaptation (MEMLA). Specifically, we identify two categories of knowledge neurons to improve editing precision. Moreover, we perform LoRA-based editing with neuron masks to efficiently modify parameters and facilitate the propagation of updates across multiple languages. Experiments demonstrate that our method outperforms existing baselines and significantly enhances the multi-hop reasoning capability of the edited model, with minimal impact on its downstream task performance. The dataset and code will be made publicly available.

RWKU: Benchmarking Real-World Knowledge Unlearning for Large Language Models

Large language models (LLMs) inevitably memorize sensitive, copyrighted, and harmful knowledge from the training corpus; therefore, it is crucial to erase this knowledge from the models. Machine unlearning is a promising solution for efficiently removing specific knowledge by post hoc modifying models. In this paper, we propose a Real-World Knowledge Unlearning benchmark (RWKU) for LLM unlearning. RWKU is designed based on the following three key factors: (1) For the task setting, we consider a more practical and challenging unlearning setting, where neither the forget corpus nor the retain corpus is accessible. (2) For the knowledge source, we choose 200 real-world famous people as the unlearning targets and show that such popular knowledge is widely present in various LLMs. (3) For the evaluation framework, we design the forget set and the retain set to evaluate the model's capabilities across various real-world applications. Regarding the forget set, we provide four four membership inference attack (MIA) methods and nine kinds of adversarial attack probes to rigorously test unlearning efficacy. Regarding the retain set, we assess locality and utility in terms of neighbor perturbation, general ability, reasoning ability, truthfulness, factuality, and fluency. We conduct extensive experiments across two unlearning scenarios, two models and six baseline methods and obtain some meaningful findings. We release our benchmark and code publicly at http://rwku-bench.github.io for future work.

Towards Faithful Chain-of-Thought: Large Language Models are Bridging Reasoners

Large language models (LLMs) suffer from serious unfaithful chain-of-thought (CoT) issues. Previous work attempts to measure and explain it but lacks in-depth analysis within CoTs and does not consider the interactions among all reasoning components jointly. In this paper, we first study the CoT faithfulness issue at the granularity of CoT steps, identify two reasoning paradigms: centralized reasoning and distributed reasoning, and find their relationship with faithfulness. Subsequently, we conduct a joint analysis of the causal relevance among the context, CoT, and answer during reasoning. The result proves that, when the LLM predicts answers, it can recall correct information missing in the CoT from the context, leading to unfaithfulness issues. Finally, we propose the inferential bridging method to mitigate this issue, in which we use the attribution method to recall information as hints for CoT generation and filter out noisy CoTs based on their semantic consistency and attribution scores. Extensive experiments demonstrate that our approach effectively alleviates the unfaithful CoT problem.

Knowledge Localization: Mission Not Accomplished? Enter Query Localization!

Large language models (LLMs) store extensive factual knowledge, but the mechanisms behind how they store and express this knowledge remain unclear. The Knowledge Neuron (KN) thesis is a prominent theory for explaining these mechanisms. This theory is based on the knowledge localization (KL) assumption, which suggests that a fact can be localized to a few knowledge storage units, namely knowledge neurons. However, this assumption may be overly strong regarding knowledge storage and neglects knowledge expression mechanisms. Thus, we re-examine the KL assumption and confirm the existence of facts that do not adhere to it from both statistical and knowledge modification perspectives. Furthermore, we propose the Query Localization (QL) assumption. (1) Query-KN Mapping: The localization results are associated with the query rather than the fact. (2) Dynamic KN Selection: The attention module contributes to the selection of KNs for answering a query. Based on this, we further propose the Consistency-Aware KN modification method, which improves the performance of knowledge modification. We conduct 39 sets of experiments, along with additional visualization experiments, to rigorously validate our conclusions.

Continual Few-shot Event Detection via Hierarchical Augmentation Networks

Traditional continual event detection relies on abundant labeled data for training, which is often impractical to obtain in real-world applications. In this paper, we introduce continual few-shot event detection (CFED), a more commonly encountered scenario when a substantial number of labeled samples are not accessible. The CFED task is challenging as it involves memorizing previous event types and learning new event types with few-shot samples. To mitigate these challenges, we propose a memory-based framework: Hierarchical Augmentation Networks (HANet). To memorize previous event types with limited memory, we incorporate prototypical augmentation into the memory set. For the issue of learning new event types in few-shot scenarios, we propose a contrastive augmentation module for token representations. Despite comparing with previous state-of-the-art methods, we also conduct comparisons with ChatGPT. Experiment results demonstrate that our method significantly outperforms all of these methods in multiple continual few-shot event detection tasks.

Zero-Shot Cross-Lingual Document-Level Event Causality Identification with Heterogeneous Graph Contrastive Transfer Learning

Event Causality Identification (ECI) refers to detect causal relations between events in texts. However, most existing studies focus on sentence-level ECI with high-resource language, leaving more challenging document-level ECI (DECI) with low-resource languages under-explored. In this paper, we propose a Heterogeneous Graph Interaction Model with Multi-granularity Contrastive Transfer Learning (GIMC) for zero-shot cross-lingual document-level ECI. Specifically, we introduce a heterogeneous graph interaction network to model the long-distance dependencies between events that are scattered over document. Then, to improve cross-lingual transferability of causal knowledge learned from source language, we propose a multi-granularity contrastive transfer learning module to align the causal representations across languages. Extensive experiments show our framework outperforms previous state-of-the-art model by 9.4% and 8.2% of average F1 score on monolingual and multilingual scenarios respectively. Notably, in multilingual scenario, our zero-shot framework even exceeds GPT-3.5 with few-shot learning by 24.3% in overall performance.