XGen-7B Technical Report

Large Language Models (LLMs) have become ubiquitous across various domains, transforming the way we interact with information and conduct research. However, most high-performing LLMs remain confined behind proprietary walls, hindering scientific progress. Most open-source LLMs, on the other hand, are limited in their ability to support longer sequence lengths, which is a key requirement for many tasks that require inference over an input context. To address this, we have trained XGen, a series of 7B parameter models on up to 8K sequence length for up to 1.5T tokens. We have also finetuned the XGen models on public-domain instructional data, creating their instruction-tuned counterparts (XGen-Inst). We open-source our models for both research advancements and commercial applications. Our evaluation on standard benchmarks shows that XGen models achieve comparable or better results when compared with state-of-the-art open-source LLMs. Our targeted evaluation on long sequence modeling tasks shows the benefits of our 8K-sequence models over 2K-sequence open-source LLMs.

Large Language Models as Tax Attorneys: A Case Study in Legal Capabilities Emergence

Better understanding of Large Language Models' (LLMs) legal analysis abilities can contribute to improving the efficiency of legal services, governing artificial intelligence, and leveraging LLMs to identify inconsistencies in law. This paper explores LLM capabilities in applying tax law. We choose this area of law because it has a structure that allows us to set up automated validation pipelines across thousands of examples, requires logical reasoning and maths skills, and enables us to test LLM capabilities in a manner relevant to real-world economic lives of citizens and companies. Our experiments demonstrate emerging legal understanding capabilities, with improved performance in each subsequent OpenAI model release. We experiment with retrieving and utilising the relevant legal authority to assess the impact of providing additional legal context to LLMs. Few-shot prompting, presenting examples of question-answer pairs, is also found to significantly enhance the performance of the most advanced model, GPT-4. The findings indicate that LLMs, particularly when combined with prompting enhancements and the correct legal texts, can perform at high levels of accuracy but not yet at expert tax lawyer levels. As LLMs continue to advance, their ability to reason about law autonomously could have significant implications for the legal profession and AI governance.

Few-shot Unified Question Answering: Tuning Models or Prompts?

Question-answering (QA) tasks often investigate specific question types, knowledge domains, or reasoning skills, leading to specialized models catering to specific categories of QA tasks. While recent research has explored the idea of unified QA models, such models are usually explored for high-resource scenarios and require re-training to extend their capabilities. To overcome these drawbacks, the paper explores the potential of two paradigms of tuning, model, and prompts, for unified QA under a low-resource setting. The paper provides an exhaustive analysis of their applicability using 16 QA datasets, revealing that prompt tuning can perform as well as model tuning in a few-shot setting with a good initialization. The study also shows that parameter-sharing results in superior few-shot performance, simple knowledge transfer techniques for prompt initialization can be effective, and prompt tuning achieves a significant performance boost from pre-training in a low-resource regime. The research offers insights into the advantages and limitations of prompt tuning for unified QA in a few-shot setting, contributing to the development of effective and efficient systems in low-resource scenarios.

Unsupervised Dense Retrieval Deserves Better Positive Pairs: Scalable Augmentation with Query Extraction and Generation

Dense retrievers have made significant strides in obtaining state-of-the-art results on text retrieval and open-domain question answering (ODQA). Yet most of these achievements were made possible with the help of large annotated datasets, unsupervised learning for dense retrieval models remains an open problem. In this work, we explore two categories of methods for creating pseudo query-document pairs, named query extraction (QExt) and transferred query generation (TQGen), to augment the retriever training in an annotation-free and scalable manner. Specifically, QExt extracts pseudo queries by document structures or selecting salient random spans, and TQGen utilizes generation models trained for other NLP tasks (e.g., summarization) to produce pseudo queries. Extensive experiments show that dense retrievers trained with individual augmentation methods can perform comparably well with multiple strong baselines, and combining them leads to further improvements, achieving state-of-the-art performance of unsupervised dense retrieval on both BEIR and ODQA datasets.