Score Normalization for Demographic Fairness in Face Recognition

Fair biometric algorithms have similar verification performance across different demographic groups given a single decision threshold. Unfortunately, for state-of-the-art face recognition networks, score distributions differ between demographics. Contrary to work that tries to align those distributions by extra training or fine-tuning, we solely focus on score post-processing methods. As proved, well-known sample-centered score normalization techniques, Z-norm and T-norm, do not improve fairness for high-security operating points. Thus, we extend the standard Z/T-norm to integrate demographic information in normalization. Additionally, we investigate several possibilities to incorporate cohort similarities for both genuine and impostor pairs per demographic to improve fairness across different operating points. We run experiments on two datasets with different demographics (gender and ethnicity) and show that our techniques generally improve the overall fairness of five state-of-the-art pre-trained face recognition networks, without downgrading verification performance. We also indicate that an equal contribution of False Match Rate (FMR) and False Non-Match Rate (FNMR) in fairness evaluation is required for the highest gains. Code and protocols are available.

Synthetic Face Datasets Generation via Latent Space Exploration from Brownian Identity Diffusion

Face Recognition (FR) models are trained on large-scale datasets, which have privacy and ethical concerns. Lately, the use of synthetic data to complement or replace genuine data for the training of FR models has been proposed. While promising results have been obtained, it still remains unclear if generative models can yield diverse enough data for such tasks. In this work, we introduce a new method, inspired by the physical motion of soft particles subjected to stochastic Brownian forces, allowing us to sample identities distributions in a latent space under various constraints. With this in hands, we generate several face datasets and benchmark them by training FR models, showing that data generated with our method exceeds the performance of previously GAN-based datasets and achieves competitive performance with state-of-the-art diffusion-based synthetic datasets. We also show that this method can be used to mitigate leakage from the generator's training set and explore the ability of generative models to generate data beyond it.

Second Edition FRCSyn Challenge at CVPR 2024: Face Recognition Challenge in the Era of Synthetic Data

Synthetic data is gaining increasing relevance for training machine learning models. This is mainly motivated due to several factors such as the lack of real data and intra-class variability, time and errors produced in manual labeling, and in some cases privacy concerns, among others. This paper presents an overview of the 2nd edition of the Face Recognition Challenge in the Era of Synthetic Data (FRCSyn) organized at CVPR 2024. FRCSyn aims to investigate the use of synthetic data in face recognition to address current technological limitations, including data privacy concerns, demographic biases, generalization to novel scenarios, and performance constraints in challenging situations such as aging, pose variations, and occlusions. Unlike the 1st edition, in which synthetic data from DCFace and GANDiffFace methods was only allowed to train face recognition systems, in this 2nd edition we propose new sub-tasks that allow participants to explore novel face generative methods. The outcomes of the 2nd FRCSyn Challenge, along with the proposed experimental protocol and benchmarking contribute significantly to the application of synthetic data to face recognition.

\textit{sweet} -- An Open Source Modular Platform for Contactless Hand Vascular Biometric Experiments

Current finger-vein or palm-vein recognition systems usually require direct contact of the subject with the apparatus. This can be problematic in environments where hygiene is of primary importance. In this work we present a contactless vascular biometrics sensor platform named \sweet which can be used for hand vascular biometrics studies (wrist-, palm- and finger-vein) and surface features such as palmprint. It supports several acquisition modalities such as multi-spectral Near-Infrared (NIR), RGB-color, Stereo Vision (SV) and Photometric Stereo (PS). Using this platform we collect a dataset consisting of the fingers, palm and wrist vascular data of 120 subjects and develop a powerful 3D pipeline for the pre-processing of this data. We then present biometric experimental results, focusing on Finger-Vein Recognition (FVR). Finally, we discuss fusion of multiple modalities, such palm-vein combined with palm-print biometrics. The acquisition software, parts of the hardware design, the new FV dataset, as well as source-code for our experiments are publicly available for research purposes.

SDFR: Synthetic Data for Face Recognition Competition

Large-scale face recognition datasets are collected by crawling the Internet and without individuals' consent, raising legal, ethical, and privacy concerns. With the recent advances in generative models, recently several works proposed generating synthetic face recognition datasets to mitigate concerns in web-crawled face recognition datasets. This paper presents the summary of the Synthetic Data for Face Recognition (SDFR) Competition held in conjunction with the 18th IEEE International Conference on Automatic Face and Gesture Recognition (FG 2024) and established to investigate the use of synthetic data for training face recognition models. The SDFR competition was split into two tasks, allowing participants to train face recognition systems using new synthetic datasets and/or existing ones. In the first task, the face recognition backbone was fixed and the dataset size was limited, while the second task provided almost complete freedom on the model backbone, the dataset, and the training pipeline. The submitted models were trained on existing and also new synthetic datasets and used clever methods to improve training with synthetic data. The submissions were evaluated and ranked on a diverse set of seven benchmarking datasets. The paper gives an overview of the submitted face recognition models and reports achieved performance compared to baseline models trained on real and synthetic datasets. Furthermore, the evaluation of submissions is extended to bias assessment across different demography groups. Lastly, an outlook on the current state of the research in training face recognition models using synthetic data is presented, and existing problems as well as potential future directions are also discussed.

Deep Privacy Funnel Model: From a Discriminative to a Generative Approach with an Application to Face Recognition

In this study, we apply the information-theoretic Privacy Funnel (PF) model to the domain of face recognition, developing a novel method for privacy-preserving representation learning within an end-to-end training framework. Our approach addresses the trade-off between obfuscation and utility in data protection, quantified through logarithmic loss, also known as self-information loss. This research provides a foundational exploration into the integration of information-theoretic privacy principles with representation learning, focusing specifically on the face recognition systems. We particularly highlight the adaptability of our framework with recent advancements in face recognition networks, such as AdaFace and ArcFace. In addition, we introduce the Generative Privacy Funnel ($\mathsf{GenPF}$) model, a paradigm that extends beyond the traditional scope of the PF model, referred to as the Discriminative Privacy Funnel ($\mathsf{DisPF}$). This $\mathsf{GenPF}$ model brings new perspectives on data generation methods with estimation-theoretic and information-theoretic privacy guarantees. Complementing these developments, we also present the deep variational PF (DVPF) model. This model proposes a tractable variational bound for measuring information leakage, enhancing the understanding of privacy preservation challenges in deep representation learning. The DVPF model, associated with both $\mathsf{DisPF}$ and $\mathsf{GenPF}$ models, sheds light on connections with various generative models such as Variational Autoencoders (VAEs), Generative Adversarial Networks (GANs), and Diffusion models. Complementing our theoretical contributions, we release a reproducible PyTorch package, facilitating further exploration and application of these privacy-preserving methodologies in face recognition systems.

Model Pairing Using Embedding Translation for Backdoor Attack Detection on Open-Set Classification Tasks

Backdoor attacks allow an attacker to embed a specific vulnerability in a machine learning algorithm, activated when an attacker-chosen pattern is presented, causing a specific misprediction. The need to identify backdoors in biometric scenarios has led us to propose a novel technique with different trade-offs. In this paper we propose to use model pairs on open-set classification tasks for detecting backdoors. Using a simple linear operation to project embeddings from a probe model's embedding space to a reference model's embedding space, we can compare both embeddings and compute a similarity score. We show that this score, can be an indicator for the presence of a backdoor despite models being of different architectures, having been trained independently and on different datasets. Additionally, we show that backdoors can be detected even when both models are backdoored. The source code is made available for reproducibility purposes.

Approximating Optimal Morphing Attacks using Template Inversion

Recent works have demonstrated the feasibility of inverting face recognition systems, enabling to recover convincing face images using only their embeddings. We leverage such template inversion models to develop a novel type ofdeep morphing attack based on inverting a theoretical optimal morph embedding, which is obtained as an average of the face embeddings of source images. We experiment with two variants of this approach: the first one exploits a fully self-contained embedding-to-image inversion model, while the second leverages the synthesis network of a pretrained StyleGAN network for increased morph realism. We generate morphing attacks from several source datasets and study the effectiveness of those attacks against several face recognition networks. We showcase that our method can compete with and regularly beat the previous state of the art for deep-learning based morph generation in terms of effectiveness, both in white-box and black-box attack scenarios, and is additionally much faster to run. We hope this might facilitate the development of large scale deep morph datasets for training detection models.

Deep Variational Privacy Funnel: General Modeling with Applications in Face Recognition

In this study, we harness the information-theoretic Privacy Funnel (PF) model to develop a method for privacy-preserving representation learning using an end-to-end training framework. We rigorously address the trade-off between obfuscation and utility. Both are quantified through the logarithmic loss, a measure also recognized as self-information loss. This exploration deepens the interplay between information-theoretic privacy and representation learning, offering substantive insights into data protection mechanisms for both discriminative and generative models. Importantly, we apply our model to state-of-the-art face recognition systems. The model demonstrates adaptability across diverse inputs, from raw facial images to both derived or refined embeddings, and is competent in tasks such as classification, reconstruction, and generation.

FRCSyn Challenge at WACV 2024:Face Recognition Challenge in the Era of Synthetic Data

Despite the widespread adoption of face recognition technology around the world, and its remarkable performance on current benchmarks, there are still several challenges that must be covered in more detail. This paper offers an overview of the Face Recognition Challenge in the Era of Synthetic Data (FRCSyn) organized at WACV 2024. This is the first international challenge aiming to explore the use of synthetic data in face recognition to address existing limitations in the technology. Specifically, the FRCSyn Challenge targets concerns related to data privacy issues, demographic biases, generalization to unseen scenarios, and performance limitations in challenging scenarios, including significant age disparities between enrollment and testing, pose variations, and occlusions. The results achieved in the FRCSyn Challenge, together with the proposed benchmark, contribute significantly to the application of synthetic data to improve face recognition technology.