Perplexity-Aware Data Scaling Law: Perplexity Landscapes Predict Performance for Continual Pre-training

Continual Pre-training (CPT) serves as a fundamental approach for adapting foundation models to domain-specific applications. Scaling laws for pre-training define a power-law relationship between dataset size and the test loss of an LLM. However, the marginal gains from simply increasing data for CPT diminish rapidly, yielding suboptimal data utilization and inefficient training. To address this challenge, we propose a novel perplexity-aware data scaling law to establish a predictive relationship between the perplexity landscape of domain-specific data and the test loss. Our approach leverages the perplexity derived from the pre-trained model on domain data as a proxy for estimating the knowledge gap, effectively quantifying the informational perplexity landscape of candidate training samples. By fitting this scaling law across diverse perplexity regimes, we enable adaptive selection of high-utility data subsets, prioritizing content that maximizes knowledge absorption while minimizing redundancy and noise. Extensive experiments demonstrate that our method consistently identifies near-optimal training subsets and achieves superior performance on both medical and general-domain benchmarks.

Reliable and Private Utility Signaling for Data Markets

The explosive growth of data has highlighted its critical role in driving economic growth through data marketplaces, which enable extensive data sharing and access to high-quality datasets. To support effective trading, signaling mechanisms provide participants with information about data products before transactions, enabling informed decisions and facilitating trading. However, due to the inherent free-duplication nature of data, commonly practiced signaling methods face a dilemma between privacy and reliability, undermining the effectiveness of signals in guiding decision-making. To address this, this paper explores the benefits and develops a non-TCP-based construction for a desirable signaling mechanism that simultaneously ensures privacy and reliability. We begin by formally defining the desirable utility signaling mechanism and proving its ability to prevent suboptimal decisions for both participants and facilitate informed data trading. To design a protocol to realize its functionality, we propose leveraging maliciously secure multi-party computation (MPC) to ensure the privacy and robustness of signal computation and introduce an MPC-based hash verification scheme to ensure input reliability. In multi-seller scenarios requiring fair data valuation, we further explore the design and optimization of the MPC-based KNN-Shapley method with improved efficiency. Rigorous experiments demonstrate the efficiency and practicality of our approach.

Instance-Wise Adaptive Sampling for Dataset Construction in Approximating Inverse Problem Solutions

We propose an instance-wise adaptive sampling framework for constructing compact and informative training datasets for supervised learning of inverse problem solutions. Typical learning-based approaches aim to learn a general-purpose inverse map from datasets drawn from a prior distribution, with the training process independent of the specific test instance. When the prior has a high intrinsic dimension or when high accuracy of the learned solution is required, a large number of training samples may be needed, resulting in substantial data collection costs. In contrast, our method dynamically allocates sampling effort based on the specific test instance, enabling significant gains in sample efficiency. By iteratively refining the training dataset conditioned on the latest prediction, the proposed strategy tailors the dataset to the geometry of the inverse map around each test instance. We demonstrate the effectiveness of our approach in the inverse scattering problem under two types of structured priors. Our results show that the advantage of the adaptive method becomes more pronounced in settings with more complex priors or higher accuracy requirements. While our experiments focus on a particular inverse problem, the adaptive sampling strategy is broadly applicable and readily extends to other inverse problems, offering a scalable and practical alternative to conventional fixed-dataset training regimes.

Module-Aware Parameter-Efficient Machine Unlearning on Transformers

Transformer has become fundamental to a vast series of pre-trained large models that have achieved remarkable success across diverse applications. Machine unlearning, which focuses on efficiently removing specific data influences to comply with privacy regulations, shows promise in restricting updates to influence-critical parameters. However, existing parameter-efficient unlearning methods are largely devised in a module-oblivious manner, which tends to inaccurately identify these parameters and leads to inferior unlearning performance for Transformers. In this paper, we propose {\tt MAPE-Unlearn}, a module-aware parameter-efficient machine unlearning approach that uses a learnable pair of masks to pinpoint influence-critical parameters in the heads and filters of Transformers. The learning objective of these masks is derived by desiderata of unlearning and optimized through an efficient algorithm featured by a greedy search with a warm start. Extensive experiments on various Transformer models and datasets demonstrate the effectiveness and robustness of {\tt MAPE-Unlearn} for unlearning.

Explainer-guided Targeted Adversarial Attacks against Binary Code Similarity Detection Models

Binary code similarity detection (BCSD) serves as a fundamental technique for various software engineering tasks, e.g., vulnerability detection and classification. Attacks against such models have therefore drawn extensive attention, aiming at misleading the models to generate erroneous predictions. Prior works have explored various approaches to generating semantic-preserving variants, i.e., adversarial samples, to evaluate the robustness of the models against adversarial attacks. However, they have mainly relied on heuristic criteria or iterative greedy algorithms to locate salient code influencing the model output, failing to operate on a solid theoretical basis. Moreover, when processing programs with high complexities, such attacks tend to be time-consuming. In this work, we propose a novel optimization for adversarial attacks against BCSD models. In particular, we aim to improve the attacks in a challenging scenario, where the attack goal is to limit the model predictions to a specific range, i.e., the targeted attacks. Our attack leverages the superior capability of black-box, model-agnostic explainers in interpreting the model decision boundaries, thereby pinpointing the critical code snippet to apply semantic-preserving perturbations. The evaluation results demonstrate that compared with the state-of-the-art attacks, the proposed attacks achieve higher attack success rate in almost all scenarios, while also improving the efficiency and transferability. Our real-world case studies on vulnerability detection and classification further demonstrate the security implications of our attacks, highlighting the urgent need to further enhance the robustness of existing BCSD models.

PRUNE: A Patching Based Repair Framework for Certiffable Unlearning of Neural Networks

It is often desirable to remove (a.k.a. unlearn) a speciffc part of the training data from a trained neural network model. A typical application scenario is to protect the data holder's right to be forgotten, which has been promoted by many recent regulation rules. Existing unlearning methods involve training alternative models with remaining data, which may be costly and challenging to verify from the data holder or a thirdparty auditor's perspective. In this work, we provide a new angle and propose a novel unlearning approach by imposing carefully crafted "patch" on the original neural network to achieve targeted "forgetting" of the requested data to delete. Speciffcally, inspired by the research line of neural network repair, we propose to strategically seek a lightweight minimum "patch" for unlearning a given data point with certiffable guarantee. Furthermore, to unlearn a considerable amount of data points (or an entire class), we propose to iteratively select a small subset of representative data points to unlearn, which achieves the effect of unlearning the whole set. Extensive experiments on multiple categorical datasets demonstrates our approach's effectiveness, achieving measurable unlearning while preserving the model's performance and being competitive in efffciency and memory consumption compared to various baseline methods.

DualBreach: Efficient Dual-Jailbreaking via Target-Driven Initialization and Multi-Target Optimization

Recent research has focused on exploring the vulnerabilities of Large Language Models (LLMs), aiming to elicit harmful and/or sensitive content from LLMs. However, due to the insufficient research on dual-jailbreaking -- attacks targeting both LLMs and Guardrails, the effectiveness of existing attacks is limited when attempting to bypass safety-aligned LLMs shielded by guardrails. Therefore, in this paper, we propose DualBreach, a target-driven framework for dual-jailbreaking. DualBreach employs a Target-driven Initialization (TDI) strategy to dynamically construct initial prompts, combined with a Multi-Target Optimization (MTO) method that utilizes approximate gradients to jointly adapt the prompts across guardrails and LLMs, which can simultaneously save the number of queries and achieve a high dual-jailbreaking success rate. For black-box guardrails, DualBreach either employs a powerful open-sourced guardrail or imitates the target black-box guardrail by training a proxy model, to incorporate guardrails into the MTO process. We demonstrate the effectiveness of DualBreach in dual-jailbreaking scenarios through extensive evaluation on several widely-used datasets. Experimental results indicate that DualBreach outperforms state-of-the-art methods with fewer queries, achieving significantly higher success rates across all settings. More specifically, DualBreach achieves an average dual-jailbreaking success rate of 93.67% against GPT-4 with Llama-Guard-3 protection, whereas the best success rate achieved by other methods is 88.33%. Moreover, DualBreach only uses an average of 1.77 queries per successful dual-jailbreak, outperforming other state-of-the-art methods. For the purpose of defense, we propose an XGBoost-based ensemble defensive mechanism named EGuard, which integrates the strengths of multiple guardrails, demonstrating superior performance compared with Llama-Guard-3.

ControlNET: A Firewall for RAG-based LLM System

Retrieval-Augmented Generation (RAG) has significantly enhanced the factual accuracy and domain adaptability of Large Language Models (LLMs). This advancement has enabled their widespread deployment across sensitive domains such as healthcare, finance, and enterprise applications. RAG mitigates hallucinations by integrating external knowledge, yet introduces privacy risk and security risk, notably data breaching risk and data poisoning risk. While recent studies have explored prompt injection and poisoning attacks, there remains a significant gap in comprehensive research on controlling inbound and outbound query flows to mitigate these threats. In this paper, we propose an AI firewall, ControlNET, designed to safeguard RAG-based LLM systems from these vulnerabilities. ControlNET controls query flows by leveraging activation shift phenomena to detect adversarial queries and mitigate their impact through semantic divergence. We conduct comprehensive experiments on four different benchmark datasets including Msmarco, HotpotQA, FinQA, and MedicalSys using state-of-the-art open source LLMs (Llama3, Vicuna, and Mistral). Our results demonstrate that ControlNET achieves over 0.909 AUROC in detecting and mitigating security threats while preserving system harmlessness. Overall, ControlNET offers an effective, robust, harmless defense mechanism, marking a significant advancement toward the secure deployment of RAG-based LLM systems.

Imperceptible but Forgeable: Practical Invisible Watermark Forgery via Diffusion Models

Invisible watermarking is critical for content provenance and accountability in Generative AI. Although commercial companies have increasingly committed to using watermarks, the robustness of existing watermarking schemes against forgery attacks is understudied. This paper proposes DiffForge, the first watermark forgery framework capable of forging imperceptible watermarks under a no-box setting. We estimate the watermark distribution using an unconditional diffusion model and introduce shallow inversion to inject the watermark into a non-watermarked image seamlessly. This approach facilitates watermark injection while preserving image quality by adaptively selecting the depth of inversion steps, leveraging our key insight that watermarks degrade with added noise during the early diffusion phases. Comprehensive evaluations show that DiffForge deceives open-source watermark detectors with a 96.38% success rate and misleads a commercial watermark system with over 97% success rate, achieving high confidence.1 This work reveals fundamental security limitations in current watermarking paradigms.

Towards LLM Guardrails via Sparse Representation Steering

Large Language Models (LLMs) have demonstrated remarkable performance in natural language generation tasks, yet their uncontrolled outputs pose significant ethical and safety risks. Recently, representation engineering methods have shown promising results in steering model behavior by modifying the rich semantic information encoded in activation vectors. However, due to the difficulty of precisely disentangling semantic directions within high-dimensional representation space, existing approaches suffer from three major limitations: lack of fine-grained control, quality degradation of generated content, and poor interpretability. To address these challenges, we propose a sparse encoding-based representation engineering method, named SRE, which decomposes polysemantic activations into a structured, monosemantic feature space. By leveraging sparse autoencoding, our approach isolates and adjusts only task-specific sparse feature dimensions, enabling precise and interpretable steering of model behavior while preserving content quality. We validate our method on three critical domains, i.e., safety, fairness, and truthfulness using the open-source LLM Gemma-2-2B-it. Experimental results show that SRE achieves superior controllability while maintaining the overall quality of generated content (i.e., controllability and quality), demonstrating its effectiveness as a fine-grained and interpretable activation steering framework.