SPARSEFIT: Few-shot Prompting with Sparse Fine-tuning for Jointly Generating Predictions and Natural Language Explanations

Explaining the decisions of neural models is crucial for ensuring their trustworthiness at deployment time. Using Natural Language Explanations (NLEs) to justify a model's predictions has recently gained increasing interest. However, this approach usually demands large datasets of human-written NLEs for the ground-truth answers, which are expensive and potentially infeasible for some applications. For models to generate high-quality NLEs when only a few NLEs are available, the fine-tuning of Pre-trained Language Models (PLMs) in conjunction with prompt-based learning recently emerged. However, PLMs typically have billions of parameters, making fine-tuning expensive. We propose SparseFit, a sparse few-shot fine-tuning strategy that leverages discrete prompts to jointly generate predictions and NLEs. We experiment with SparseFit on the T5 model and four datasets and compare it against state-of-the-art parameter-efficient fine-tuning techniques. We perform automatic and human evaluations to assess the quality of the model-generated NLEs, finding that fine-tuning only 6.8% of the model parameters leads to competitive results for both the task performance and the quality of the NLEs.

Logical Reasoning for Natural Language Inference Using Generated Facts as Atoms

State-of-the-art neural models can now reach human performance levels across various natural language understanding tasks. However, despite this impressive performance, models are known to learn from annotation artefacts at the expense of the underlying task. While interpretability methods can identify influential features for each prediction, there are no guarantees that these features are responsible for the model decisions. Instead, we introduce a model-agnostic logical framework to determine the specific information in an input responsible for each model decision. This method creates interpretable Natural Language Inference (NLI) models that maintain their predictive power. We achieve this by generating facts that decompose complex NLI observations into individual logical atoms. Our model makes predictions for each atom and uses logical rules to decide the class of the observation based on the predictions for each atom. We apply our method to the highly challenging ANLI dataset, where our framework improves the performance of both a DeBERTa-base and BERT baseline. Our method performs best on the most challenging examples, achieving a new state-of-the-art for the ANLI round 3 test set. We outperform every baseline in a reduced-data setting, and despite using no annotations for the generated facts, our model predictions for individual facts align with human expectations.

Adapting Neural Link Predictors for Complex Query Answering

Answering complex queries on incomplete knowledge graphs is a challenging task where a model needs to answer complex logical queries in the presence of missing knowledge. Recently, Arakelyan et al. (2021); Minervini et al. (2022) showed that neural link predictors could also be used for answering complex queries: their Continuous Query Decomposition (CQD) method works by decomposing complex queries into atomic sub-queries, answers them using neural link predictors and aggregates their scores via t-norms for ranking the answers to each complex query. However, CQD does not handle negations and only uses the training signal from atomic training queries: neural link prediction scores are not calibrated to interact together via fuzzy logic t-norms during complex query answering. In this work, we propose to address this problem by training a parameter-efficient score adaptation model to re-calibrate neural link prediction scores: this new component is trained on complex queries by back-propagating through the complex query-answering process. Our method, CQD$^{A}$, produces significantly more accurate results than current state-of-the-art methods, improving from $34.4$ to $35.1$ Mean Reciprocal Rank values averaged across all datasets and query types while using $\leq 35\%$ of the available training query types. We further show that CQD$^{A}$ is data-efficient, achieving competitive results with only $1\%$ of the training data, and robust in out-of-domain evaluations.

Machine Learning-Assisted Recurrence Prediction for Early-Stage Non-Small-Cell Lung Cancer Patients

Background: Stratifying cancer patients according to risk of relapse can personalize their care. In this work, we provide an answer to the following research question: How to utilize machine learning to estimate probability of relapse in early-stage non-small-cell lung cancer patients? Methods: For predicting relapse in 1,387 early-stage (I-II), non-small-cell lung cancer (NSCLC) patients from the Spanish Lung Cancer Group data (65.7 average age, 24.8% females, 75.2% males) we train tabular and graph machine learning models. We generate automatic explanations for the predictions of such models. For models trained on tabular data, we adopt SHAP local explanations to gauge how each patient feature contributes to the predicted outcome. We explain graph machine learning predictions with an example-based method that highlights influential past patients. Results: Machine learning models trained on tabular data exhibit a 76% accuracy for the Random Forest model at predicting relapse evaluated with a 10-fold cross-validation (model was trained 10 times with different independent sets of patients in test, train and validation sets, the reported metrics are averaged over these 10 test sets). Graph machine learning reaches 68% accuracy over a 200-patient, held-out test set, calibrated on a held-out set of 100 patients. Conclusions: Our results show that machine learning models trained on tabular and graph data can enable objective, personalised and reproducible prediction of relapse and therefore, disease outcome in patients with early-stage NSCLC. With further prospective and multisite validation, and additional radiological and molecular data, this prognostic model could potentially serve as a predictive decision support tool for deciding the use of adjuvant treatments in early-stage lung cancer. Keywords: Non-Small-Cell Lung Cancer, Tumor Recurrence Prediction, Machine Learning

An Efficient Memory-Augmented Transformer for Knowledge-Intensive NLP Tasks

Access to external knowledge is essential for many natural language processing tasks, such as question answering and dialogue. Existing methods often rely on a parametric model that stores knowledge in its parameters, or use a retrieval-augmented model that has access to an external knowledge source. Parametric and retrieval-augmented models have complementary strengths in terms of computational efficiency and predictive accuracy. To combine the strength of both approaches, we propose the Efficient Memory-Augmented Transformer (EMAT) -- it encodes external knowledge into a key-value memory and exploits the fast maximum inner product search for memory querying. We also introduce pre-training tasks that allow EMAT to encode informative key-value representations, and to learn an implicit strategy to integrate multiple memory slots into the transformer. Experiments on various knowledge-intensive tasks such as question answering and dialogue datasets show that, simply augmenting parametric models (T5-base) using our method produces more accurate results (e.g., 25.8 -> 44.3 EM on NQ) while retaining a high throughput (e.g., 1000 queries/s on NQ). Compared to retrieval-augmented models, EMAT runs substantially faster across the board and produces more accurate results on WoW and ELI5. Our code and datasets are available at https://github. com/uclnlp/EMAT.

Learning Discrete Directed Acyclic Graphs via Backpropagation

Recently continuous relaxations have been proposed in order to learn Directed Acyclic Graphs (DAGs) from data by backpropagation, instead of using combinatorial optimization. However, a number of techniques for fully discrete backpropagation could instead be applied. In this paper, we explore that direction and propose DAG-DB, a framework for learning DAGs by Discrete Backpropagation. Based on the architecture of Implicit Maximum Likelihood Estimation [I-MLE, arXiv:2106.01798], DAG-DB adopts a probabilistic approach to the problem, sampling binary adjacency matrices from an implicit probability distribution. DAG-DB learns a parameter for the distribution from the loss incurred by each sample, performing competitively using either of two fully discrete backpropagation techniques, namely I-MLE and Straight-Through Estimation.

Adaptive Perturbation-Based Gradient Estimation for Discrete Latent Variable Models

The integration of discrete algorithmic components in deep learning architectures has numerous applications. Recently, Implicit Maximum Likelihood Estimation (IMLE, Niepert, Minervini, and Franceschi 2021), a class of gradient estimators for discrete exponential family distributions, was proposed by combining implicit differentiation through perturbation with the path-wise gradient estimator. However, due to the finite difference approximation of the gradients, it is especially sensitive to the choice of the finite difference step size which needs to be specified by the user. In this work, we present Adaptive IMLE (AIMLE) the first adaptive gradient estimator for complex discrete distributions: it adaptively identifies the target distribution for IMLE by trading off the density of gradient information with the degree of bias in the gradient estimates. We empirically evaluate our estimator on synthetic examples, as well as on Learning to Explain, Discrete Variational Auto-Encoders, and Neural Relational Inference tasks. In our experiments, we show that our adaptive gradient estimator can produce faithful estimates while requiring orders of magnitude fewer samples than other gradient estimators.

ReFactorGNNs: Revisiting Factorisation-based Models from a Message-Passing Perspective

Factorisation-based Models (FMs), such as DistMult, have enjoyed enduring success for Knowledge Graph Completion (KGC) tasks, often outperforming Graph Neural Networks (GNNs). However, unlike GNNs, FMs struggle to incorporate node features and to generalise to unseen nodes in inductive settings. Our work bridges the gap between FMs and GNNs by proposing ReFactorGNNs. This new architecture draws upon both modelling paradigms, which previously were largely thought of as disjoint. Concretely, using a message-passing formalism, we show how FMs can be cast as GNNs by reformulating the gradient descent procedure as message-passing operations, which forms the basis of our ReFactorGNNs. Across a multitude of well-established KGC benchmarks, our ReFactorGNNs achieve comparable transductive performance to FMs, and state-of-the-art inductive performance while using an order of magnitude fewer parameters.

Logical Reasoning with Span Predictions: Span-level Logical Atoms for Interpretable and Robust NLI Models

Current Natural Language Inference (NLI) models achieve impressive results, sometimes outperforming humans when evaluating on in-distribution test sets. However, as these models are known to learn from annotation artefacts and dataset biases, it is unclear to what extent the models are learning the task of NLI instead of learning from shallow heuristics in their training data. We address this issue by introducing a logical reasoning framework for NLI, creating highly transparent model decisions that are based on logical rules. Unlike prior work, we show that the improved interpretability can be achieved without decreasing the predictive accuracy. We almost fully retain performance on SNLI while identifying the exact hypothesis spans that are responsible for each model prediction. Using the e-SNLI human explanations, we also verify that our model makes sensible decisions at a span level, despite not using any span-level labels during training. We can further improve model performance and the span-level decisions by using the e-SNLI explanations during training. Finally, our model outperforms its baseline in a reduced data setting. When training with only 100 examples, in-distribution performance improves by 18%, while out-of-distribution performance improves on SNLI-hard, MNLI-mismatched, MNLI-matched and SICK by 11%, 26%, 22%, and 21% respectively.

XQA-DST: Multi-Domain and Multi-Lingual Dialogue State Tracking

In a task-oriented dialogue system, Dialogue State Tracking (DST) keeps track of all important information by filling slots with values given through the conversation. Existing methods generally rely on a predefined set of values and struggle to generalise to previously unseen slots in new domains. In this paper, we propose a multi-domain and multi-lingual dialogue state tracker in a neural reading comprehension approach. Our approach fills the slot values using span prediction, where the values are extracted from the dialogue itself. With a novel training strategy and an independent domain classifier, empirical results demonstrate that our model is a domain-scalable and open-vocabulary model that achieves 53.2% Joint Goal Accuracy (JGA) on MultiWOZ 2.1. We show its competitive transferability by zero-shot domain-adaptation experiments on MultiWOZ 2.1 with an average JGA of 31.6% for five domains. In addition, it achieves cross-lingual transfer with state-of-the-art zero-shot results, 64.9% JGA from English to German and 68.6% JGA from English to Italian on WOZ 2.0.