Towards LLM Guardrails via Sparse Representation Steering

Large Language Models (LLMs) have demonstrated remarkable performance in natural language generation tasks, yet their uncontrolled outputs pose significant ethical and safety risks. Recently, representation engineering methods have shown promising results in steering model behavior by modifying the rich semantic information encoded in activation vectors. However, due to the difficulty of precisely disentangling semantic directions within high-dimensional representation space, existing approaches suffer from three major limitations: lack of fine-grained control, quality degradation of generated content, and poor interpretability. To address these challenges, we propose a sparse encoding-based representation engineering method, named SRE, which decomposes polysemantic activations into a structured, monosemantic feature space. By leveraging sparse autoencoding, our approach isolates and adjusts only task-specific sparse feature dimensions, enabling precise and interpretable steering of model behavior while preserving content quality. We validate our method on three critical domains, i.e., safety, fairness, and truthfulness using the open-source LLM Gemma-2-2B-it. Experimental results show that SRE achieves superior controllability while maintaining the overall quality of generated content (i.e., controllability and quality), demonstrating its effectiveness as a fine-grained and interpretable activation steering framework.

Can Small Language Models Reliably Resist Jailbreak Attacks? A Comprehensive Evaluation

Small language models (SLMs) have emerged as promising alternatives to large language models (LLMs) due to their low computational demands, enhanced privacy guarantees and comparable performance in specific domains through light-weight fine-tuning. Deploying SLMs on edge devices, such as smartphones and smart vehicles, has become a growing trend. However, the security implications of SLMs have received less attention than LLMs, particularly regarding jailbreak attacks, which is recognized as one of the top threats of LLMs by the OWASP. In this paper, we conduct the first large-scale empirical study of SLMs' vulnerabilities to jailbreak attacks. Through systematically evaluation on 63 SLMs from 15 mainstream SLM families against 8 state-of-the-art jailbreak methods, we demonstrate that 47.6% of evaluated SLMs show high susceptibility to jailbreak attacks (ASR > 40%) and 38.1% of them can not even resist direct harmful query (ASR > 50%). We further analyze the reasons behind the vulnerabilities and identify four key factors: model size, model architecture, training datasets and training techniques. Moreover, we assess the effectiveness of three prompt-level defense methods and find that none of them achieve perfect performance, with detection accuracy varying across different SLMs and attack methods. Notably, we point out that the inherent security awareness play a critical role in SLM security, and models with strong security awareness could timely terminate unsafe response with little reminder. Building upon the findings, we highlight the urgent need for security-by-design approaches in SLM development and provide valuable insights for building more trustworthy SLM ecosystem.

RedAgent: Red Teaming Large Language Models with Context-aware Autonomous Language Agent

Recently, advanced Large Language Models (LLMs) such as GPT-4 have been integrated into many real-world applications like Code Copilot. These applications have significantly expanded the attack surface of LLMs, exposing them to a variety of threats. Among them, jailbreak attacks that induce toxic responses through jailbreak prompts have raised critical safety concerns. To identify these threats, a growing number of red teaming approaches simulate potential adversarial scenarios by crafting jailbreak prompts to test the target LLM. However, existing red teaming methods do not consider the unique vulnerabilities of LLM in different scenarios, making it difficult to adjust the jailbreak prompts to find context-specific vulnerabilities. Meanwhile, these methods are limited to refining jailbreak templates using a few mutation operations, lacking the automation and scalability to adapt to different scenarios. To enable context-aware and efficient red teaming, we abstract and model existing attacks into a coherent concept called "jailbreak strategy" and propose a multi-agent LLM system named RedAgent that leverages these strategies to generate context-aware jailbreak prompts. By self-reflecting on contextual feedback in an additional memory buffer, RedAgent continuously learns how to leverage these strategies to achieve effective jailbreaks in specific contexts. Extensive experiments demonstrate that our system can jailbreak most black-box LLMs in just five queries, improving the efficiency of existing red teaming methods by two times. Additionally, RedAgent can jailbreak customized LLM applications more efficiently. By generating context-aware jailbreak prompts towards applications on GPTs, we discover 60 severe vulnerabilities of these real-world applications with only two queries per vulnerability. We have reported all found issues and communicated with OpenAI and Meta for bug fixes.