DiscreteSLU: A Large Language Model with Self-Supervised Discrete Speech Units for Spoken Language Understanding

The integration of pre-trained text-based large language models (LLM) with speech input has enabled instruction-following capabilities for diverse speech tasks. This integration requires the use of a speech encoder, a speech adapter, and an LLM, trained on diverse tasks. We propose the use of discrete speech units (DSU), rather than continuous-valued speech encoder outputs, that are converted to the LLM token embedding space using the speech adapter. We generate DSU using a self-supervised speech encoder followed by k-means clustering. The proposed model shows robust performance on speech inputs from seen/unseen domains and instruction-following capability in spoken question answering. We also explore various types of DSU extracted from different layers of the self-supervised speech encoder, as well as Mel frequency Cepstral Coefficients (MFCC). Our findings suggest that the ASR task and datasets are not crucial in instruction-tuning for spoken question answering tasks.

Improving ASR Contextual Biasing with Guided Attention

In this paper, we propose a Guided Attention (GA) auxiliary training loss, which improves the effectiveness and robustness of automatic speech recognition (ASR) contextual biasing without introducing additional parameters. A common challenge in previous literature is that the word error rate (WER) reduction brought by contextual biasing diminishes as the number of bias phrases increases. To address this challenge, we employ a GA loss as an additional training objective besides the Transducer loss. The proposed GA loss aims to teach the cross attention how to align bias phrases with text tokens or audio frames. Compared to studies with similar motivations, the proposed loss operates directly on the cross attention weights and is easier to implement. Through extensive experiments based on Conformer Transducer with Contextual Adapter, we demonstrate that the proposed method not only leads to a lower WER but also retains its effectiveness as the number of bias phrases increases. Specifically, the GA loss decreases the WER of rare vocabularies by up to 19.2% on LibriSpeech compared to the contextual biasing baseline, and up to 49.3% compared to a vanilla Transducer.

Generative Context-aware Fine-tuning of Self-supervised Speech Models

When performing tasks like automatic speech recognition or spoken language understanding for a given utterance, access to preceding text or audio provides contextual information can improve performance. Considering the recent advances in generative large language models (LLM), we hypothesize that an LLM could generate useful context information using the preceding text. With appropriate prompts, LLM could generate a prediction of the next sentence or abstractive text like titles or topics. In this paper, we study the use of LLM-generated context information and propose an approach to distill the generated information during fine-tuning of self-supervised speech models, which we refer to as generative context-aware fine-tuning. This approach allows the fine-tuned model to make improved predictions without access to the true surrounding segments or to the LLM at inference time, while requiring only a very small additional context module. We evaluate the proposed approach using the SLUE and Libri-light benchmarks for several downstream tasks: automatic speech recognition, named entity recognition, and sentiment analysis. The results show that generative context-aware fine-tuning outperforms a context injection fine-tuning approach that accesses the ground-truth previous text, and is competitive with a generative context injection fine-tuning approach that requires the LLM at inference time.

A Comparative Study on E-Branchformer vs Conformer in Speech Recognition, Translation, and Understanding Tasks

Conformer, a convolution-augmented Transformer variant, has become the de facto encoder architecture for speech processing due to its superior performance in various tasks, including automatic speech recognition (ASR), speech translation (ST) and spoken language understanding (SLU). Recently, a new encoder called E-Branchformer has outperformed Conformer in the LibriSpeech ASR benchmark, making it promising for more general speech applications. This work compares E-Branchformer and Conformer through extensive experiments using different types of end-to-end sequence-to-sequence models. Results demonstrate that E-Branchformer achieves comparable or better performance than Conformer in almost all evaluation sets across 15 ASR, 2 ST, and 3 SLU benchmarks, while being more stable during training. We will release our training configurations and pre-trained models for reproducibility, which can benefit the speech community.

Structured Pruning of Self-Supervised Pre-trained Models for Speech Recognition and Understanding

Self-supervised speech representation learning (SSL) has shown to be effective in various downstream tasks, but SSL models are usually large and slow. Model compression techniques such as pruning aim to reduce the model size and computation without degradation in accuracy. Prior studies focus on the pruning of Transformers; however, speech models not only utilize a stack of Transformer blocks, but also combine a frontend network based on multiple convolutional layers for low-level feature representation learning. This frontend has a small size but a heavy computational cost. In this work, we propose three task-specific structured pruning methods to deal with such heterogeneous networks. Experiments on LibriSpeech and SLURP show that the proposed method is more accurate than the original wav2vec2-base with 10% to 30% less computation, and is able to reduce the computation by 40% to 50% without any degradation.

Context-aware Fine-tuning of Self-supervised Speech Models

Self-supervised pre-trained transformers have improved the state of the art on a variety of speech tasks. Due to the quadratic time and space complexity of self-attention, they usually operate at the level of relatively short (e.g., utterance) segments. In this paper, we study the use of context, i.e., surrounding segments, during fine-tuning and propose a new approach called context-aware fine-tuning. We attach a context module on top of the last layer of a pre-trained model to encode the whole segment into a context embedding vector which is then used as an additional feature for the final prediction. During the fine-tuning stage, we introduce an auxiliary loss that encourages this context embedding vector to be similar to context vectors of surrounding segments. This allows the model to make predictions without access to these surrounding segments at inference time and requires only a tiny overhead compared to standard fine-tuned models. We evaluate the proposed approach using the SLUE and Librilight benchmarks for several downstream tasks: Automatic speech recognition (ASR), named entity recognition (NER), and sentiment analysis (SA). The results show that context-aware fine-tuning not only outperforms a standard fine-tuning baseline but also rivals a strong context injection baseline that uses neighboring speech segments during inference.

E-Branchformer: Branchformer with Enhanced merging for speech recognition

Conformer, combining convolution and self-attention sequentially to capture both local and global information, has shown remarkable performance and is currently regarded as the state-of-the-art for automatic speech recognition (ASR). Several other studies have explored integrating convolution and self-attention but they have not managed to match Conformer's performance. The recently introduced Branchformer achieves comparable performance to Conformer by using dedicated branches of convolution and self-attention and merging local and global context from each branch. In this paper, we propose E-Branchformer, which enhances Branchformer by applying an effective merging method and stacking additional point-wise modules. E-Branchformer sets new state-of-the-art word error rates (WERs) 1.81% and 3.65% on LibriSpeech test-clean and test-other sets without using any external training data.

Wav2Seq: Pre-training Speech-to-Text Encoder-Decoder Models Using Pseudo Languages

We introduce Wav2Seq, the first self-supervised approach to pre-train both parts of encoder-decoder models for speech data. We induce a pseudo language as a compact discrete representation, and formulate a self-supervised pseudo speech recognition task -- transcribing audio inputs into pseudo subword sequences. This process stands on its own, or can be applied as low-cost second-stage pre-training. We experiment with automatic speech recognition (ASR), spoken named entity recognition, and speech-to-text translation. We set new state-of-the-art results for end-to-end spoken named entity recognition, and show consistent improvements on 20 language pairs for speech-to-text translation, even when competing methods use additional text data for training. Finally, on ASR, our approach enables encoder-decoder methods to benefit from pre-training for all parts of the network, and shows comparable performance to highly optimized recent methods.

SRU++: Pioneering Fast Recurrence with Attention for Speech Recognition

The Transformer architecture has been well adopted as a dominant architecture in most sequence transduction tasks including automatic speech recognition (ASR), since its attention mechanism excels in capturing long-range dependencies. While models built solely upon attention can be better parallelized than regular RNN, a novel network architecture, SRU++, was recently proposed. By combining the fast recurrence and attention mechanism, SRU++ exhibits strong capability in sequence modeling and achieves near-state-of-the-art results in various language modeling and machine translation tasks with improved compute efficiency. In this work, we present the advantages of applying SRU++ in ASR tasks by comparing with Conformer across multiple ASR benchmarks and study how the benefits can be generalized to long-form speech inputs. On the popular LibriSpeech benchmark, our SRU++ model achieves 2.0% / 4.7% WER on test-clean / test-other, showing competitive performances compared with the state-of-the-art Conformer encoder under the same set-up. Specifically, SRU++ can surpass Conformer on long-form speech input with a large margin, based on our analysis.

Performance-Efficiency Trade-offs in Unsupervised Pre-training for Speech Recognition

This paper is a study of performance-efficiency trade-offs in pre-trained models for automatic speech recognition (ASR). We focus on wav2vec 2.0, and formalize several architecture designs that influence both the model performance and its efficiency. Putting together all our observations, we introduce SEW (Squeezed and Efficient Wav2vec), a pre-trained model architecture with significant improvements along both performance and efficiency dimensions across a variety of training setups. For example, under the 100h-960h semi-supervised setup on LibriSpeech, SEW achieves a 1.9x inference speedup compared to wav2vec 2.0, with a 13.5% relative reduction in word error rate. With a similar inference time, SEW reduces word error rate by 25-50% across different model sizes.