Continuous Embedding Attacks via Clipped Inputs in Jailbreaking Large Language Models

Security concerns for large language models (LLMs) have recently escalated, focusing on thwarting jailbreaking attempts in discrete prompts. However, the exploration of jailbreak vulnerabilities arising from continuous embeddings has been limited, as prior approaches primarily involved appending discrete or continuous suffixes to inputs. Our study presents a novel channel for conducting direct attacks on LLM inputs, eliminating the need for suffix addition or specific questions provided that the desired output is predefined. We additionally observe that extensive iterations often lead to overfitting, characterized by repetition in the output. To counteract this, we propose a simple yet effective strategy named CLIP. Our experiments show that for an input length of 40 at iteration 1000, applying CLIP improves the ASR from 62% to 83%

Source Code Summarization in the Era of Large Language Models

To support software developers in understanding and maintaining programs, various automatic (source) code summarization techniques have been proposed to generate a concise natural language summary (i.e., comment) for a given code snippet. Recently, the emergence of large language models (LLMs) has led to a great boost in the performance of code-related tasks. In this paper, we undertake a systematic and comprehensive study on code summarization in the era of LLMs, which covers multiple aspects involved in the workflow of LLM-based code summarization. Specifically, we begin by examining prevalent automated evaluation methods for assessing the quality of summaries generated by LLMs and find that the results of the GPT-4 evaluation method are most closely aligned with human evaluation. Then, we explore the effectiveness of five prompting techniques (zero-shot, few-shot, chain-of-thought, critique, and expert) in adapting LLMs to code summarization tasks. Contrary to expectations, advanced prompting techniques may not outperform simple zero-shot prompting. Next, we investigate the impact of LLMs' model settings (including top\_p and temperature parameters) on the quality of generated summaries. We find the impact of the two parameters on summary quality varies by the base LLM and programming language, but their impacts are similar. Moreover, we canvass LLMs' abilities to summarize code snippets in distinct types of programming languages. The results reveal that LLMs perform suboptimally when summarizing code written in logic programming languages compared to other language types. Finally, we unexpectedly find that CodeLlama-Instruct with 7B parameters can outperform advanced GPT-4 in generating summaries describing code implementation details and asserting code properties. We hope that our findings can provide a comprehensive understanding of code summarization in the era of LLMs.

Lockpicking LLMs: A Logit-Based Jailbreak Using Token-level Manipulation

Large language models (LLMs) have transformed the field of natural language processing, but they remain susceptible to jailbreaking attacks that exploit their capabilities to generate unintended and potentially harmful content. Existing token-level jailbreaking techniques, while effective, face scalability and efficiency challenges, especially as models undergo frequent updates and incorporate advanced defensive measures. In this paper, we introduce JailMine, an innovative token-level manipulation approach that addresses these limitations effectively. JailMine employs an automated "mining" process to elicit malicious responses from LLMs by strategically selecting affirmative outputs and iteratively reducing the likelihood of rejection. Through rigorous testing across multiple well-known LLMs and datasets, we demonstrate JailMine's effectiveness and efficiency, achieving a significant average reduction of 86% in time consumed while maintaining high success rates averaging 95%, even in the face of evolving defensive strategies. Our work contributes to the ongoing effort to assess and mitigate the vulnerability of LLMs to jailbreaking attacks, underscoring the importance of continued vigilance and proactive measures to enhance the security and reliability of these powerful language models.

Glitch Tokens in Large Language Models: Categorization Taxonomy and Effective Detection

With the expanding application of Large Language Models (LLMs) in various domains, it becomes imperative to comprehensively investigate their unforeseen behaviors and consequent outcomes. In this study, we introduce and systematically explore the phenomenon of "glitch tokens", which are anomalous tokens produced by established tokenizers and could potentially compromise the models' quality of response. Specifically, we experiment on seven top popular LLMs utilizing three distinct tokenizers and involving a totally of 182,517 tokens. We present categorizations of the identified glitch tokens and symptoms exhibited by LLMs when interacting with glitch tokens. Based on our observation that glitch tokens tend to cluster in the embedding space, we propose GlitchHunter, a novel iterative clustering-based technique, for efficient glitch token detection. The evaluation shows that our approach notably outperforms three baseline methods on eight open-source LLMs. To the best of our knowledge, we present the first comprehensive study on glitch tokens. Our new detection further provides valuable insights into mitigating tokenization-related errors in LLMs.

LLM Jailbreak Attack versus Defense Techniques -- A Comprehensive Study

Large Language Models (LLMS) have increasingly become central to generating content with potential societal impacts. Notably, these models have demonstrated capabilities for generating content that could be deemed harmful. To mitigate these risks, researchers have adopted safety training techniques to align model outputs with societal values to curb the generation of malicious content. However, the phenomenon of "jailbreaking", where carefully crafted prompts elicit harmful responses from models, persists as a significant challenge. This research conducts a comprehensive analysis of existing studies on jailbreaking LLMs and their defense techniques. We meticulously investigate nine attack techniques and seven defense techniques applied across three distinct language models: Vicuna, LLama, and GPT-3.5 Turbo. We aim to evaluate the effectiveness of these attack and defense techniques. Our findings reveal that existing white-box attacks underperform compared to universal techniques and that including special tokens in the input significantly affects the likelihood of successful attacks. This research highlights the need to concentrate on the security facets of LLMs. Additionally, we contribute to the field by releasing our datasets and testing framework, aiming to foster further research into LLM security. We believe these contributions will facilitate the exploration of security measures within this domain.

Digger: Detecting Copyright Content Mis-usage in Large Language Model Training

Pre-training, which utilizes extensive and varied datasets, is a critical factor in the success of Large Language Models (LLMs) across numerous applications. However, the detailed makeup of these datasets is often not disclosed, leading to concerns about data security and potential misuse. This is particularly relevant when copyrighted material, still under legal protection, is used inappropriately, either intentionally or unintentionally, infringing on the rights of the authors. In this paper, we introduce a detailed framework designed to detect and assess the presence of content from potentially copyrighted books within the training datasets of LLMs. This framework also provides a confidence estimation for the likelihood of each content sample's inclusion. To validate our approach, we conduct a series of simulated experiments, the results of which affirm the framework's effectiveness in identifying and addressing instances of content misuse in LLM training processes. Furthermore, we investigate the presence of recognizable quotes from famous literary works within these datasets. The outcomes of our study have significant implications for ensuring the ethical use of copyrighted materials in the development of LLMs, highlighting the need for more transparent and responsible data management practices in this field.

ASTER: Automatic Speech Recognition System Accessibility Testing for Stutterers

The popularity of automatic speech recognition (ASR) systems nowadays leads to an increasing need for improving their accessibility. Handling stuttering speech is an important feature for accessible ASR systems. To improve the accessibility of ASR systems for stutterers, we need to expose and analyze the failures of ASR systems on stuttering speech. The speech datasets recorded from stutterers are not diverse enough to expose most of the failures. Furthermore, these datasets lack ground truth information about the non-stuttered text, rendering them unsuitable as comprehensive test suites. Therefore, a methodology for generating stuttering speech as test inputs to test and analyze the performance of ASR systems is needed. However, generating valid test inputs in this scenario is challenging. The reason is that although the generated test inputs should mimic how stutterers speak, they should also be diverse enough to trigger more failures. To address the challenge, we propose ASTER, a technique for automatically testing the accessibility of ASR systems. ASTER can generate valid test cases by injecting five different types of stuttering. The generated test cases can both simulate realistic stuttering speech and expose failures in ASR systems. Moreover, ASTER can further enhance the quality of the test cases with a multi-objective optimization-based seed updating algorithm. We implemented ASTER as a framework and evaluated it on four open-source ASR models and three commercial ASR systems. We conduct a comprehensive evaluation of ASTER and find that it significantly increases the word error rate, match error rate, and word information loss in the evaluated ASR systems. Additionally, our user study demonstrates that the generated stuttering audio is indistinguishable from real-world stuttering audio clips.

Prompt Injection attack against LLM-integrated Applications

Large Language Models (LLMs), renowned for their superior proficiency in language comprehension and generation, stimulate a vibrant ecosystem of applications around them. However, their extensive assimilation into various services introduces significant security risks. This study deconstructs the complexities and implications of prompt injection attacks on actual LLM-integrated applications. Initially, we conduct an exploratory analysis on ten commercial applications, highlighting the constraints of current attack strategies in practice. Prompted by these limitations, we subsequently formulate HouYi, a novel black-box prompt injection attack technique, which draws inspiration from traditional web injection attacks. HouYi is compartmentalized into three crucial elements: a seamlessly-incorporated pre-constructed prompt, an injection prompt inducing context partition, and a malicious payload designed to fulfill the attack objectives. Leveraging HouYi, we unveil previously unknown and severe attack outcomes, such as unrestricted arbitrary LLM usage and uncomplicated application prompt theft. We deploy HouYi on 36 actual LLM-integrated applications and discern 31 applications susceptible to prompt injection. 10 vendors have validated our discoveries, including Notion, which has the potential to impact millions of users. Our investigation illuminates both the possible risks of prompt injection attacks and the possible tactics for mitigation.

Jailbreaking ChatGPT via Prompt Engineering: An Empirical Study

Large Language Models (LLMs), like ChatGPT, have demonstrated vast potential but also introduce challenges related to content constraints and potential misuse. Our study investigates three key research questions: (1) the number of different prompt types that can jailbreak LLMs, (2) the effectiveness of jailbreak prompts in circumventing LLM constraints, and (3) the resilience of ChatGPT against these jailbreak prompts. Initially, we develop a classification model to analyze the distribution of existing prompts, identifying ten distinct patterns and three categories of jailbreak prompts. Subsequently, we assess the jailbreak capability of prompts with ChatGPT versions 3.5 and 4.0, utilizing a dataset of 3,120 jailbreak questions across eight prohibited scenarios. Finally, we evaluate the resistance of ChatGPT against jailbreak prompts, finding that the prompts can consistently evade the restrictions in 40 use-case scenarios. The study underscores the importance of prompt structures in jailbreaking LLMs and discusses the challenges of robust jailbreak prompt generation and prevention.

Automatic Code Summarization via ChatGPT: How Far Are We?

To support software developers in understanding and maintaining programs, various automatic code summarization techniques have been proposed to generate a concise natural language comment for a given code snippet. Recently, the emergence of large language models (LLMs) has led to a great boost in the performance of natural language processing tasks. Among them, ChatGPT is the most popular one which has attracted wide attention from the software engineering community. However, it still remains unclear how ChatGPT performs in (automatic) code summarization. Therefore, in this paper, we focus on evaluating ChatGPT on a widely-used Python dataset called CSN-Python and comparing it with several state-of-the-art (SOTA) code summarization models. Specifically, we first explore an appropriate prompt to guide ChatGPT to generate in-distribution comments. Then, we use such a prompt to ask ChatGPT to generate comments for all code snippets in the CSN-Python test set. We adopt three widely-used metrics (including BLEU, METEOR, and ROUGE-L) to measure the quality of the comments generated by ChatGPT and SOTA models (including NCS, CodeBERT, and CodeT5). The experimental results show that in terms of BLEU and ROUGE-L, ChatGPT's code summarization performance is significantly worse than all three SOTA models. We also present some cases and discuss the advantages and disadvantages of ChatGPT in code summarization. Based on the findings, we outline several open challenges and opportunities in ChatGPT-based code summarization.