Progressive Multi-Source Domain Adaptation for Personalized Facial Expression Recognition

Personalized facial expression recognition (FER) involves adapting a machine learning model using samples from labeled sources and unlabeled target domains. Given the challenges of recognizing subtle expressions with considerable interpersonal variability, state-of-the-art unsupervised domain adaptation (UDA) methods focus on the multi-source UDA (MSDA) setting, where each domain corresponds to a specific subject, and improve model accuracy and robustness. However, when adapting to a specific target, the diverse nature of multiple source domains translates to a large shift between source and target data. State-of-the-art MSDA methods for FER address this domain shift by considering all the sources to adapt to the target representations. Nevertheless, adapting to a target subject presents significant challenges due to large distributional differences between source and target domains, often resulting in negative transfer. In addition, integrating all sources simultaneously increases computational costs and causes misalignment with the target. To address these issues, we propose a progressive MSDA approach that gradually introduces information from subjects based on their similarity to the target subject. This will ensure that only the most relevant sources from the target are selected, which helps avoid the negative transfer caused by dissimilar sources. We first exploit the closest sources to reduce the distribution shift with the target and then move towards the furthest while only considering the most relevant sources based on the predetermined threshold. Furthermore, to mitigate catastrophic forgetting caused by the incremental introduction of source subjects, we implemented a density-based memory mechanism that preserves the most relevant historical source samples for adaptation. Our experiments show the effectiveness of our proposed method on pain datasets: Biovid and UNBC-McMaster.

Privacy in Responsible AI: Approaches to Facial Recognition from Cloud Providers

As the use of facial recognition technology is expanding in different domains, ensuring its responsible use is gaining more importance. This paper conducts a comprehensive literature review of existing studies on facial recognition technology from the perspective of privacy, which is one of the key Responsible AI principles. Cloud providers, such as Microsoft, AWS, and Google, are at the forefront of delivering facial-related technology services, but their approaches to responsible use of these technologies vary significantly. This paper compares how these cloud giants implement the privacy principle into their facial recognition and detection services. By analysing their approaches, it identifies both common practices and notable differences. The results of this research will be valuable for developers and businesses by providing them insights into best practices of three major companies for integration responsible AI, particularly privacy, into their cloud-based facial recognition technologies.

Some Optimizers are More Equal: Understanding the Role of Optimizers in Group Fairness

We study whether and how the choice of optimization algorithm can impact group fairness in deep neural networks. Through stochastic differential equation analysis of optimization dynamics in an analytically tractable setup, we demonstrate that the choice of optimization algorithm indeed influences fairness outcomes, particularly under severe imbalance. Furthermore, we show that when comparing two categories of optimizers, adaptive methods and stochastic methods, RMSProp (from the adaptive category) has a higher likelihood of converging to fairer minima than SGD (from the stochastic category). Building on this insight, we derive two new theoretical guarantees showing that, under appropriate conditions, RMSProp exhibits fairer parameter updates and improved fairness in a single optimization step compared to SGD. We then validate these findings through extensive experiments on three publicly available datasets, namely CelebA, FairFace, and MS-COCO, across different tasks as facial expression recognition, gender classification, and multi-label classification, using various backbones. Considering multiple fairness definitions including equalized odds, equal opportunity, and demographic parity, adaptive optimizers like RMSProp and Adam consistently outperform SGD in terms of group fairness, while maintaining comparable predictive accuracy. Our results highlight the role of adaptive updates as a crucial yet overlooked mechanism for promoting fair outcomes.

Diffusion-based Adversarial Identity Manipulation for Facial Privacy Protection

The success of face recognition (FR) systems has led to serious privacy concerns due to potential unauthorized surveillance and user tracking on social networks. Existing methods for enhancing privacy fail to generate natural face images that can protect facial privacy. In this paper, we propose diffusion-based adversarial identity manipulation (DiffAIM) to generate natural and highly transferable adversarial faces against malicious FR systems. To be specific, we manipulate facial identity within the low-dimensional latent space of a diffusion model. This involves iteratively injecting gradient-based adversarial identity guidance during the reverse diffusion process, progressively steering the generation toward the desired adversarial faces. The guidance is optimized for identity convergence towards a target while promoting semantic divergence from the source, facilitating effective impersonation while maintaining visual naturalness. We further incorporate structure-preserving regularization to preserve facial structure consistency during manipulation. Extensive experiments on both face verification and identification tasks demonstrate that compared with the state-of-the-art, DiffAIM achieves stronger black-box attack transferability while maintaining superior visual quality. We also demonstrate the effectiveness of the proposed approach for commercial FR APIs, including Face++ and Aliyun.

BAH Dataset for Ambivalence/Hesitancy Recognition in Videos for Behavioural Change

Recognizing complex emotions linked to ambivalence and hesitancy (A/H) can play a critical role in the personalization and effectiveness of digital behaviour change interventions. These subtle and conflicting emotions are manifested by a discord between multiple modalities, such as facial and vocal expressions, and body language. Although experts can be trained to identify A/H, integrating them into digital interventions is costly and less effective. Automatic learning systems provide a cost-effective alternative that can adapt to individual users, and operate seamlessly within real-time, and resource-limited environments. However, there are currently no datasets available for the design of ML models to recognize A/H. This paper introduces a first Behavioural Ambivalence/Hesitancy (BAH) dataset collected for subject-based multimodal recognition of A/H in videos. It contains videos from 224 participants captured across 9 provinces in Canada, with different age, and ethnicity. Through our web platform, we recruited participants to answer 7 questions, some of which were designed to elicit A/H while recording themselves via webcam with microphone. BAH amounts to 1,118 videos for a total duration of 8.26 hours with 1.5 hours of A/H. Our behavioural team annotated timestamp segments to indicate where A/H occurs, and provide frame- and video-level annotations with the A/H cues. Video transcripts and their timestamps are also included, along with cropped and aligned faces in each frame, and a variety of participants meta-data. We include results baselines for BAH at frame- and video-level recognition in multi-modal setups, in addition to zero-shot prediction, and for personalization using unsupervised domain adaptation. The limited performance of baseline models highlights the challenges of recognizing A/H in real-world videos. The data, code, and pretrained weights are available.

V-NAW: Video-based Noise-aware Adaptive Weighting for Facial Expression Recognition

Facial Expression Recognition (FER) plays a crucial role in human affective analysis and has been widely applied in computer vision tasks such as human-computer interaction and psychological assessment. The 8th Affective Behavior Analysis in-the-Wild (ABAW) Challenge aims to assess human emotions using the video-based Aff-Wild2 dataset. This challenge includes various tasks, including the video-based EXPR recognition track, which is our primary focus. In this paper, we demonstrate that addressing label ambiguity and class imbalance, which are known to cause performance degradation, can lead to meaningful performance improvements. Specifically, we propose Video-based Noise-aware Adaptive Weighting (V-NAW), which adaptively assigns importance to each frame in a clip to address label ambiguity and effectively capture temporal variations in facial expressions. Furthermore, we introduce a simple and effective augmentation strategy to reduce redundancy between consecutive frames, which is a primary cause of overfitting. Through extensive experiments, we validate the effectiveness of our approach, demonstrating significant improvements in video-based FER performance.

Face-LLaVA: Facial Expression and Attribute Understanding through Instruction Tuning

The human face plays a central role in social communication, necessitating the use of performant computer vision tools for human-centered applications. We propose Face-LLaVA, a multimodal large language model for face-centered, in-context learning, including facial expression and attribute recognition. Additionally, Face-LLaVA is able to generate natural language descriptions that can be used for reasoning. Leveraging existing visual databases, we first developed FaceInstruct-1M, a face-centered database for instruction tuning MLLMs for face processing. We then developed a novel face-specific visual encoder powered by Face-Region Guided Cross-Attention that integrates face geometry with local visual features. We evaluated the proposed method across nine different datasets and five different face processing tasks, including facial expression recognition, action unit detection, facial attribute detection, age estimation and deepfake detection. Face-LLaVA achieves superior results compared to existing open-source MLLMs and competitive performance compared to commercial solutions. Our model output also receives a higher reasoning rating by GPT under a zero-shot setting across all the tasks. Both our dataset and model wil be released at https://face-llava.github.io to support future advancements in social AI and foundational vision-language research.

Visual and textual prompts for enhancing emotion recognition in video

Vision Large Language Models (VLLMs) exhibit promising potential for multi-modal understanding, yet their application to video-based emotion recognition remains limited by insufficient spatial and contextual awareness. Traditional approaches, which prioritize isolated facial features, often neglect critical non-verbal cues such as body language, environmental context, and social interactions, leading to reduced robustness in real-world scenarios. To address this gap, we propose Set-of-Vision-Text Prompting (SoVTP), a novel framework that enhances zero-shot emotion recognition by integrating spatial annotations (e.g., bounding boxes, facial landmarks), physiological signals (facial action units), and contextual cues (body posture, scene dynamics, others' emotions) into a unified prompting strategy. SoVTP preserves holistic scene information while enabling fine-grained analysis of facial muscle movements and interpersonal dynamics. Extensive experiments show that SoVTP achieves substantial improvements over existing visual prompting methods, demonstrating its effectiveness in enhancing VLLMs' video emotion recognition capabilities.

Evaluating Facial Expression Recognition Datasets for Deep Learning: A Benchmark Study with Novel Similarity Metrics

This study investigates the key characteristics and suitability of widely used Facial Expression Recognition (FER) datasets for training deep learning models. In the field of affective computing, FER is essential for interpreting human emotions, yet the performance of FER systems is highly contingent on the quality and diversity of the underlying datasets. To address this issue, we compiled and analyzed 24 FER datasets, including those targeting specific age groups such as children, adults, and the elderly, and processed them through a comprehensive normalization pipeline. In addition, we enriched the datasets with automatic annotations for age and gender, enabling a more nuanced evaluation of their demographic properties. To further assess dataset efficacy, we introduce three novel metricsLocal, Global, and Paired Similarity, which quantitatively measure dataset difficulty, generalization capability, and cross-dataset transferability. Benchmark experiments using state-of-the-art neural networks reveal that large-scale, automatically collected datasets (e.g., AffectNet, FER2013) tend to generalize better, despite issues with labeling noise and demographic biases, whereas controlled datasets offer higher annotation quality but limited variability. Our findings provide actionable recommendations for dataset selection and design, advancing the development of more robust, fair, and effective FER systems.

Design of an Expression Recognition Solution Employing the Global Channel-Spatial Attention Mechanism

Facial expression recognition is a challenging classification task with broad application prospects in the field of human - computer interaction. This paper aims to introduce the methods of our upcoming 8th Affective Behavior Analysis in the Wild (ABAW) competition to be held at CVPR2025. To address issues such as low recognition accuracy caused by subtle expression changes and multi - scales in facial expression recognition in videos, we propose global channel - spatial attention and median - enhanced spatial - channel attention to strengthen feature processing for speech and images respectively. Secondly, to fully utilize the complementarity between the speech and facial expression modalities, a speech - and - facial - expression key - frame alignment technique is adopted to calculate the weights of speech and facial expressions. These weights are input into the feature fusion layer for multi - scale dilated fusion, which effectively improves the recognition rate of facial expression recognition. In the facial expression recognition task of the 6th ABAW competition, our method achieved excellent results on the official validation set, which fully demonstrates the effectiveness and competitiveness of the proposed method.