Imagen 3

We introduce Imagen 3, a latent diffusion model that generates high quality images from text prompts. We describe our quality and responsibility evaluations. Imagen 3 is preferred over other state-of-the-art (SOTA) models at the time of evaluation. In addition, we discuss issues around safety and representation, as well as methods we used to minimize the potential harm of our models.

Beyond Thumbs Up/Down: Untangling Challenges of Fine-Grained Feedback for Text-to-Image Generation

Human feedback plays a critical role in learning and refining reward models for text-to-image generation, but the optimal form the feedback should take for learning an accurate reward function has not been conclusively established. This paper investigates the effectiveness of fine-grained feedback which captures nuanced distinctions in image quality and prompt-alignment, compared to traditional coarse-grained feedback (for example, thumbs up/down or ranking between a set of options). While fine-grained feedback holds promise, particularly for systems catering to diverse societal preferences, we show that demonstrating its superiority to coarse-grained feedback is not automatic. Through experiments on real and synthetic preference data, we surface the complexities of building effective models due to the interplay of model choice, feedback type, and the alignment between human judgment and computational interpretation. We identify key challenges in eliciting and utilizing fine-grained feedback, prompting a reassessment of its assumed benefits and practicality. Our findings -- e.g., that fine-grained feedback can lead to worse models for a fixed budget, in some settings; however, in controlled settings with known attributes, fine grained rewards can indeed be more helpful -- call for careful consideration of feedback attributes and potentially beckon novel modeling approaches to appropriately unlock the potential value of fine-grained feedback in-the-wild.

e-COP : Episodic Constrained Optimization of Policies

In this paper, we present the $\texttt{e-COP}$ algorithm, the first policy optimization algorithm for constrained Reinforcement Learning (RL) in episodic (finite horizon) settings. Such formulations are applicable when there are separate sets of optimization criteria and constraints on a system's behavior. We approach this problem by first establishing a policy difference lemma for the episodic setting, which provides the theoretical foundation for the algorithm. Then, we propose to combine a set of established and novel solution ideas to yield the $\texttt{e-COP}$ algorithm that is easy to implement and numerically stable, and provide a theoretical guarantee on optimality under certain scaling assumptions. Through extensive empirical analysis using benchmarks in the Safety Gym suite, we show that our algorithm has similar or better performance than SoTA (non-episodic) algorithms adapted for the episodic setting. The scalability of the algorithm opens the door to its application in safety-constrained Reinforcement Learning from Human Feedback for Large Language or Diffusion Models.

Robust Disaster Assessment from Aerial Imagery Using Text-to-Image Synthetic Data

We present a simple and efficient method to leverage emerging text-to-image generative models in creating large-scale synthetic supervision for the task of damage assessment from aerial images. While significant recent advances have resulted in improved techniques for damage assessment using aerial or satellite imagery, they still suffer from poor robustness to domains where manual labeled data is unavailable, directly impacting post-disaster humanitarian assistance in such under-resourced geographies. Our contribution towards improving domain robustness in this scenario is two-fold. Firstly, we leverage the text-guided mask-based image editing capabilities of generative models and build an efficient and easily scalable pipeline to generate thousands of post-disaster images from low-resource domains. Secondly, we propose a simple two-stage training approach to train robust models while using manual supervision from different source domains along with the generated synthetic target domain data. We validate the strength of our proposed framework under cross-geography domain transfer setting from xBD and SKAI images in both single-source and multi-source settings, achieving significant improvements over a source-only baseline in each case.

Bandit Sequential Posted Pricing via Half-Concavity

Sequential posted pricing auctions are popular because of their simplicity in practice and their tractability in theory. A usual assumption in their study is that the Bayesian prior distributions of the buyers are known to the seller, while in reality these priors can only be accessed from historical data. To overcome this assumption, we study sequential posted pricing in the bandit learning model, where the seller interacts with $n$ buyers over $T$ rounds: In each round the seller posts $n$ prices for the $n$ buyers and the first buyer with a valuation higher than the price takes the item. The only feedback that the seller receives in each round is the revenue. Our main results obtain nearly-optimal regret bounds for single-item sequential posted pricing in the bandit learning model. In particular, we achieve an $\tilde{O}(\mathsf{poly}(n)\sqrt{T})$ regret for buyers with (Myerson's) regular distributions and an $\tilde{O}(\mathsf{poly}(n)T^{{2}/{3}})$ regret for buyers with general distributions, both of which are tight in the number of rounds $T$. Our result for regular distributions was previously not known even for the single-buyer setting and relies on a new half-concavity property of the revenue function in the value space. For $n$ sequential buyers, our technique is to run a generalized single-buyer algorithm for all the buyers and to carefully bound the regret from the sub-optimal pricing of the suffix buyers.

Spuriosity Rankings: Sorting Data for Spurious Correlation Robustness

We present a framework for ranking images within their class based on the strength of spurious cues present. By measuring the gap in accuracy on the highest and lowest ranked images (we call this spurious gap), we assess spurious feature reliance for $89$ diverse ImageNet models, finding that even the best models underperform in images with weak spurious presence. However, the effect of spurious cues varies far more dramatically across classes, emphasizing the crucial, often overlooked, class-dependence of the spurious correlation problem. While most spurious features we observe are clarifying (i.e. improving test-time accuracy when present, as is typically expected), we surprisingly find many cases of confusing spurious features, where models perform better when they are absent. We then close the spurious gap by training new classification heads on lowly ranked (i.e. without common spurious cues) images, resulting in improved effective robustness to distribution shifts (ObjectNet, ImageNet-R, ImageNet-Sketch). We also propose a second metric to assess feature reliability, finding that spurious features are generally less reliable than non-spurious (core) ones, though again, spurious features can be more reliable for certain classes. To enable our analysis, we annotated $5,000$ feature-class dependencies over {\it all} of ImageNet as core or spurious using minimal human supervision. Finally, we show the feature discovery and spuriosity ranking framework can be extended to other datasets like CelebA and WaterBirds in a lightweight fashion with only linear layer training, leading to discovering a previously unknown racial bias in the Celeb-A hair classification.

Data-Centric Debugging: mitigating model failures via targeted data collection

Deep neural networks can be unreliable in the real world when the training set does not adequately cover all the settings where they are deployed. Focusing on image classification, we consider the setting where we have an error distribution $\mathcal{E}$ representing a deployment scenario where the model fails. We have access to a small set of samples $\mathcal{E}_{sample}$ from $\mathcal{E}$ and it can be expensive to obtain additional samples. In the traditional model development framework, mitigating failures of the model in $\mathcal{E}$ can be challenging and is often done in an ad hoc manner. In this paper, we propose a general methodology for model debugging that can systemically improve model performance on $\mathcal{E}$ while maintaining its performance on the original test set. Our key assumption is that we have access to a large pool of weakly (noisily) labeled data $\mathcal{F}$. However, naively adding $\mathcal{F}$ to the training would hurt model performance due to the large extent of label noise. Our Data-Centric Debugging (DCD) framework carefully creates a debug-train set by selecting images from $\mathcal{F}$ that are perceptually similar to the images in $\mathcal{E}_{sample}$. To do this, we use the $\ell_2$ distance in the feature space (penultimate layer activations) of various models including ResNet, Robust ResNet and DINO where we observe DINO ViTs are significantly better at discovering similar images compared to Resnets. Compared to LPIPS, we find that our method reduces compute and storage requirements by 99.58\%. Compared to the baselines that maintain model performance on the test set, we achieve significantly (+9.45\%) improved results on the debug-heldout sets.

Bandit Algorithms for Prophet Inequality and Pandora's Box

The Prophet Inequality and Pandora's Box problems are fundamental stochastic problem with applications in Mechanism Design, Online Algorithms, Stochastic Optimization, Optimal Stopping, and Operations Research. A usual assumption in these works is that the probability distributions of the $n$ underlying random variables are given as input to the algorithm. Since in practice these distributions need to be learned, we initiate the study of such stochastic problems in the Multi-Armed Bandits model. In the Multi-Armed Bandits model we interact with $n$ unknown distributions over $T$ rounds: in round $t$ we play a policy $x^{(t)}$ and receive a partial (bandit) feedback on the performance of $x^{(t)}$. The goal is to minimize the regret, which is the difference over $T$ rounds in the total value of the optimal algorithm that knows the distributions vs. the total value of our algorithm that learns the distributions from the partial feedback. Our main results give near-optimal $\tilde{O}(\mathsf{poly}(n)\sqrt{T})$ total regret algorithms for both Prophet Inequality and Pandora's Box. Our proofs proceed by maintaining confidence intervals on the unknown indices of the optimal policy. The exploration-exploitation tradeoff prevents us from directly refining these confidence intervals, so the main technique is to design a regret upper bound that is learnable while playing low-regret Bandit policies.

Improved techniques for deterministic l2 robustness

Training convolutional neural networks (CNNs) with a strict 1-Lipschitz constraint under the $l_{2}$ norm is useful for adversarial robustness, interpretable gradients and stable training. 1-Lipschitz CNNs are usually designed by enforcing each layer to have an orthogonal Jacobian matrix (for all inputs) to prevent the gradients from vanishing during backpropagation. However, their performance often significantly lags behind that of heuristic methods to enforce Lipschitz constraints where the resulting CNN is not \textit{provably} 1-Lipschitz. In this work, we reduce this gap by introducing (a) a procedure to certify robustness of 1-Lipschitz CNNs by replacing the last linear layer with a 1-hidden layer MLP that significantly improves their performance for both standard and provably robust accuracy, (b) a method to significantly reduce the training time per epoch for Skew Orthogonal Convolution (SOC) layers (>30\% reduction for deeper networks) and (c) a class of pooling layers using the mathematical property that the $l_{2}$ distance of an input to a manifold is 1-Lipschitz. Using these methods, we significantly advance the state-of-the-art for standard and provable robust accuracies on CIFAR-10 (gains of +1.79\% and +3.82\%) and similarly on CIFAR-100 (+3.78\% and +4.75\%) across all networks. Code is available at \url{https://github.com/singlasahil14/improved_l2_robustness}.

Core Risk Minimization using Salient ImageNet

Deep neural networks can be unreliable in the real world especially when they heavily use spurious features for their predictions. Recently, Singla & Feizi (2022) introduced the Salient Imagenet dataset by annotating and localizing core and spurious features of ~52k samples from 232 classes of Imagenet. While this dataset is useful for evaluating the reliance of pretrained models on spurious features, its small size limits its usefulness for training models. In this work, we first introduce the Salient Imagenet-1M dataset with more than 1 million soft masks localizing core and spurious features for all 1000 Imagenet classes. Using this dataset, we first evaluate the reliance of several Imagenet pretrained models (42 total) on spurious features and observe that: (i) transformers are more sensitive to spurious features compared to Convnets, (ii) zero-shot CLIP transformers are highly susceptible to spurious features. Next, we introduce a new learning paradigm called Core Risk Minimization (CoRM) whose objective ensures that the model predicts a class using its core features. We evaluate different computational approaches for solving CoRM and achieve significantly higher (+12%) core accuracy (accuracy when non-core regions corrupted using noise) with no drop in clean accuracy compared to models trained via Empirical Risk Minimization.