Quantized Constant-Envelope Waveform Design for Massive MIMO DFRC Systems

Both dual-functional radar-communication (DFRC) and massive multiple-input multiple-output (MIMO) have been recognized as enabling technologies for 6G wireless networks. This paper considers the advanced waveform design for hardware-efficient massive MIMO DFRC systems. Specifically, the transmit waveform is imposed with the quantized constant-envelope (QCE) constraint, which facilitates the employment of low-resolution digital-to-analog converters (DACs) and power-efficient amplifiers. The waveform design problem is formulated as the minimization of the mean square error (MSE) between the designed and desired beampatterns subject to the constructive interference (CI)-based communication quality of service (QoS) constraints and the QCE constraint. To solve the formulated problem, we first utilize the penalty technique to transform the discrete problem into an equivalent continuous penalty model. Then, we propose an inexact augmented Lagrangian method (ALM) algorithm for solving the penalty model. In particular, the ALM subproblem at each iteration is solved by a custom-built block successive upper-bound minimization (BSUM) algorithm, which admits closed-form updates, making the proposed inexact ALM algorithm computationally efficient. Simulation results demonstrate the superiority of the proposed approach over existing state-of-the-art ones. In addition, extensive simulations are conducted to examine the impact of various system parameters on the trade-off between communication and radar performances.

HPE Transformer: Learning to Optimize Multi-Group Multicast Beamforming Under Nonconvex QoS Constraints

This paper studies the quality-of-service (QoS) constrained multi-group multicast beamforming design problem, where each multicast group is composed of a number of users requiring the same content. Due to the nonconvex QoS constraints, this problem is nonconvex and NP-hard. While existing optimization-based iterative algorithms can obtain a suboptimal solution, their iterative nature results in large computational complexity and delay. To facilitate real-time implementations, this paper proposes a deep learning-based approach, which consists of a beamforming structure assisted problem transformation and a customized neural network architecture named hierarchical permutation equivariance (HPE) transformer. The proposed HPE transformer is proved to be permutation equivariant with respect to the users within each multicast group, and also permutation equivariant with respect to different multicast groups. Simulation results demonstrate that the proposed HPE transformer outperforms state-of-the-art optimization-based and deep learning-based approaches for multi-group multicast beamforming design in terms of the total transmit power, the constraint violation, and the computational time. In addition, the proposed HPE transformer achieves pretty good generalization performance on different numbers of users, different numbers of multicast groups, and different signal-to-interference-plus-noise ratio targets.

A Survey of Advances in Optimization Methods for Wireless Communication System Design

Mathematical optimization is now widely regarded as an indispensable modeling and solution tool for the design of wireless communications systems. While optimization has played a significant role in the revolutionary progress in wireless communication and networking technologies from 1G to 5G and onto the future 6G, the innovations in wireless technologies have also substantially transformed the nature of the underlying mathematical optimization problems upon which the system designs are based and have sparked significant innovations in the development of methodologies to understand, to analyze, and to solve those problems. In this paper, we provide a comprehensive survey of recent advances in mathematical optimization theory and algorithms for wireless communication system design. We begin by illustrating common features of mathematical optimization problems arising in wireless communication system design. We discuss various scenarios and use cases and their associated mathematical structures from an optimization perspective. We then provide an overview of recent advances in mathematical optimization theory and algorithms, from nonconvex optimization, global optimization, and integer programming, to distributed optimization and learning-based optimization. The key to successful solution of mathematical optimization problems is in carefully choosing and/or developing suitable optimization algorithms (or neural network architectures) that can exploit the underlying problem structure. We conclude the paper by identifying several open research challenges and outlining future research directions.

Covariance-Based Activity Detection in Cooperative Multi-Cell Massive MIMO: Scaling Law and Efficient Algorithms

This paper focuses on the covariance-based activity detection problem in a multi-cell massive multiple-input multiple-output (MIMO) system. In this system, active devices transmit their signature sequences to multiple base stations (BSs), and the BSs cooperatively detect the active devices based on the received signals. While the scaling law for the covariance-based activity detection in the single-cell scenario has been extensively analyzed in the literature, this paper aims to analyze the scaling law for the covariance-based activity detection in the multi-cell massive MIMO system. Specifically, this paper demonstrates a quadratic scaling law in the multi-cell system, under the assumption that the exponent in the classical path-loss model is greater than 2. This finding shows that, in the multi-cell MIMO system, the maximum number of active devices that can be detected correctly in each cell increases quadratically with the length of the signature sequence and decreases logarithmically with the number of cells (as the number of antennas tends to infinity). Moreover, in addition to analyzing the scaling law for the signature sequences randomly and uniformly distributed on a sphere, the paper also establishes the scaling law for signature sequences generated from a finite alphabet, which are easier to generate and store. Moreover, this paper proposes two efficient accelerated coordinate descent (CD) algorithms with a convergence guarantee for solving the device activity detection problem. The first algorithm reduces the complexity of CD by using an inexact coordinate update strategy. The second algorithm avoids unnecessary computations of CD by using an active set selection strategy. Simulation results show that the proposed algorithms exhibit excellent performance in terms of computational efficiency and detection error probability.

Random ISAC Signals Deserve Dedicated Precoding

Radar systems typically employ well-designed deterministic signals for target sensing, while integrated sensing and communications (ISAC) systems have to adopt random signals to convey useful information. This paper analyzes the sensing and ISAC performance relying on random signaling in a multiantenna system. Towards this end, we define a new sensing performance metric, namely, ergodic linear minimum mean square error (ELMMSE), which characterizes the estimation error averaged over random ISAC signals. Then, we investigate a data-dependent precoding (DDP) scheme to minimize the ELMMSE in sensing-only scenarios, which attains the optimized performance at the cost of high implementation overhead. To reduce the cost, we present an alternative data-independent precoding (DIP) scheme by stochastic gradient projection (SGP). Moreover, we shed light on the optimal structures of both sensing-only DDP and DIP precoders. As a further step, we extend the proposed DDP and DIP approaches to ISAC scenarios, which are solved via a tailored penalty-based alternating optimization algorithm. Our numerical results demonstrate that the proposed DDP and DIP methods achieve substantial performance gains over conventional ISAC signaling schemes that treat the signal sample covariance matrix as deterministic, which proves that random ISAC signals deserve dedicated precoding designs.

Globally Optimal Beamforming Design for Integrated Sensing and Communication Systems

In this paper, we propose a multi-input multi-output (MIMO) beamforming transmit optimization model for joint radar sensing and multi-user communications, where the design of the beamformers is formulated as an optimization problem whose objective is a weighted combination of the sum rate and the Cram\'{e}r-Rao bound (CRB), subject to the transmit power budget constraint. The formulated problem is challenging to obtain a global solution, because the sum rate maximization (SRM) problem itself (even without considering the sensing metric) is known to be NP-hard. In this paper, we propose an efficient global branch-and-bound algorithm for solving the formulated problem based on the McCormick envelope relaxation and the semidefinite relaxation (SDR) technique. The proposed algorithm is guaranteed to find the global solution for the considered problem, and thus serves as an important benchmark for performance evaluation of the existing local or suboptimal algorithms for solving the same problem.

Joint Beamforming and Compression Design for Per-Antenna Power Constrained Cooperative Cellular Networks

In the cooperative cellular network, relay-like base stations are connected to the central processor (CP) via rate-limited fronthaul links and the joint processing is performed at the CP, which thus can effectively mitigate the multiuser interference. In this paper, we consider the joint beamforming and compression problem with per-antenna power constraints in the cooperative cellular network. We first establish the equivalence between the considered problem and its semidefinite relaxation (SDR). Then we further derive the partial Lagrangian dual of the SDR problem and show that the objective function of the obtained dual problem is differentiable. Based on the differentiability, we propose two efficient projected gradient ascent algorithms for solving the dual problem, which are projected exact gradient ascent (PEGA) and projected inexact gradient ascent (PIGA). While PEGA is guaranteed to find the global solution of the dual problem (and hence the global solution of the original problem), PIGA is more computationally efficient due to the lower complexity in inexactly computing the gradient. Global optimality and high efficiency of the proposed algorithms are demonstrated via numerical experiments.

Sensing With Random Signals

Radar systems typically employ well-designed deterministic signals for target sensing. In contrast to that, integrated sensing and communications (ISAC) systems have to use random signals to convey useful information, potentially causing sensing performance degradation. This paper analyzes the sensing performance via random ISAC signals over a multi-antenna system. Towards this end, we define a new sensing performance metric, namely, ergodic linear minimum mean square error (ELMMSE), which characterizes the estimation error averaged over the randomness of ISAC signals. Then, we investigate a data-dependent precoding scheme to minimize the ELMMSE, which attains the {optimized} sensing performance at the price of high computational complexity. To reduce the complexity, we present an alternative data-independent precoding scheme and propose a stochastic gradient projection (SGP) algorithm for ELMMSE minimization, which can be trained offline by locally generated signal samples. Finally, we demonstrate the superiority of the proposed methods by simulations.

Asymptotic SEP Analysis and Optimization of Linear-Quantized Precoding in Massive MIMO Systems

A promising approach to deal with the high hardware cost and energy consumption of massive MIMO transmitters is to use low-resolution digital-to-analog converters (DACs) at each antenna element. This leads to a transmission scheme where the transmitted signals are restricted to a finite set of voltage levels. This paper is concerned with the analysis and optimization of a low-cost quantized precoding strategy, referred to as linear-quantized precoding, for a downlink massive MIMO system under Rayleigh fading. In linear-quantized precoding, the signals are first processed by a linear precoding matrix and subsequently quantized component-wise by the DAC. In this paper, we analyze both the signal-to-interference-plus-noise ratio (SINR) and the symbol error probability (SEP) performances of such linear-quantized precoding schemes in an asymptotic framework where the number of transmit antennas and the number of users grow large with a fixed ratio. Our results provide a rigorous justification for the heuristic arguments based on the Bussgang decomposition that are commonly used in prior works. Based on the asymptotic analysis, we further derive the optimal precoder within a class of linear-quantized precoders that includes several popular precoders as special cases. Our numerical results demonstrate the excellent accuracy of the asymptotic analysis for finite systems and the optimality of the derived precoder.

An Efficient Global Algorithm for One-Bit Maximum-Likelihood MIMO Detection

There has been growing interest in implementing massive MIMO systems by one-bit analog-to-digital converters (ADCs), which have the benefit of reducing the power consumption and hardware complexity. One-bit MIMO detection arises in such a scenario. It aims to detect the multiuser signals from the one-bit quantized received signals in an uplink channel. In this paper, we consider one-bit maximum-likelihood (ML) MIMO detection in massive MIMO systems, which amounts to solving a large-scale nonlinear integer programming problem. We propose an efficient global algorithm for solving the one-bit ML MIMO detection problem. We first reformulate the problem as a mixed integer linear programming (MILP) problem that has a massive number of linear constraints. The massive number of linear constraints raises computational challenges. To solve the MILP problem efficiently, we custom build a light-weight branch-and-bound tree search algorithm, where the linear constraints are incrementally added during the tree search procedure and only small-size linear programming subproblems need to be solved at each iteration. We provide simulation results to demonstrate the efficiency of the proposed method.