AlphaFin: Benchmarking Financial Analysis with Retrieval-Augmented Stock-Chain Framework

The task of financial analysis primarily encompasses two key areas: stock trend prediction and the corresponding financial question answering. Currently, machine learning and deep learning algorithms (ML&DL) have been widely applied for stock trend predictions, leading to significant progress. However, these methods fail to provide reasons for predictions, lacking interpretability and reasoning processes. Also, they can not integrate textual information such as financial news or reports. Meanwhile, large language models (LLMs) have remarkable textual understanding and generation ability. But due to the scarcity of financial training datasets and limited integration with real-time knowledge, LLMs still suffer from hallucinations and are unable to keep up with the latest information. To tackle these challenges, we first release AlphaFin datasets, combining traditional research datasets, real-time financial data, and handwritten chain-of-thought (CoT) data. It has a positive impact on training LLMs for completing financial analysis. We then use AlphaFin datasets to benchmark a state-of-the-art method, called Stock-Chain, for effectively tackling the financial analysis task, which integrates retrieval-augmented generation (RAG) techniques. Extensive experiments are conducted to demonstrate the effectiveness of our framework on financial analysis.

TRELM: Towards Robust and Efficient Pre-training for Knowledge-Enhanced Language Models

KEPLMs are pre-trained models that utilize external knowledge to enhance language understanding. Previous language models facilitated knowledge acquisition by incorporating knowledge-related pre-training tasks learned from relation triples in knowledge graphs. However, these models do not prioritize learning embeddings for entity-related tokens. Moreover, updating the entire set of parameters in KEPLMs is computationally demanding. This paper introduces TRELM, a Robust and Efficient Pre-training framework for Knowledge-Enhanced Language Models. We observe that entities in text corpora usually follow the long-tail distribution, where the representations of some entities are suboptimally optimized and hinder the pre-training process for KEPLMs. To tackle this, we employ a robust approach to inject knowledge triples and employ a knowledge-augmented memory bank to capture valuable information. Furthermore, updating a small subset of neurons in the feed-forward networks (FFNs) that store factual knowledge is both sufficient and efficient. Specifically, we utilize dynamic knowledge routing to identify knowledge paths in FFNs and selectively update parameters during pre-training. Experimental results show that TRELM reduces pre-training time by at least 50% and outperforms other KEPLMs in knowledge probing tasks and multiple knowledge-aware language understanding tasks.

DiffChat: Learning to Chat with Text-to-Image Synthesis Models for Interactive Image Creation

We present DiffChat, a novel method to align Large Language Models (LLMs) to "chat" with prompt-as-input Text-to-Image Synthesis (TIS) models (e.g., Stable Diffusion) for interactive image creation. Given a raw prompt/image and a user-specified instruction, DiffChat can effectively make appropriate modifications and generate the target prompt, which can be leveraged to create the target image of high quality. To achieve this, we first collect an instruction-following prompt engineering dataset named InstructPE for the supervised training of DiffChat. Next, we propose a reinforcement learning framework with the feedback of three core criteria for image creation, i.e., aesthetics, user preference, and content integrity. It involves an action-space dynamic modification technique to obtain more relevant positive samples and harder negative samples during the off-policy sampling. Content integrity is also introduced into the value estimation function for further improvement of produced images. Our method can exhibit superior performance than baseline models and strong competitors based on both automatic and human evaluations, which fully demonstrates its effectiveness.

Towards Understanding Cross and Self-Attention in Stable Diffusion for Text-Guided Image Editing

Deep Text-to-Image Synthesis (TIS) models such as Stable Diffusion have recently gained significant popularity for creative Text-to-image generation. Yet, for domain-specific scenarios, tuning-free Text-guided Image Editing (TIE) is of greater importance for application developers, which modify objects or object properties in images by manipulating feature components in attention layers during the generation process. However, little is known about what semantic meanings these attention layers have learned and which parts of the attention maps contribute to the success of image editing. In this paper, we conduct an in-depth probing analysis and demonstrate that cross-attention maps in Stable Diffusion often contain object attribution information that can result in editing failures. In contrast, self-attention maps play a crucial role in preserving the geometric and shape details of the source image during the transformation to the target image. Our analysis offers valuable insights into understanding cross and self-attention maps in diffusion models. Moreover, based on our findings, we simplify popular image editing methods and propose a more straightforward yet more stable and efficient tuning-free procedure that only modifies self-attention maps of the specified attention layers during the denoising process. Experimental results show that our simplified method consistently surpasses the performance of popular approaches on multiple datasets.

Do Large Language Models Understand Logic or Just Mimick Context?

Over the past few years, the abilities of large language models (LLMs) have received extensive attention, which have performed exceptionally well in complicated scenarios such as logical reasoning and symbolic inference. A significant factor contributing to this progress is the benefit of in-context learning and few-shot prompting. However, the reasons behind the success of such models using contextual reasoning have not been fully explored. Do LLMs have understand logical rules to draw inferences, or do they ``guess'' the answers by learning a type of probabilistic mapping through context? This paper investigates the reasoning capabilities of LLMs on two logical reasoning datasets by using counterfactual methods to replace context text and modify logical concepts. Based on our analysis, it is found that LLMs do not truly understand logical rules; rather, in-context learning has simply enhanced the likelihood of these models arriving at the correct answers. If one alters certain words in the context text or changes the concepts of logical terms, the outputs of LLMs can be significantly disrupted, leading to counter-intuitive responses. This work provides critical insights into the limitations of LLMs, underscoring the need for more robust mechanisms to ensure reliable logical reasoning in LLMs.

Diffutoon: High-Resolution Editable Toon Shading via Diffusion Models

Toon shading is a type of non-photorealistic rendering task of animation. Its primary purpose is to render objects with a flat and stylized appearance. As diffusion models have ascended to the forefront of image synthesis methodologies, this paper delves into an innovative form of toon shading based on diffusion models, aiming to directly render photorealistic videos into anime styles. In video stylization, extant methods encounter persistent challenges, notably in maintaining consistency and achieving high visual quality. In this paper, we model the toon shading problem as four subproblems: stylization, consistency enhancement, structure guidance, and colorization. To address the challenges in video stylization, we propose an effective toon shading approach called \textit{Diffutoon}. Diffutoon is capable of rendering remarkably detailed, high-resolution, and extended-duration videos in anime style. It can also edit the content according to prompts via an additional branch. The efficacy of Diffutoon is evaluated through quantitive metrics and human evaluation. Notably, Diffutoon surpasses both open-source and closed-source baseline approaches in our experiments. Our work is accompanied by the release of both the source code and example videos on Github (Project page: https://ecnu-cilab.github.io/DiffutoonProjectPage/).

A Contrastive Compositional Benchmark for Text-to-Image Synthesis: A Study with Unified Text-to-Image Fidelity Metrics

Text-to-image (T2I) synthesis has recently achieved significant advancements. However, challenges remain in the model's compositionality, which is the ability to create new combinations from known components. We introduce Winoground-T2I, a benchmark designed to evaluate the compositionality of T2I models. This benchmark includes 11K complex, high-quality contrastive sentence pairs spanning 20 categories. These contrastive sentence pairs with subtle differences enable fine-grained evaluations of T2I synthesis models. Additionally, to address the inconsistency across different metrics, we propose a strategy that evaluates the reliability of various metrics by using comparative sentence pairs. We use Winoground-T2I with a dual objective: to evaluate the performance of T2I models and the metrics used for their evaluation. Finally, we provide insights into the strengths and weaknesses of these metrics and the capabilities of current T2I models in tackling challenges across a range of complex compositional categories. Our benchmark is publicly available at https://github.com/zhuxiangru/Winoground-T2I .

Towards Better Parameter-Efficient Fine-Tuning for Large Language Models: A Position Paper

This paper delves into the pressing need in Parameter-Efficient Fine-Tuning (PEFT) for Large Language Models (LLMs). While LLMs possess remarkable capabilities, their extensive parameter requirements and associated computational demands hinder their practicality and scalability for real-world applications. Our position paper highlights current states and the necessity of further studying into the topic, and recognizes significant challenges and open issues that must be addressed to fully harness the powerful abilities of LLMs. These challenges encompass novel efficient PEFT architectures, PEFT for different learning settings, PEFT combined with model compression techniques, and the exploration of PEFT for multi-modal LLMs. By presenting this position paper, we aim to stimulate further research and foster discussions surrounding more efficient and accessible PEFT for LLMs.

FastBlend: a Powerful Model-Free Toolkit Making Video Stylization Easier

With the emergence of diffusion models and rapid development in image processing, it has become effortless to generate fancy images in tasks such as style transfer and image editing. However, these impressive image processing approaches face consistency issues in video processing. In this paper, we propose a powerful model-free toolkit called FastBlend to address the consistency problem for video processing. Based on a patch matching algorithm, we design two inference modes, including blending and interpolation. In the blending mode, FastBlend eliminates video flicker by blending the frames within a sliding window. Moreover, we optimize both computational efficiency and video quality according to different application scenarios. In the interpolation mode, given one or more keyframes rendered by diffusion models, FastBlend can render the whole video. Since FastBlend does not modify the generation process of diffusion models, it exhibits excellent compatibility. Extensive experiments have demonstrated the effectiveness of FastBlend. In the blending mode, FastBlend outperforms existing methods for video deflickering and video synthesis. In the interpolation mode, FastBlend surpasses video interpolation and model-based video processing approaches. The source codes have been released on GitHub.

Sharing, Teaching and Aligning: Knowledgeable Transfer Learning for Cross-Lingual Machine Reading Comprehension

In cross-lingual language understanding, machine translation is often utilized to enhance the transferability of models across languages, either by translating the training data from the source language to the target, or from the target to the source to aid inference. However, in cross-lingual machine reading comprehension (MRC), it is difficult to perform a deep level of assistance to enhance cross-lingual transfer because of the variation of answer span positions in different languages. In this paper, we propose X-STA, a new approach for cross-lingual MRC. Specifically, we leverage an attentive teacher to subtly transfer the answer spans of the source language to the answer output space of the target. A Gradient-Disentangled Knowledge Sharing technique is proposed as an improved cross-attention block. In addition, we force the model to learn semantic alignments from multiple granularities and calibrate the model outputs with teacher guidance to enhance cross-lingual transferability. Experiments on three multi-lingual MRC datasets show the effectiveness of our method, outperforming state-of-the-art approaches.