Mechanical Engineering, Colorado School of Mines, Golden, CO, USA
Abstract:We present FinRL-X, a modular and deployment-consistent trading architecture that unifies data processing, strategy construction, backtesting, and broker execution under a weight-centric interface. While existing open-source platforms are often backtesting- or model-centric, they rarely provide system-level consistency between research evaluation and live deployment. FinRL-X addresses this gap through a composable strategy pipeline that integrates stock selection, portfolio allocation, timing, and portfolio-level risk overlays within a unified protocol. The framework supports both rule-based and AI-driven components, including reinforcement learning allocators and LLM-based sentiment signals, without altering downstream execution semantics. FinRL-X provides an extensible foundation for reproducible, end-to-end quantitative trading research and deployment. The official FinRL-X implementation is available at https://github.com/AI4Finance-Foundation/FinRL-Trading.
Abstract:Robots in shared workspaces must interpret human actions from partial, ambiguous observations, where overconfident early predictions can lead to unsafe or disruptive interaction. This challenge is amplified in egocentric views, where viewpoint changes and occlusions increase perceptual noise and ambiguity. As a result, downstream human-robot interaction modules require not only an action hypothesis but also a trustworthy estimate of confidence under partial observation. Recent vision-language model-based approaches have been proposed for short-term action recognition due to their open-vocabulary and context-aware reasoning, but their uncertainty reliability in the temporal-prefix regime is largely uncharacterized. We present the first systematic evaluation of uncertainty in vision-language model-based short-term action recognition for human-robot interaction. We introduce a temporal-prefix evaluation protocol and metrics for calibration and selective prediction. We also characterize miscalibration patterns and failure modes under partial observations. Our study provides the missing reliability evidence needed to use vision-language model predictions in confidence-gated human-robot interaction modules.




Abstract:Image composition aims to seamlessly integrate a foreground object into a background, where generating realistic and geometrically accurate shadows remains a persistent challenge. While recent diffusion-based methods have outperformed GAN-based approaches, existing techniques, such as the diffusion-based relighting framework IC-Light, still fall short in producing shadows with both high appearance realism and geometric precision, especially in composite images. To address these limitations, we propose a novel shadow generation framework based on a Keypoints Linear Model (KPLM) and a Shadow Triangle Algorithm (STA). KPLM models articulated human bodies using nine keypoints and one bounding block, enabling physically plausible shadow projection and dynamic shading across joints, thereby enhancing visual realism. STA further improves geometric accuracy by computing shadow angles, lengths, and spatial positions through explicit geometric formulations. Extensive experiments demonstrate that our method achieves state-of-the-art performance on shadow realism benchmarks, particularly under complex human poses, and generalizes effectively to multi-directional relighting scenarios such as those supported by IC-Light.




Abstract:Intent inferencing in teleoperation has been instrumental in aligning operator goals and coordinating actions with robotic partners. However, current intent inference methods often ignore subtle motion that can be strong indicators for a sudden change in intent. Specifically, we aim to tackle 1) if we can detect sudden jumps in operator trajectories, 2) how we appropriately use these sudden jump motions to infer an operator's goal state, and 3) how to incorporate these discontinuous and continuous dynamics to infer operator motion. Our framework, called Psychic, models these small indicative motions through a jump-drift-diffusion stochastic differential equation to cover discontinuous and continuous dynamics. Kramers-Moyal (KM) coefficients allow us to detect jumps with a trajectory which we pair with a statistical outlier detection algorithm to nominate goal transitions. Through identifying jumps, we can perform early detection of existing goals and discover undefined goals in unstructured scenarios. Our framework then applies a Sparse Identification of Nonlinear Dynamics (SINDy) model using KM coefficients with the goal transitions as a control input to infer an operator's motion behavior in unstructured scenarios. We demonstrate Psychic can produce probabilistic reachability sets and compare our strategy to a negative log-likelihood model fit. We perform a retrospective study on 600 operator trajectories in a hands-free teleoperation task to evaluate the efficacy of our opensource package, Psychic, in both offline and online learning.
Abstract:Understanding intrinsic differences between adversarial examples and clean samples is key to enhancing DNN robustness and detection against adversarial attacks. This study first empirically finds that image-based adversarial examples are notably sensitive to occlusion. Controlled experiments on CIFAR-10 used nine canonical attacks (e.g., FGSM, PGD) to generate adversarial examples, paired with original samples for evaluation. We introduce Sliding Mask Confidence Entropy (SMCE) to quantify model confidence fluctuation under occlusion. Using 1800+ test images, SMCE calculations supported by Mask Entropy Field Maps and statistical distributions show adversarial examples have significantly higher confidence volatility under occlusion than originals. Based on this, we propose Sliding Window Mask-based Adversarial Example Detection (SWM-AED), which avoids catastrophic overfitting of conventional adversarial training. Evaluations across classifiers and attacks on CIFAR-10 demonstrate robust performance, with accuracy over 62% in most cases and up to 96.5%.
Abstract:Humans directly completing tasks in dangerous or hazardous conditions is not always possible where these tasks are increasingly be performed remotely by teleoperated robots. However, teleoperation is difficult since the operator feels a disconnect with the robot caused by missing feedback from several senses, including touch, and the lack of depth in the video feedback presented to the operator. To overcome this problem, the proposed system actively infers the operator's intent and provides assistance based on the predicted intent. Furthermore, a novel method of calculating confidence in the inferred intent modifies the human-in-the-loop control. The operator's gaze is employed to intuitively indicate the target before the manipulation with the robot begins. A potential field method is used to provide a guiding force towards the intended target, and a safety boundary reduces risk of damage. Modifying these assistances based on the confidence level in the operator's intent makes the control more natural, and gives the robot an intuitive understanding of its human master. Initial validation results show the ability of the system to improve accuracy, execution time, and reduce operator error.




Abstract:Current deep learning powered appearance based uncertainty-aware gaze estimation models produce inconsistent and unreliable uncertainty estimation that limits their adoptions in downstream applications. In this study, we propose a workflow to improve the accuracy of uncertainty estimation using probability calibration with a few post hoc samples. The probability calibration process employs a simple secondary regression model to compensate for inaccuracies in estimated uncertainties from the deep learning model. Training of the secondary model is detached from the main deep learning model and thus no expensive weight tuning is required. The added calibration process is lightweight and relatively independent from the deep learning process, making it fast to run and easy to implement. We evaluated the effectiveness of the calibration process under four potential application scenarios with two datasets that have distinctive image characteristics due to the data collection setups. The calibration process is most effective when the calibration and testing data share similar characteristics. Even under suboptimal circumstances that calibration and testing data differ, the calibration process can still make corrections to reduce prediction errors in uncertainty estimates made by uncalibrated models.




Abstract:Dexterous telemanipulation is crucial in advancing human-robot systems, especially in tasks requiring precise and safe manipulation. However, it faces significant challenges due to the physical differences between human and robotic hands, the dynamic interaction with objects, and the indirect control and perception of the remote environment. Current approaches predominantly focus on mapping the human hand onto robotic counterparts to replicate motions, which exhibits a critical oversight: it often neglects the physical interaction with objects and relegates the interaction burden to the human to adapt and make laborious adjustments in response to the indirect and counter-intuitive observation of the remote environment. This work develops an End-Effects-Oriented Learning-based Dexterous Telemanipulation (EFOLD) framework to address telemanipulation tasks. EFOLD models telemanipulation as a Markov Game, introducing multiple end-effect features to interpret the human operator's commands during interaction with objects. These features are used by a Deep Reinforcement Learning policy to control the robot and reproduce such end effects. EFOLD was evaluated with real human subjects and two end-effect extraction methods for controlling a virtual Shadow Robot Hand in telemanipulation tasks. EFOLD achieved real-time control capability with low command following latency (delay<0.11s) and highly accurate tracking (MSE<0.084 rad).




Abstract:Large Vision Language Models (VLMs) extend and enhance the perceptual abilities of Large Language Models (LLMs). Despite offering new possibilities for LLM applications, these advancements raise significant security and ethical concerns, particularly regarding the generation of harmful content. While LLMs have undergone extensive security evaluations with the aid of red teaming frameworks, VLMs currently lack a well-developed one. To fill this gap, we introduce Arondight, a standardized red team framework tailored specifically for VLMs. Arondight is dedicated to resolving issues related to the absence of visual modality and inadequate diversity encountered when transitioning existing red teaming methodologies from LLMs to VLMs. Our framework features an automated multi-modal jailbreak attack, wherein visual jailbreak prompts are produced by a red team VLM, and textual prompts are generated by a red team LLM guided by a reinforcement learning agent. To enhance the comprehensiveness of VLM security evaluation, we integrate entropy bonuses and novelty reward metrics. These elements incentivize the RL agent to guide the red team LLM in creating a wider array of diverse and previously unseen test cases. Our evaluation of ten cutting-edge VLMs exposes significant security vulnerabilities, particularly in generating toxic images and aligning multi-modal prompts. In particular, our Arondight achieves an average attack success rate of 84.5\% on GPT-4 in all fourteen prohibited scenarios defined by OpenAI in terms of generating toxic text. For a clearer comparison, we also categorize existing VLMs based on their safety levels and provide corresponding reinforcement recommendations. Our multimodal prompt dataset and red team code will be released after ethics committee approval. CONTENT WARNING: THIS PAPER CONTAINS HARMFUL MODEL RESPONSES.




Abstract:As financial institutions and professionals increasingly incorporate Large Language Models (LLMs) into their workflows, substantial barriers, including proprietary data and specialized knowledge, persist between the finance sector and the AI community. These challenges impede the AI community's ability to enhance financial tasks effectively. Acknowledging financial analysis's critical role, we aim to devise financial-specialized LLM-based toolchains and democratize access to them through open-source initiatives, promoting wider AI adoption in financial decision-making. In this paper, we introduce FinRobot, a novel open-source AI agent platform supporting multiple financially specialized AI agents, each powered by LLM. Specifically, the platform consists of four major layers: 1) the Financial AI Agents layer that formulates Financial Chain-of-Thought (CoT) by breaking sophisticated financial problems down into logical sequences; 2) the Financial LLM Algorithms layer dynamically configures appropriate model application strategies for specific tasks; 3) the LLMOps and DataOps layer produces accurate models by applying training/fine-tuning techniques and using task-relevant data; 4) the Multi-source LLM Foundation Models layer that integrates various LLMs and enables the above layers to access them directly. Finally, FinRobot provides hands-on for both professional-grade analysts and laypersons to utilize powerful AI techniques for advanced financial analysis. We open-source FinRobot at \url{https://github.com/AI4Finance-Foundation/FinRobot}.