Efficient Data Valuation Approximation in Federated Learning: A Sampling-based Approach

Federated learning paradigm to utilize datasets across multiple data providers. In FL, cross-silo data providers often hesitate to share their high-quality dataset unless their data value can be fairly assessed. Shapley value (SV) has been advocated as the standard metric for data valuation in FL due to its desirable properties. However, the computational overhead of SV is prohibitive in practice, as it inherently requires training and evaluating an FL model across an exponential number of dataset combinations. Furthermore, existing solutions fail to achieve high accuracy and efficiency, making practical use of SV still out of reach, because they ignore choosing suitable computation scheme for approximation framework and overlook the property of utility function in FL. We first propose a unified stratified-sampling framework for two widely-used schemes. Then, we analyze and choose the more promising scheme under the FL linear regression assumption. After that, we identify a phenomenon termed key combinations, where only limited dataset combinations have a high-impact on final data value. Building on these insights, we propose a practical approximation algorithm, IPSS, which strategically selects high-impact dataset combinations rather than evaluating all possible combinations, thus substantially reducing time cost with minor approximation error. Furthermore, we conduct extensive evaluations on the FL benchmark datasets to demonstrate that our proposed algorithm outperforms a series of representative baselines in terms of efficiency and effectiveness.

Learning to Erase Private Knowledge from Multi-Documents for Retrieval-Augmented Large Language Models

Retrieval-Augmented Generation (RAG) is a promising technique for applying LLMs to proprietary domains. However, retrieved documents may contain sensitive knowledge, posing risks of privacy leakage in generative results. Thus, effectively erasing private information from retrieved documents is a key challenge for RAG. Unlike traditional text anonymization, RAG should consider: (1) the inherent multi-document reasoning may face de-anonymization attacks; (2) private knowledge varies by scenarios, so users should be allowed to customize which information to erase; (3) preserving sufficient publicly available knowledge for generation tasks. This paper introduces the privacy erasure task for RAG and proposes Eraser4RAG, a private knowledge eraser which effectively removes user-defined private knowledge from documents while preserving sufficient public knowledge for generation. Specifically, we first construct a global knowledge graph to identify potential knowledge across documents, aiming to defend against de-anonymization attacks. Then we randomly split it into private and public sub-graphs, and fine-tune Flan-T5 to rewrite the retrieved documents excluding private triples. Finally, PPO algorithm optimizes the rewriting model to minimize private triples and maximize public triples retention. Experiments on four QA datasets demonstrate that Eraser4RAG achieves superior erase performance than GPT-4o.

FineFilter: A Fine-grained Noise Filtering Mechanism for Retrieval-Augmented Large Language Models

Retrieved documents containing noise will hinder Retrieval-Augmented Generation (RAG) from detecting answer clues, necessitating noise filtering mechanisms to enhance accuracy. Existing methods use re-ranking or summarization to identify the most relevant sentences, but directly and accurately locating answer clues from these large-scale and complex documents remains challenging. Unlike these document-level operations, we treat noise filtering as a sentence-level MinMax optimization problem: first identifying the potential clues from multiple documents using contextual information, then ranking them by relevance, and finally retaining the least clues through truncation. In this paper, we propose FineFilter, a novel fine-grained noise filtering mechanism for RAG consisting of a clue extractor, a re-ranker, and a truncator. We optimize each module to tackle complex reasoning challenges: (1) Clue extractor firstly uses sentences containing the answer and similar ones as fine-tuned targets, aiming at extracting sufficient potential clues; (2) Re-ranker is trained to prioritize effective clues based on the real feedback from generation module, with clues capable of generating correct answer as positive samples and others as negative; (3) Truncator takes the minimum clues needed to answer the question (truncation point) as fine-tuned targets, and performs truncation on the re-ranked clues to achieve fine-grained noise filtering. Experiments on three QA datasets demonstrate that FineFilter significantly outperforms baselines in terms of performance and inference cost. Further analysis on each module shows the effectiveness of our optimizations for complex reasoning.

Understanding and Mitigating the High Computational Cost in Path Data Diffusion

Advancements in mobility services, navigation systems, and smart transportation technologies have made it possible to collect large amounts of path data. Modeling the distribution of this path data, known as the Path Generation (PG) problem, is crucial for understanding urban mobility patterns and developing intelligent transportation systems. Recent studies have explored using diffusion models to address the PG problem due to their ability to capture multimodal distributions and support conditional generation. A recent work devises a diffusion process explicitly in graph space and achieves state-of-the-art performance. However, this method suffers a high computation cost in terms of both time and memory, which prohibits its application. In this paper, we analyze this method both theoretically and experimentally and find that the main culprit of its high computation cost is its explicit design of the diffusion process in graph space. To improve efficiency, we devise a Latent-space Path Diffusion (LPD) model, which operates in latent space instead of graph space. Our LPD significantly reduces both time and memory costs by up to 82.8% and 83.1%, respectively. Despite these reductions, our approach does not suffer from performance degradation. It outperforms the state-of-the-art method in most scenarios by 24.5%~34.0%.

Modeling Inter-Intra Heterogeneity for Graph Federated Learning

Heterogeneity is a fundamental and challenging issue in federated learning, especially for the graph data due to the complex relationships among the graph nodes. To deal with the heterogeneity, lots of existing methods perform the weighted federation based on their calculated similarities between pairwise clients (i.e., subgraphs). However, their inter-subgraph similarities estimated with the outputs of local models are less reliable, because the final outputs of local models may not comprehensively represent the real distribution of subgraph data. In addition, they ignore the critical intra-heterogeneity which usually exists within each subgraph itself. To address these issues, we propose a novel Federated learning method by integrally modeling the Inter-Intra Heterogeneity (FedIIH). For the inter-subgraph relationship, we propose a novel hierarchical variational model to infer the whole distribution of subgraph data in a multi-level form, so that we can accurately characterize the inter-subgraph similarities with the global perspective. For the intra-heterogeneity, we disentangle the subgraph into multiple latent factors and partition the model parameters into multiple parts, where each part corresponds to a single latent factor. Our FedIIH not only properly computes the distribution similarities between subgraphs, but also learns disentangled representations that are robust to irrelevant factors within subgraphs, so that it successfully considers the inter- and intra- heterogeneity simultaneously. Extensive experiments on six homophilic and five heterophilic graph datasets in both non-overlapping and overlapping settings demonstrate the effectiveness of our method when compared with nine state-of-the-art methods. Specifically, FedIIH averagely outperforms the second-best method by a large margin of 5.79% on all heterophilic datasets.

eXpath: Explaining Knowledge Graph Link Prediction with Ontological Closed Path Rules

Link prediction (LP) is crucial for Knowledge Graphs (KG) completion but commonly suffers from interpretability issues. While several methods have been proposed to explain embedding-based LP models, they are generally limited to local explanations on KG and are deficient in providing human interpretable semantics. Based on real-world observations of the characteristics of KGs from multiple domains, we propose to explain LP models in KG with path-based explanations. An integrated framework, namely eXpath, is introduced which incorporates the concept of relation path with ontological closed path rules to enhance both the efficiency and effectiveness of LP interpretation. Notably, the eXpath explanations can be fused with other single-link explanation approaches to achieve a better overall solution. Extensive experiments across benchmark datasets and LP models demonstrate that introducing eXpath can boost the quality of resulting explanations by about 20% on two key metrics and reduce the required explanation time by 61.4%, in comparison to the best existing method. Case studies further highlight eXpath's ability to provide more semantically meaningful explanations through path-based evidence.

Hyperparameter Optimization for SecureBoost via Constrained Multi-Objective Federated Learning

SecureBoost is a tree-boosting algorithm that leverages homomorphic encryption (HE) to protect data privacy in vertical federated learning. SecureBoost and its variants have been widely adopted in fields such as finance and healthcare. However, the hyperparameters of SecureBoost are typically configured heuristically for optimizing model performance (i.e., utility) solely, assuming that privacy is secured. Our study found that SecureBoost and some of its variants are still vulnerable to label leakage. This vulnerability may lead the current heuristic hyperparameter configuration of SecureBoost to a suboptimal trade-off between utility, privacy, and efficiency, which are pivotal elements toward a trustworthy federated learning system. To address this issue, we propose the Constrained Multi-Objective SecureBoost (CMOSB) algorithm, which aims to approximate Pareto optimal solutions that each solution is a set of hyperparameters achieving an optimal trade-off between utility loss, training cost, and privacy leakage. We design measurements of the three objectives, including a novel label inference attack named instance clustering attack (ICA) to measure the privacy leakage of SecureBoost. Additionally, we provide two countermeasures against ICA. The experimental results demonstrate that the CMOSB yields superior hyperparameters over those optimized by grid search and Bayesian optimization regarding the trade-off between utility loss, training cost, and privacy leakage.

SecureBoost Hyperparameter Tuning via Multi-Objective Federated Learning

SecureBoost is a tree-boosting algorithm leveraging homomorphic encryption to protect data privacy in vertical federated learning setting. It is widely used in fields such as finance and healthcare due to its interpretability, effectiveness, and privacy-preserving capability. However, SecureBoost suffers from high computational complexity and risk of label leakage. To harness the full potential of SecureBoost, hyperparameters of SecureBoost should be carefully chosen to strike an optimal balance between utility, efficiency, and privacy. Existing methods either set hyperparameters empirically or heuristically, which are far from optimal. To fill this gap, we propose a Constrained Multi-Objective SecureBoost (CMOSB) algorithm to find Pareto optimal solutions that each solution is a set of hyperparameters achieving optimal tradeoff between utility loss, training cost, and privacy leakage. We design measurements of the three objectives. In particular, the privacy leakage is measured using our proposed instance clustering attack. Experimental results demonstrate that the CMOSB yields not only hyperparameters superior to the baseline but also optimal sets of hyperparameters that can support the flexible requirements of FL participants.

HeteFedRec: Federated Recommender Systems with Model Heterogeneity

Owing to the nature of privacy protection, federated recommender systems (FedRecs) have garnered increasing interest in the realm of on-device recommender systems. However, most existing FedRecs only allow participating clients to collaboratively train a recommendation model of the same public parameter size. Training a model of the same size for all clients can lead to suboptimal performance since clients possess varying resources. For example, clients with limited training data may prefer to train a smaller recommendation model to avoid excessive data consumption, while clients with sufficient data would benefit from a larger model to achieve higher recommendation accuracy. To address the above challenge, this paper introduces HeteFedRec, a novel FedRec framework that enables the assignment of personalized model sizes to participants. In HeteFedRec, we present a heterogeneous recommendation model aggregation strategy, including a unified dual-task learning mechanism and a dimensional decorrelation regularization, to allow knowledge aggregation among recommender models of different sizes. Additionally, a relation-based ensemble knowledge distillation method is proposed to effectively distil knowledge from heterogeneous item embeddings. Extensive experiments conducted on three real-world recommendation datasets demonstrate the effectiveness and efficiency of HeteFedRec in training federated recommender systems under heterogeneous settings.

A Data-driven Region Generation Framework for Spatiotemporal Transportation Service Management

MAUP (modifiable areal unit problem) is a fundamental problem for spatial data management and analysis. As an instantiation of MAUP in online transportation platforms, region generation (i.e., specifying the areal unit for service operations) is the first and vital step for supporting spatiotemporal transportation services such as ride-sharing and freight transport. Most existing region generation methods are manually specified (e.g., fixed-size grids), suffering from poor spatial semantic meaning and inflexibility to meet service operation requirements. In this paper, we propose RegionGen, a data-driven region generation framework that can specify regions with key characteristics (e.g., good spatial semantic meaning and predictability) by modeling region generation as a multi-objective optimization problem. First, to obtain good spatial semantic meaning, RegionGen segments the whole city into atomic spatial elements based on road networks and obstacles (e.g., rivers). Then, it clusters the atomic spatial elements into regions by maximizing various operation characteristics, which is formulated as a multi-objective optimization problem. For this optimization problem, we propose a multi-objective co-optimization algorithm. Extensive experiments verify that RegionGen can generate more suitable regions than traditional methods for spatiotemporal service management.